Prosecution Insights
Last updated: October 04, 2026
Application No. 18/027,767

COLORED COMPOSITION

Final Rejection §103
Filed
Mar 22, 2023
Priority
Sep 28, 2020 — JP 2020-162452 +1 more
Examiner
HON, SOW FUN
Art Unit
1782
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Sumika Technology Co., Ltd.
OA Round
3 (Final)
58%
Grant Probability
Moderate
4-5
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 58% of resolved cases
58%
Career Allowance Rate
452 granted / 784 resolved
-7.3% vs TC avg
Strong +65% interview lift
Without
With
+64.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
34 currently pending
Career history
835
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
59.9%
+19.9% vs TC avg
§102
13.4%
-26.6% vs TC avg
§112
22.8%
-17.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 784 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment Withdrawn Rejection The 35 U.S.C. 112(b) rejection of claims 1-2, 4-6 is withdrawn due to Applicant’s amendment filed on May 20, 2026. New Rejections Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1, 4-6 are rejected under 35 U.S.C. 103 as being unpatentable over Lee (Clarivate Analytics English translation of KR-20150114834-A) in view of Li (US 20100159371). PNG media_image1.png 200 400 media_image1.png Greyscale Regarding claim 1, Lee teaches a colored composition comprising a colorant and a resin (color resist composition, 2nd last para of page 8), wherein the colorant comprises the compound shown above (formula (3), 1st para of page 7 of translation, formula (3), claim 3 of page 4 of original document), which is represented by formula (I) of Applicant, in which L1 of Applicant is represented by formula (ph1) of Applicant, wherein n of Applicant = 1, X1 of Applicant represents a substituent (SO3M); A of Applicant is represented by formula (t1) of Applicant, wherein R1 of Applicant and R2 of Applicant (R15 and R14 of formula (3) shown above), are each a hydrogen atom or a hydrocarbon group (alkyl, 3rd para of page 7); and B of Applicant is represented by formula (t1) of Applicant, wherein R1 of Applicant and R2 of Applicant (R15 and R14 of formula (3) shown above), are each a hydrogen atom or a hydrocarbon group (alkyl, 3rd para of page 7). Lee fails to teach that the colored composition comprises an alkali soluble resin. However, Lee teaches that the colored composition is used as a color resist composition to form a color filter (color filter, last 2 paras of page 8). Li teaches that a colored composition (pigment dispersion solution [0002]) that is used as a color resist composition (pigment photoresist [0002], claim 15 [0025]) to form a color filter ([0002], claim 15 [0025]), comprises an alkali soluble resin ([0009]), for the purpose of providing the desired patterning capability (developed to be shaped in regions corresponding to pixels [0010], claim 15 [0025]). Therefore, it would have been obvious to one of ordinary skill in the art at the time, to have comprised an alkali soluble resin in the colored composition of Lee, in order to obtain a color resist composition with the desired patterning capability to form a color filter, as taught by Li. Regarding claim 4, Lee also fails to teach that the colored composition further comprises a polymerizable compound and a polymerization initiator. However, Li teaches that in addition to the alkali soluble resin, the colored composition further comprises a polymerizable compound and a polymerization initiator (photo initiator [0022]), for the purpose of providing a better curing effect to form a color filter with an improved chromatic value ([0022]). Therefore, it would have been obvious to one of ordinary skill in the art at the time, to have further comprised a polymerizable compound and a polymerization initiator with the alkali-soluble resin in the colored composition of Lee, in order to obtain a better curing effect to form a color filter with an improved chromatic value, as taught by Li. Regarding claim 5, Lee teaches a color filter formed from the colored composition ([0002], claim 15 [0025]). Regarding claim 6, Lee teach a display device comprising the color filter (liquid crystal color display, 2nd para of page 2). Claim 2 is rejected under 35 U.S.C. 103 as being unpatentable over Lee in view of Li, as applied to claims 1, 4-6 above, and further in view of Wicki (US 3,179,650). Lee, as modified by Li, teaches the colored composition comprising a colorant and an alkali-soluble resin, wherein the colorant comprises the compound represented by formula (I) of Applicant, in which L1 of Applicant is represented by formula (ph1) of Applicant, wherein n of Applicant = 1, X1 of Applicant represents a substituent (SO3M), and A of Applicant and B of Applicant, are each represented by formula (t1) of Applicant, wherein R1 of Applicant and R2 of Applicant, are each a hydrogen atom or a hydrocarbon group, as described above. Lee, as modified by Li, fails to teach that X1 of Applicant in the formula (ph1) of Applicant, represents a hydrogen atom instead of the substituent (SO3M), such that the phenyl ring is unsubstituted, and hence fails to teach that L1 of Applicant is more specifically a group represented by formula (ph2) of Applicant, in which X2 to X5 of Applicant each independently represent a hydrogen atom. However, Lee teaches that X1 of Applicant is a substituent on a phenyl ring of the colorant which is a diazo compound (formula (3), 1st para of page 7 of translation, formula (3), claim 3 of page 4 of original document)). Wicki teaches that in a diazo compound that is a colorant (polyazo dye, col 1, lines 10-21), the X1 of Applicant which is a substituent on a phenyl ring of the colorant (X, col 1, lines 10-35) when n of Applicant = 1, can represent a hydrogen atom instead, such that n of Applicant = 0 (X hydrogen or a sulfonic acid group, SO3H, col 1, lines 15-30), for the purpose of providing the desired color shade (brilliant yellowish or reddish shades, col 2, lines 1-2, salt, col 2, lines 29-33). Therefore, in the absence of a clear showing to the contrary, it would have been obvious to one of ordinary skill in the art at the time, to have provided a hydrogen atom as X1 of Applicant, in place of the substituent (SO3M), such that the phenyl ring is unsubstituted, with n of Applicant = 0 instead of 1, in the formula (ph1) representing the L1 group of Applicant, in the compound represented by formula (I) of Applicant, of the colorant of the colored composition of Lee, as modified by Li, resulting in L1 of Applicant being more specifically a group represented by formula (ph2) of Applicant, in which X2 to X5 of Applicant, each independently represent a hydrogen atom, in order to obtain the desired color shade, as taught by Wicki. Response to Arguments Applicant’s arguments have been considered but are moot because of the new reference(s) in the new grounds of rejection. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication should be directed to Sow-Fun Hon whose telephone number is (571)272-1492. The examiner is on a flexible schedule but can usually be reached during a regular workweek between the hours of 10:00 AM and 6:00 PM. If attempts to reach the examiner by telephone are unsuccessful, the examiner's supervisor, Aaron Austin, can be reached at (571)272-8935. The fax phone number for the organization where this application or proceeding is assigned is (571)273-8300. Information regarding the status of an application may be obtained from the Patent Center (https://patentcenter.uspto.gov). Should you have any questions on the Patent Center system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Sophie Hon/ Sow-Fun Hon Primary Examiner, Art Unit 1782
Read full office action

Prosecution Timeline

Mar 22, 2023
Application Filed
Sep 17, 2025
Non-Final Rejection mailed — §103
Dec 12, 2025
Response Filed
Mar 25, 2026
Non-Final Rejection mailed — §103
May 20, 2026
Response Filed
Aug 25, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
58%
Grant Probability
99%
With Interview (+64.8%)
3y 2m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 784 resolved cases by this examiner. Grant probability derived from career allowance rate.

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