Prosecution Insights
Last updated: April 19, 2026
Application No. 18/029,145

SYSTEMS AND METHODS FOR ENDOSCOPIC SURGERY

Non-Final OA §102
Filed
Mar 29, 2023
Examiner
HENDERSON, RYAN N
Art Unit
3795
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Theragi LLC
OA Round
1 (Non-Final)
64%
Grant Probability
Moderate
1-2
OA Rounds
4y 3m
To Grant
82%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allow Rate
514 granted / 807 resolved
-6.3% vs TC avg
Strong +18% interview lift
Without
With
+17.9%
Interview Lift
resolved cases with interview
Typical timeline
4y 3m
Avg Prosecution
46 currently pending
Career history
853
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
34.6%
-5.4% vs TC avg
§102
33.5%
-6.5% vs TC avg
§112
28.0%
-12.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 807 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant's election with traverse of Species I, readable on claims 1, 3-5, 7-9, 17, 25, 26, 29, 32, 34, 38, 45 in the reply filed on 12/12/2025 is acknowledged. The traversal is on the ground(s) that: Applicant has not provided any grounds for why the restriction is improper and therefore Applicant’s traversal is not found persuasive. Additionally, Claims 1, 3-5, 7-9, 17, 25, 26, 29, 32, 45, 61, 63 and 69 read on non-elected Species K and are therefore withdrawn. Specifically, Claim 1 reads on Species K due to the language of “wherein in a first condition selected by a user, articulation of the endoscope to an angle to a longitudinal axis of the endoscope effects deformation of a distal portion of the instrument receiving channel and in a second condition selected by the user, articulation of the endoscope does not deform the distal portion of the instrument receiving channel such that the instrument receiving channel is deformable independent of the endoscope” which is accomplished by tension wire (1042) shown in Fig. 31 of Species K. Also, Claim 45 is withdrawn due to an instrument guide disposed within the instrument receiving channel taught via guide (1040) in Species K. Also, Claim 61 reads on Species K due to the language of “wherein the instrument receiving channel is retained in position when the user ceases movement of the instrument receiving channel” which is accomplished via contact knob (1058) in Fig. 31 of Species K. The requirement is still deemed proper and is therefore made FINAL. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 34 and 38 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Devierre et al. (US Patent Application Publication No. 2005/0234297, hereinafter Devierre). In regard to claim 34, Devierre discloses a system (10, Fig. 1) for tissue resection during endoscopic surgery (the system is capable of use for tissue resection), the system comprising an endoscope connector (31) configured to connect to an endoscope (61) and an instrument receiving channel (11,32), the endoscope connector connecting the instrument receiving channel to the endoscope such that the instrument receiving channel is external of the endoscope (Figs. 1,3A-3B), the instrument receiving channel movable with respect to the endoscope connector (Figs. 3A-3C) and dimensioned and configured to receive an endoscopic instrument (Par. 56), the instrument receiving channel bendable with respect to a longitudinal axis of the endoscope such that a distal portion of the endoscopic instrument extending distally of the instrument receiving channel bends at an acute angle toward target tissue (Figs. 3A,3C). In regard to claim 38, Devierre teaches wherein the instrument receiving channel is bendable and/or slidable independent of the position of the endoscope within the endoscope connector (Fig, 3C shows the channel bending with respect to the endoscope) . Claims 34 and 38 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Hiromi et al. (WO 2020-121438 A1, hereinafter Hiromi) using US 2021/0290045 as an English equivalent. In regard to claim 34, Hiromi discloses a system (1, Fig. 1) for tissue resection during endoscopic surgery (the system is capable of use for tissue resection), the system comprising an endoscope connector (3) configured to connect to an endoscope (53) and an instrument receiving channel (2), the endoscope connector connecting the instrument receiving channel to the endoscope such that the instrument receiving channel is external of the endoscope (Figs. 1-3), the instrument receiving channel movable with respect to the endoscope connector (Figs. 3-4) and dimensioned and configured to receive an endoscopic instrument (Fig. 6), the instrument receiving channel bendable with respect to a longitudinal axis of the endoscope such that a distal portion of the endoscopic instrument extending distally of the instrument receiving channel bends at an acute angle toward target tissue (Fig. 4). In regard to claim 38, Hiromi teaches wherein the instrument receiving channel is bendable and/or slidable independent of the position of the endoscope within the endoscope connector (Figs. 3 and 4 show the instrument receiving channel being both bendable and slidable with respect to the endoscope) . Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to RYAN N HENDERSON whose telephone number is (571)270-1430. The examiner can normally be reached Monday-Friday 6am-5pm (PST). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Anhtuan Nguyen can be reached at 571-272-4963. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /RYAN N HENDERSON/ Primary Examiner, Art Unit 3795 March 11, 2026
Read full office action

Prosecution Timeline

Mar 29, 2023
Application Filed
Mar 11, 2026
Non-Final Rejection — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12599298
SYSTEMS AND METHODS FOR DETECTING PHYSICAL CONTACT OF A SURGICAL INSTRUMENT WITH PATIENT TISSUE
2y 5m to grant Granted Apr 14, 2026
Patent 12588804
ENDOSCOPE BENDING SECTION
2y 5m to grant Granted Mar 31, 2026
Patent 12543931
ENDOSCOPE CONTROL UNIT WITH BRAKING SYSTEM
2y 5m to grant Granted Feb 10, 2026
Patent 12543928
ELEVATOR FOR DIRECTING MEDICAL TOOL
2y 5m to grant Granted Feb 10, 2026
Patent 12539019
A HANDLE FOR AN ENDOSCOPE
2y 5m to grant Granted Feb 03, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
64%
Grant Probability
82%
With Interview (+17.9%)
4y 3m
Median Time to Grant
Low
PTA Risk
Based on 807 resolved cases by this examiner. Grant probability derived from career allow rate.

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