Prosecution Insights
Last updated: May 28, 2026
Application No. 18/032,482

TIPPING PAPER INCLUDING FLAVORED SHEET AND SMOKING ARTICLE INCLUDING THE SAME

Non-Final OA §103
Filed
Apr 18, 2023
Priority
Nov 22, 2021 — RE 10-2021-0161513 +1 more
Examiner
YAARY, ERIC
Art Unit
1755
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Kt&G Corporation
OA Round
3 (Non-Final)
74%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
76%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allowance Rate
633 granted / 856 resolved
+8.9% vs TC avg
Minimal +3% lift
Without
With
+2.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
34 currently pending
Career history
902
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
81.2%
+41.2% vs TC avg
§102
1.3%
-38.7% vs TC avg
§112
3.1%
-36.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 856 resolved cases

Office Action

§103
DETAILED ACTION Response to Arguments Applicant’s arguments filed 1/2/2026 with respect to the rejections over Rousseau or Cogbill and Rousseau have been fully considered and are persuasive. Therefore, the rejections have been withdrawn. However, upon further consideration, a new ground(s) of rejection is made as detailed below. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-4, 6-8, and 10-11 are rejected under 35 U.S.C. 103 as being unpatentable over Rousseau (US 2020/0253268) in view of Baker (US 4,077,414). Regarding claim 1, Rousseau teaches a paper for smoking articles, the paper comprising: a flavored sheet [0061] comprising a cellulose-based polymer [0022], a humectant (plasticizer) [0021], and a flavoring material including cocoa, cinnamon, rose oil, vanilla, lemon oil, cinnamon, menthol, or ginger [0088]. Rousseau teaches the sheet comprises perforations performed as known in the art, and the number and size of the perforations may be selected as needed for the desired application [0073]. Rousseau does not specifically teach two or more perforation lines spaced apart from each other by a distance of 0.5 mm to 1.5 mm, and each perforation has a diameter in a range of 0.02 mm to 0.08 mm. Baker teaches a smoking article paper comprising two or more higher porosity perforation bands (lines) 28 [Fig. 1; col. 1, l. 29-32; col. 1, l. 65 to col. 2, l. 1]. The lines 28 are spaced apart from each other by a distance of 1 mm to 3 mm via low porosity bands 26 [col. 1, l. 52-54]. Each perforation has a diameter in a range of 50 microns (0.05 mm) to 100 microns (0.1 mm) [col. 2, l. 47-48]. It would have been obvious to one of ordinary skill in the art to apply this configuration to the paper of Rousseau for advantageously controlling the burn rate and for increasing the puff number as suggested by Baker [col. 1, l. 21-23]. The limitation that the paper is a “tipping paper” does not impart further limit the composition of the claimed paper to distinguish from the paper of Rousseau. The paper of modified Rousseau thereby reads on the present limitations. Regarding claim 2, Rousseau further teaches flax fibers, hemp fibers, abaca fibers, wood pulp fibers, bamboo fibers, coconut fibers, ramie fibers, or jute fibers [0018], also corresponding to a cellulose-based polymer, in an amount of 20% by weight to 40% by weight of the flavored sheet. Regarding claim 3, Rousseau teaches the plasticizer is in an amount of 1 wt % to 10 wt % in the flavored sheet [0123]. Regarding claim 4, Rousseau teaches the flavoring material is provided is provided as part of an aerosol delivery composition [0086-0088]. The paper comprises the aerosol delivery composition in an amount of up to 40 wt% [0096]. Although Rousseau does not specifically teach the amount of flavoring material itself, it would have been obvious to one of ordinary skill to optimize the level of flavoring material in the sheet as a matter of routine experimentation to achieve the desired flavor effects. Regarding claim 6, Rousseau teaches the cellulose-based polymer comprises carboxymethyl cellulose [0022]. Regarding claim 7, Rousseau teaches the plasticizer comprises propylene glycol [0021]. Regarding claim 8, Rousseau teaches the sheet has a tensile strength of 1500 cN/15 mm or greater [0013], or 1.5 kgf/15 mm or greater (1 cN = 0.001 kgf). Regarding claims 10-11, Rousseau teaches a smoking article in the form of a cigarette comprising the paper of claim 1 [0097-0098]. Claim 5 is rejected under 35 U.S.C. 103 as unpatentable over Rousseau as applied to claim 1 above, and further in view of Slama (US 20170360082). Rousseau is silent to a thickness of the sheet. Slama teaches a cigarette paper comprising a thickness of 20 to 100 micrometers [0022], or 0.02 to 0.1 mm. As this is a conventional thickness known in the art, it would have been obvious to one of ordinary skill in the art to apply to the sheet of Rousseau to achieve predictable results. Claims 1-8 and 10-11 are rejected under 35 U.S.C. 103 as being unpatentable over Cogbill (US 3,908,671) in view of Rousseau and Baker. Regarding claim 1, Cogbill teaches a paper for smoking article comprising a sheet comprising a cellulose-based polymer and a plasticizer [col. 2, l. 32-43; col. 4, l. 20-30]. Cogbill does not teach a flavoring material. Rousseau teaches including a flavoring material with a smoking article paper, the flavoring material including cocoa, cinnamon, rose oil, vanilla, lemon oil, cinnamon, menthol, or ginger [0088]. It would have been obvious to one of ordinary skill in the art to include a flavoring material with the sheet of Cogbill for the benefit of improved flavor. Modified Cogbill does not teach two or more perforation lines spaced apart from each other by a distance of 0.5 mm to 1.5 mm, and each perforation has a diameter in a range of 0.02 mm to 0.08 mm. Baker teaches a smoking article paper comprising two or more higher porosity perforation bands (lines) 28 [Fig. 1; col. 1, l. 29-32; col. 1, l. 65 to col. 2, l. 1]. The lines 28 are spaced apart from each other by a distance of 1 mm to 3 mm via low porosity bands 26 [col. 1, l. 52-54]. Each perforation has a diameter in a range of 50 microns (0.05 mm) to 100 microns (0.1 mm) [col. 2, l. 47-48]. It would have been obvious to one of ordinary skill in the art to apply this configuration to the paper of modified Cogbill for advantageously controlling the burn rate and for increasing the puff number as suggested by Baker [col. 1, l. 21-23]. The limitation that the paper is a “tipping paper” does not impart further limit the composition of the claimed paper to distinguish from the paper of modified Cogbill. The paper of modified Cogbill thereby reads on the present limitations. Regarding claim 2, Cogbill teaches the cellulose-based polymer is in an amount of 20 wt% to 55 wt % in the sheet [col. 2, l. 32-43]. Regarding claim 3, Cogbill teaches the plasticizer is in an amount of 2 wt% to 15 wt % in the sheet [col. 4, l. 20-30]. Regarding claim 4, Rousseau teaches the flavoring material is provided is provided as part of an aerosol delivery composition [0086-0088]. The paper comprises the aerosol delivery composition in an amount of up to 40 wt% [0096]. Although Rousseau does not specifically teach the amount of flavoring material itself, it would have been obvious to one of ordinary skill to optimize the level of flavoring material in the sheet of modified Cogbill as a matter of routine experimentation to achieve the desired flavor effects. Regarding claim 5, Cogbill teaches the sheet has a thickness of 1 mm [col. 5, l. 59-61]. Regarding claim 6, Cogbill teaches the cellulose-based polymer comprises carboxymethyl cellulose [col. 3, l. 52-64]. Regarding claim 7, Cogbill teaches the plasticizer comprises propylene glycol [col. 4, l. 20-30]. Regarding claim 8, modified Cogbill does not explicitly disclose the tensile strength of the sheet. However, modified Cogbill teaches all of the claimed limitations directed to the composition of the claimed sheet including all of the weight percentages and components described in the independent and dependent claims. Therefore, the sheet of modified Cogbill is interpreted to inherently have a tensile strength within the claimed range. Regarding claims 10-11, modified Cogbill teaches a smoking article in the form of a cigarette comprising the paper of claim 1 [Cogbill Example 2]. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ERIC YAARY whose telephone number is (571)272-3273. The examiner can normally be reached M-F 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Philip Louie can be reached at (571)270-1241. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ERIC YAARY/Examiner, Art Unit 1755
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Prosecution Timeline

Show 1 earlier event
Jun 30, 2025
Non-Final Rejection mailed — §103
Sep 10, 2025
Response Filed
Nov 04, 2025
Final Rejection mailed — §103
Jan 02, 2026
Response after Non-Final Action
Jan 30, 2026
Request for Continued Examination
Feb 03, 2026
Response after Non-Final Action
Feb 20, 2026
Non-Final Rejection mailed — §103
May 11, 2026
Response Filed

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12635724
HIGH VISCOSITY NICOTINE FORMULATION
4y 11m to grant Granted May 26, 2026
Patent 12622466
AEROSOL GENERATING DEVICE
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Patent 12616238
AEROSOL GENERATION
3y 2m to grant Granted May 05, 2026
Patent 12616237
AEROSOL-GENERATING ARTICLE WITH VENTILATION
3y 1m to grant Granted May 05, 2026
Patent 12604927
VAPORIZER AND ELECTRONIC VAPORIZATION DEVICE
3y 4m to grant Granted Apr 21, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
74%
Grant Probability
76%
With Interview (+2.6%)
2y 7m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 856 resolved cases by this examiner. Grant probability derived from career allowance rate.

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