Prosecution Insights
Last updated: April 19, 2026
Application No. 18/031,364

Positive Electrode Active Material for Secondary Battery, Manufacturing Method Thereof, Freestanding Film Comprising the Same, Dry Electrode and Secondary Battery Comprising Dry Electrode

Non-Final OA §103
Filed
Apr 12, 2023
Examiner
LY, KENDRA
Art Unit
1749
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution, Ltd.
OA Round
1 (Non-Final)
58%
Grant Probability
Moderate
1-2
OA Rounds
3y 0m
To Grant
76%
With Interview

Examiner Intelligence

Grants 58% of resolved cases
58%
Career Allow Rate
329 granted / 570 resolved
-7.3% vs TC avg
Strong +18% interview lift
Without
With
+18.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
37 currently pending
Career history
607
Total Applications
across all art units

Statute-Specific Performance

§103
61.4%
+21.4% vs TC avg
§102
14.0%
-26.0% vs TC avg
§112
21.2%
-18.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 570 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group 1, claims 1-6 in the reply filed on 11/19/2025 is acknowledged. Claims 7-17 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-6 are rejected under 35 U.S.C. 103 as being unpatentable over JP’514 (JP 2009-043514) in view of Park (US 2015/0349333) Regarding claim 1, JP’514 teaches an electrode material applied to a positive electrode material. The electrode material is made by sintering active material particles and the first conductive material such that the active material particles and the first conductive material are bonded by heating and the first conductive material and the second conductive material are bonded together. The first conductive material is at least one of an amorphous carbon material and the second conductive material may be carbon nanotube. The first conductive material is attached to the surface of the active material particles and the second conductive material is made of fibrous carbon material; such as, nanotubes and bonded to the first conductive material. JP’514 teaches the bond between the active material particles and the first conductive material is strong and the bond between the first conductive material and the second conductive material is also strong which results in a favorable conductive network and the life characteristics of the battery being improved; further, the second conductive material are physically and chemically stable and have excellent electrical conductivity resulting in favorable conductive network that stably is maintained over a long period of time. While JP’514 does not recite the active material particles is “lithium transition metal oxide particles”, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide the active material particles of JP’514 as “lithium transition metal oxide particles” because a known and suitable positive electrode active material particles in the battery art includes lithium transition metal oxide particles as demonstrated by [0109] of Park and providing a known and suitable positive electrode active material particles (lithium transition metal oxide particles) of the same field of endeavor of positive electrode active material for batteries yields predictable results. Regarding claim 2, page 9 of the machine translation shows the first conductive material adhering active material particles is formed of a film. Regarding claim 3, amorphous carbon is a form of carbon black. Regarding claims 4 and 6, the combined teachings of JP’514 and Park would predictably yield the same composition and the substantially the same structure as the instant application, i.e. amorphous carbon is bonded to the surface of lithium transition metal oxide particles and carbon nanotubes are formed and bonded on the amorphous carbon. Regarding claim 5, while JP’514 is silent to the claimed weight percent with respect to the total weight of the positive electrode active material, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide the positive electrode active material with “an amorphous carbon based material of the amorphous carbon-based coating layer and a carbon nanotube of the carbon nanotube coating layer are contained in an amount of 0.01 to 5% by weight based on a total weight of the positive electrode active material” because Park teaches a composite cathode (positive) active material comprising a core including an active material; such as; lithium cobalt oxide (a lithium transition metal oxide) and a coating film disposed on the surface of the core wherein the coating film includes carbon nanostructure that is partly molten and amorphized wherein the coating film is 0.1-30 parts by weight based on 100 parts by weight of the composite cathode active material wherein such amounts improve the lifetime characteristics and improve high rate characteristics of the composite cathode active material (abstract, [0045], [0064], [0109]). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to KENDRA LY whose telephone number is (571)270-7060. The examiner can normally be reached Monday-Friday, 8:00-5:00PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Katelyn B Smith can be reached at 571-270-5545. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KENDRA LY/Primary Examiner, Art Unit 1749
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Prosecution Timeline

Apr 12, 2023
Application Filed
Jan 06, 2026
Non-Final Rejection — §103
Mar 12, 2026
Examiner Interview Summary
Mar 12, 2026
Applicant Interview (Telephonic)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
58%
Grant Probability
76%
With Interview (+18.4%)
3y 0m
Median Time to Grant
Low
PTA Risk
Based on 570 resolved cases by this examiner. Grant probability derived from career allow rate.

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