Prosecution Insights
Last updated: October 21, 2026
Application No. 18/032,538

Star Polymer Drug Conjugates

Non-Final OA §102§103
Filed
Apr 18, 2023
Priority
Oct 19, 2020 — provisional 63/093,445 +1 more
Examiner
LISTVOYB, GREGORY
Art Unit
1765
Tech Center
1700 — Chemical & Materials Engineering
Assignee
The United States Department of Health and Human Services
OA Round
1 (Non-Final)
67%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
96%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allowance Rate
816 granted / 1219 resolved
+1.9% vs TC avg
Strong +29% interview lift
Without
With
+29.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
45 currently pending
Career history
1266
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
58.4%
+18.4% vs TC avg
§102
20.5%
-19.5% vs TC avg
§112
7.0%
-33.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1219 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of a polymer (claims 73-90) in the reply filed on 8/27/2026 is acknowledged. Claim 91 withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected a process of making the polymer, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 8/27/2026. Note that Requirements for election of species are lifted by Examiner. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 73-75, 78, 81, 85, 87 and 90 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Lidický et al. ("Anti-Lymphoma Efficacy Comparison of Anti-CD20 Monoclonal Antibody-Targeted and Non-Targeted Star-Shaped Polymer-Prodrug Conjugates" Molecules 2015, 20, 19849–19864). Lidický teaches star-shaped polymer-doxorubicin conjugates (see Abstract and Figures 1 and 2) with a PAMAM dendrimer core (meeting the limitations of claim 85) with amine functional groups (component O) and nine (defined by an integer, “n”), N-(2-hydroxypropyl)methacrylamide (HPMA) -based polymer arms (component A) attached to the anticancer drug doxorubicin (component D2): PNG media_image1.png 170 268 media_image1.png Greyscale Note that claimed A1 and A2 arm can be the same or different (see instant claim 1) and the drug molecule is amphiphilic. Lidicky discloses a reactive group (Hydrazide) density within the range of 4.4 to 5.2% mol (meeting the corresponding limitations of claims 73, 75 and 81) and the polymer art has a number average molecular weight Mn =27000/1.8=15000 (see Table 2, Entry 1 at page 19853), meeting the corresponding limitations of claims 74 and 87. Regarding claims 78, D2 is linked to methacrylamide residue (see Figure 1 at page 19852). Claims 73-77, 81-82, 84 and 90 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Lynn et al (Impact of Polymer-TLR-7/8 Agonist (Adjuvant) Morphology on the Potency and Mechanism of CD8 T Cell Induction, Biomacromolecules 2019, 20, 854−870). Lynn discloses Multiblock copolymer PPG-b-P[(HPMA)-co-(PGMA)-co (AEMA)] (PP4) synthesized by copolymerizing HPMA, PGMA and Boc-AEMA at the presence of azobis(isobutyronitrile) (AIBN) as an initiator and PPG-(CTP)3 as a trifunctional macro-RAFT agent (see page 858, left column, meeting the limitations of claim 84). In reference to claims 73, 75 and 81, Lynn teaches that “importantly, by keeping the TLR-7/8a density below 7 mol %, the hydrophobic TLR-7/8a had minimal impact on the hydrodynamic characteristics of the polymer-TLR-7/8a conjugates.” (see page 860, right column). Regarding claim 74, Lynn teaches that the polymer art has a number average molecular weight Mn =42600/1.19=35800 (see entry PP3 at Table S1, see Supplementary tables). In reference to claims 75-77, Lynn teaches An imidazoquinoline based agonist, which is approximately 40-fold more potent than the structurally related and commercially available analog, R848 (see page 860, left column). Regarding claim 78, Lynn teaches the claimed methacrylamide based formula (see Figure 1, for example PC7-PC9 at page 857). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 86, 88-89 and 90 are rejected under 35 U.S.C. 103 as being unpatentable over Lidicky as applied to claims 73-75, 81 and 90 above, and further in view of over Pourianazar et al (Bioapplications of poly(amidoamine) (PAMAM) dendrimers in nanomedicine, J. Nanopart Res. (2014) 16:2342). Lidicky fails to teach 5th generation PAMAM. Pourianazar teaches a Poly(amidoamine) (PAMAM) dendrimers core comprising poly(N,N-dimethylaminoethyl methacrylate) arms used for controlled, pH-dependent release of chlorambucil (see page 2342, left column). In reference to claim 86, Pourianazar teaches that 5th generation PAMAM can be used (see Table 1 at page 2342). Regarding claims 88-90, Pourianazar discloses enzyme-mediated drug release, thereby decreasing the cytotoxicity of the conjugate). In addition, the reference teaches preparation of starlike carriers of the anticancer drug doxorubicin by the conjugation of poly(N-(2 hydroxypropyl)methacrylamide) macromonomers to PAMAM dendrimers, followed by attachment of the drug to the polymer arms by a biodegradable peptide spacer(see page 2342, left column). Note that Pourianazar fails to teach 5th generation PAMAM in formula recited in instant claim 73. However, the reference discloses that regulation of surface charge density of the dendrimer (determined by generation number) is very important for drug delivery (see page 2341, left column). Therefore, it would have been obvious to a person of ordinary skills in the art before the effective filing date of the invention to use 5th generation PAMAM, when high surface charge density of the dendrimer is required. Claim 79 is rejected under 35 U.S.C. 103 as being unpatentable over Lidicky as applied to claims 73-75, 81 and 90 above, and further in view of over Feng et al (Anticancer nanoparticulate polymer-drug conjugate, Bioengineering & Translational Medicine 2016; 1: 277-296). Lidicky fails to teach formula of claim 73. Feng discloses a star polymer comprising the following arm link (see Figure 2 at page 280): PNG media_image2.png 142 402 media_image2.png Greyscale In addition, Feng teaches widely used short peptide linker is citrulline-valine, which can be cleaved by specific lysosomal proteases but impart greater stability (see page 283, chapter 2.3.3 | Enzyme sensitive linker). The selection of a known material based on its suitability for its intended use supported a prima facie obviousness determination in Sinclair & Carroll Co. v. Interchemical Corp., 325 U.S. 327, 65 USPQ 297 (1945) , 325 U.S. at 335, 65 USPQ at 301, see also In re Leshin, 227 F.2d 197, 125 USPQ 416 (CCPA 1960), Ryco, Inc. v. Ag-Bag Corp., 857 F.2d 1418, 8 USPQ2d 1323 (Fed. Cir. 1988) and MPEP 2144.07. Therefore, it would have been obvious to a person of ordinary skills in the art before the effective filing date of the invention to use valine-based linker in Lidicky’s star polymer, since it is enzymatically cleavable and suitable for drug delivery purposes. Allowable Subject Matter Claims 80 and 83 objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Search for prior art does not result in a reference covering the subject matter of the claims above. The closest prior art found is represented by Lidicky (see rejection above). Lidický teaches star-shaped polymer-doxorubicin conjugates (see abstract and Figures 1 and 2) with a PAMAM dendrimer core (meeting the limitations of claim 85)with amine functional groups (component O) and nine (an integer, n), N-(2-hydroxypropyl)methacrylamide (HPMA) -based polymer arms (component A) attached to the anticancer drug doxorubicin (component D2). However, the reference fails to teach polymer structures recited in claims 80 and 83. Any inquiry concerning this communication or earlier communications from the examiner should be directed to GREGORY LISTVOYB whose telephone number is (571)272-6105. The examiner can normally be reached 9am-5pm EST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Heidi Riviere Kelley can be reached at (571) 270-1831. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. GL /GREGORY LISTVOYB/Primary Examiner, Art Unit 1765
Read full office action

Prosecution Timeline

Apr 18, 2023
Application Filed
Apr 18, 2023
Response after Non-Final Action
Oct 06, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
67%
Grant Probability
96%
With Interview (+29.4%)
3y 0m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1219 resolved cases by this examiner. Grant probability derived from career allowance rate.

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