Prosecution Insights
Last updated: October 02, 2026
Application No. 18/028,646

BATTERY MANAGEMENT APPARATUS AND OPERATING METHOD THEREOF

Final Rejection §103
Filed
Mar 27, 2023
Priority
Jun 17, 2021 — RE 10-2021-0078981 +1 more
Examiner
INSTONE, NATHANIEL JOSEPH
Art Unit
2859
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
LG Energy Solution Ltd.
OA Round
2 (Final)
63%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
89%
With Interview

Examiner Intelligence

Grants 63% of resolved cases
63%
Career Allowance Rate
22 granted / 35 resolved
-5.1% vs TC avg
Strong +26% interview lift
Without
With
+26.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
35 currently pending
Career history
60
Total Applications
across all art units

Statute-Specific Performance

§101
2.9%
-37.1% vs TC avg
§103
62.8%
+22.8% vs TC avg
§102
24.0%
-16.0% vs TC avg
§112
9.1%
-30.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 35 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment Acknowledgement is made of the amendment filed on 4/30/2026 in which claims 1, 3, 8, 9, 11, 14, and 15 were amended. No claims were cancelled and no new claims were added. The specification objection has been overcome. Therefore, claims 1-15 are pending examination below. Response to Arguments Applicant's arguments filed 4/30/2026 have been fully considered but they are not persuasive. In response to applicant's arguments against the references individually, one cannot show nonobviousness by attacking references individually where the rejections are based on combinations of references. See In re Keller, 642 F.2d 413, 208 USPQ 871 (CCPA 1981); In re Merck & Co., 800 F.2d 1091, 231 USPQ 375 (Fed. Cir. 1986). Applicant appears to argue Kang in isolation. The rejection does not require Kang alone to disclose every limitation. Song in view of Furukawa establish the base multi-pack structure with precharge and main relay control and Kang discloses the voltage collection and comparative switching control of the battery. Applicant argues the “arithmetic sum disclosed by Kang in paragraph [0043] does not correspond to a sum of the "first voltages of the plurality of battery packs" that are "measured at an output terminal of each of the plurality of battery packs," as recited in claims 1 and 9. Thus, Kang fails to disclose "calculat[ing] a first result value by summing the first voltages of the plurality of battery packs"”. The examiner respectfully disagrees. Kang ¶8 discloses the battery voltages being collected by the battery managers and controlling the switching behavior based on the comparison of those collected voltages, which reasonably reads on the “first voltages” being summed. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-3, 7-11, 14 and 15 are rejected under 35 U.S.C. 103 as being unpatentable over Song KR 20140131174 in view of Furukawa et al. JP 2010057290 further in view of Kang US 20180026456. With regards to claims 1 and 9 Song discloses a battery management apparatus [Abstract “battery management apparatus”], comprising: an information collector configured to obtain a first voltage measured at an output terminal of each of a plurality of battery packs connected in series [fig 2 charging voltage measurement unit 22] and a second voltage that is an output voltage of a battery module included in each of the plurality of battery packs [fig 2 battery voltage measurement unit 21]; and a controller configured to control operations [fig 2 control unit 29] of a precharge relay [fig 2 switch unit 23] included in each of the plurality of battery packs, based on the first voltage and the second voltage [¶32 “the controller 29 measures the voltage of the switch unit 23. The voltage of the switch unit 23 may be calculated by subtracting the battery voltage measured by the battery voltage measurement unit 22 from the charging voltage measured by the battery voltage measurement unit 21. The control unit 29 outputs a control signal of the pwm so that the maximum current allowed within the power limit of the power rating can flow in comparison with the measured voltage of the switch unit 23”], wherein the precharge relay are connected between the battery module and the output terminal of a corresponding one of the plurality of battery packs [switch unit 23 is connected between the battery module and output terminal of the battery]. Song fails to disclose a main relay and the main relay are connected between the battery module and the output terminal of a corresponding one of the plurality of battery packs. However, Furukawa discloses a main relay [Fig 1 contactor 3 (claimed main relay)] and the main relay are connected between the battery module and the output terminal of a corresponding one of the plurality of battery packs [fig 1 discloses the contactor (claimed main relay) is connected between the battery module and the output terminal of the battery]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine the battery systems of Song and Furukawa to include a main contactor/relay in order to improve safety and more efficiently manage power. Song fails to disclose wherein the controller is further configured to: calculate a first result value by summing the first voltages of the plurality of battery packs; compare a minimum value among the second voltages of the plurality of battery packs with the first result value; and control the operations of the precharge relay and the main relay in at least one of the plurality of battery packs based on a result of the comparison of the minimum value among the second voltages with the first result value. However, Kang discloses, and wherein the controller is further configured to: calculate a first result value by summing the first voltages of the plurality of battery packs [¶43 “the battery voltage may be an arithmetic sum of the detected cell voltages”]; compare a minimum value among the second voltages of the plurality of battery packs with the first result value; and control the operations of the precharge relay and the main relay in at least one of the plurality of battery packs based on a result of the comparison of the minimum value among the second voltages with the first result value [¶8 “each of the battery managers may collect battery voltages of the other battery modules from the module information, and when a size of battery voltage of a corresponding battery module is in a preset order among sizes of battery voltages of the other battery modules, the charge and discharge switches of a corresponding switch circuit may be closed and the precharge switch of the corresponding switch is to be opened”]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine the battery systems of Song with Kang to sum and compare the module voltages within the system in order to improve efficiency and power management. With regards to claims 2 and 10, the combination discloses, the battery management apparatus of claim 1, wherein the controller is further configured to generate a control signal for short-circuiting the precharge relay included in each of the plurality of battery packs and for opening the main relay included in each of the plurality of battery packs when the operations of the plurality of battery packs connected in series are initiated [Furukawa ¶33 “the control circuit 20 switches on the negative side contactor 3B and precharge relay 5 to precharge the load capacitor 11” which reads on the precharge relay being closed (short circuited) while the main contactor (main relay) is open in order to perform precharge functions]. With regards to claims 3 and 11 the combination discloses, the battery management apparatus of claim 1, wherein the controller is further configured to: generate a control signal for opening the precharge relay and for short-circuiting the main relay, each included in a battery pack having the second voltage corresponding to the minimum value among the plurality of battery packs, if the first result value is greater than the minimum value among the second voltages [Kang ¶8 “each of the battery managers may collect battery voltages of the other battery modules from the module information, and when a size of battery voltage of a corresponding battery module is in a preset order among sizes of battery voltages of the other battery modules, the charge and discharge switches of a corresponding switch circuit may be closed and the precharge switch of the corresponding switch is to be opened”]. With regards to claim 7 the combination discloses, the battery management apparatus of claim 1, wherein a precharge resistor is serially connected to the precharge relay [Furukawa fig 1 resistor 6 in series with relay 5]. With regards to claim 8 the combination discloses, he battery management apparatus of claim 1, wherein the battery module is provided in plural [Song ¶27 “The battery unit 1 corresponds to a battery unit, and the battery unit may be composed of at least one battery cell”]. With regards to claims 14 and 15 the combination discloses, the battery management apparatus of claim 1, wherein the precharge relay and the main relay are connected to each other in parallel and are each connected between a battery module and the output terminal in each of the plurality of battery packs [Furukawa fig 1 where the precharge relay 5 and main relay/contactor 3a are connected in parallel between the battery module 2 and the output terminal 7]. Claim 6 is rejected under 35 U.S.C. 103 as being unpatentable over Song KR 20140131174 in view of Furukawa et al. JP 2010057290 further in view of Kang US 20180026456 further in view of Yang US 20160241057. With regards to claim 6 Song, Furukawa, and Kang fail to disclose, the battery management apparatus of claim 1, wherein the main relay and the precharge relay comprise a bipolar junction transistor (BJT) or a metal-oxide-semiconductor field-effect transistor (MOSFET). However, Yang discloses, the battery management apparatus of claim 1, wherein the main relay and the precharge relay comprise a bipolar junction transistor (BJT) or a metal-oxide-semiconductor field-effect transistor (MOSFET) [Fig 3 FETs 313 and 315]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to further combine the charging systems of Song in view of [Kang and Furukawa] with Yang to use FETs as the switching devices in order to prevent switch failure and improve overall safety and reliability of the circuit. Allowable Subject Matter Claims 4-5 and 12-13 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: the prior art fails to further teach or suggest; with regards to claims 4 and 12 “calculate a second result value by summing the second voltages of battery packs comprising short-circuited main relays among the plurality of battery packs; calculate a third result value by summing the second result value and a minimum value among the second voltages of battery packs comprising short-circuited precharge relays among the plurality of battery packs; compare the first result value with the third result value; and generate the control signal for opening the precharge relay and for short-circuiting the main relay, each included in the battery pack having the second voltage corresponding to the minimum value among the second voltages of the battery packs including the short-circuited precharge relays, if the first result value is greater than the third result value”, and with regards to claims 5 and 13 “wherein the controller is further configured to: calculate a fourth result value by summing all of the second voltages of the plurality of battery packs; and generate a control signal for opening the precharge relays of the plurality of battery packs and for short-circuiting the main relays of the plurality of battery packs, if a difference between the fourth result value and the first result value is less than or equal to a reference value”. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Nathaniel Instone whose telephone number is (571)272-1563. The examiner can normally be reached M-F 8-4 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Julian Huffman can be reached at 571-272-2147. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NATHAN J INSTONE/Examiner, Art Unit 2859 /JULIAN D HUFFMAN/Supervisory Patent Examiner, Art Unit 2859
Read full office action

Prosecution Timeline

Mar 27, 2023
Application Filed
Feb 02, 2026
Non-Final Rejection mailed — §103
Apr 30, 2026
Response Filed
Jul 17, 2026
Final Rejection mailed — §103
Aug 27, 2026
Interview Requested

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12749910
METHOD OF CONTROLLING STATE OF CHARGE (SOC) OF BATTERY, APPARATUS FOR CONTROLLING SOC OF BATTERY, AND RECORDING MEDIUM HAVING STORED THEREIN COMPUTER PROGRAM TO EXECUTE THE METHOD
3y 8m to grant Granted Sep 29, 2026
Patent 12722507
CHARGE PORT DEVICE FOR VEHICLE
4y 4m to grant Granted Sep 01, 2026
Patent 12695127
SYSTEM AND METHOD FOR ESTIMATING BATTERY CELL SURFACE TEMPERATURE
4y 0m to grant Granted Jul 28, 2026
Patent 12683072
INDUCTION CHARGING DEVICE FOR A VEHICLE CHARGING SYSTEM
3y 11m to grant Granted Jul 14, 2026
Patent 12683420
METHOD AND DEVICE FOR CARRYING OUT A PROCESS FOR CHARGING AN APPLIANCE BATTERY
3y 11m to grant Granted Jul 14, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
63%
Grant Probability
89%
With Interview (+26.2%)
3y 7m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 35 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month