Prosecution Insights
Last updated: April 19, 2026
Application No. 18/032,612

CONJUGATED TLR7 AND NOD2 AGONISTS

Non-Final OA §103
Filed
Apr 19, 2023
Examiner
DAHLIN, HEATHER RAQUEL
Art Unit
1629
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
UNIVERZA V LJUBLJANI
OA Round
1 (Non-Final)
46%
Grant Probability
Moderate
1-2
OA Rounds
3y 5m
To Grant
97%
With Interview

Examiner Intelligence

Grants 46% of resolved cases
46%
Career Allow Rate
61 granted / 133 resolved
-14.1% vs TC avg
Strong +51% interview lift
Without
With
+50.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
83 currently pending
Career history
216
Total Applications
across all art units

Statute-Specific Performance

§101
4.6%
-35.4% vs TC avg
§103
33.3%
-6.7% vs TC avg
§102
19.8%
-20.2% vs TC avg
§112
25.7%
-14.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 133 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority This Application is a 371 of PCT/EP2021/079141, filed Oct. 20, 2021, and claims foreign priority to LU102145, filed Oct. 21, 2020 in the Grand Duchy of Luxembourg. Information Disclosure Statement The information disclosure statement (IDS) submitted on May 25, 2023 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Response to Restriction/ Election -- Claim Status Claims 1-3, 5-6, 8-9, 11, 14-18, 20, 22, 23, and 26-29 are currently pending. Applicant’s election without traverse of Group I in the reply filed on Sept. 30, 2025 is acknowledged.1 Claims 1-3, 5-6, 8-9, 11, 14-18, 20, 22 and 27-28 are active and subject to examination. Claims 23, 26 and 29 are withdrawn. Claim Objections Claim 1 objected to because of the following informalities: the conjunction between formula III and formula IV should be “and” not “or”. “Alternatives may be set forth as ‘a material selected from the group consisting of A, B, and C’”. (MPEP 2173.05(h)). Appropriate correction is required. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: “A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made.” The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim(s) 1-3, 5-6, 8-9, 11, 14-18, 20, 22 and 27-28 is/are rejected under 35 U.S.C. 103 as being unpatentable over Gutjahr et al. (EBioMedicine, Vol. 58, 2020, 102922, p. 1-9, published July 30, 2020) (of record) om view of Gential et al. (Bioorganic & Medicinal Chemistry Letters, Volume 29, Issue 11, 1 June 2019, Pages 1340-1344) and Gobec et al. (J. Med. Chem 2018, 61, 2707-2724) (of record IDS p. 3). Claim 1 is directed towards a chimeric TLR7/NOD2 agonist of formula I: PNG media_image1.png 165 178 media_image1.png Greyscale wherein R3 is a NOD2 agonist selected from the group consisting of PNG media_image2.png 126 293 media_image2.png Greyscale PNG media_image3.png 255 266 media_image3.png Greyscale . A preferred compound of formula (I) is for example, compound 30: PNG media_image4.png 145 595 media_image4.png Greyscale (named in claim 22, structure presented on p. 47 of the Specification). Gutjahr teaches a chimeric TLR7/NOD2 agonist, CL325, having the following structure: PNG media_image5.png 287 340 media_image5.png Greyscale (Gutjahr, p. 3). This compound has the same activity as in the instant invention and functions as a vaccine adjuvant which outperforms the unconjugated compounds applied together: Background PRR (Pattern Recognition Receptor) agonists have been widely tested as potent vaccine adjuvants. TLR7 (Toll-Like Receptor 7) and NOD2 (nucleotide-binding oligomerization domain 2) are key innate receptors widely expressed at mucosal levels. Methods Here, we evaluated the immunostimulatory properties of a novel hybrid chemical compound designed to stimulate both TLR7 and NOD2 receptors. Finding The combined TLR7/NOD2 agonist showed increase efficacy than TLR7L or NOD2L agonists alone or combined in different in vitro models. Dual TLR7/NOD2 agonist efficiently stimulates TLR7 and NOD2, and promotes the maturation and reprogramming of human dendritic cells, as well as the secretion of pro-inflammatory or adaptive cytokines. This molecule also strongly induces autophagy in human cells which is a major intracellular degradation system that delivers cytoplasmic constituents to lysosomes in both MHC class I and II-restricted antigen presentation. In vivo, TLR7/NOD2L agonist is a potent adjuvant after intranasal administration with NP-p24 HIV vaccine, inducing high-quality humoral and adaptive responses both in systemic and mucosal compartments. Use of TLR7/NOD2L adjuvant improves very significantly the protection of mice against an intranasal challenge with a vaccinia virus expressing the p24. Interpretation Dual TLR7/NOD2L agonist is a very potent and versatile vaccine adjuvant and promote very efficiently both systemic and mucosal immunity. Gutjahr, Abstract. While Gutjahr does not teach the specific linker and TLR7 agonist as instantly claimed, one of ordinary skill in the art would have a reasonable expectation of success to use the PEG linker and the claimed TLR7 agonist because Gential teaches chimeric TLR7 ligands having the same TLR7 and linker structure as instantly claimed: PNG media_image6.png 411 698 media_image6.png Greyscale Gential, p. 1341. Gential teaches that “Covalent linking of immunogenic oligopeptides with synthetic Toll-like receptor ligands is a useful approach to develop self-adjuvanting vaccines.” (Gential, Abstract). Gential teaches that it is a common practice to covalently link TLR7 ligands to macromolecules such as peptides in order to develop new compounds with improved immunological properties (Gential, p. 1340, col. 1-2). Gential also teaches that the PEG linker is preferred and the orientation of the peptide can be varied to improve the properties of the compound: An ethylene glycol spacer, exhibiting minimal steric hindrance is selected for its favourable influence on the biological activity of the TLR7 ligand upon conjugation, as was shown in previous studies.16 Gential, col. 2, p. 1341; The three conjugates all induced significantly enhanced T cell proliferation when compared to unconjugated peptide or a mix of TLR7 ligand and peptide(Fig. 3B). In comparison, the conjugates with the ligand at the N-terminal position (conjugates 3 and 4) performed better than the C-terminal conjugate (conjugate 5) as shown by the mean division index (Fig. 3B). Gential, col. 2, p. 1343. While CL325 uses the classic muramyl dipeptide (MDP) ligand to stimulate NOD2 instead of the fragment of formula II, III or IV, one of ordinary skill in the art would have a reasonable expectation of success to substitute the fragment of formula II, III or IV for MDP because Gobec teaches that compounds of formula II, III and IV are NOD2 agonists which have the same activity as MDP but improved properties as NOD2 agonists. For example, compound 9: PNG media_image7.png 124 340 media_image7.png Greyscale (Gobec, Compound 9, p. 2710) PNG media_image8.png 475 1037 media_image8.png Greyscale Gobec, Abstract. Gobec also suggests that these compounds would be useful in combination with TLR ligands: Activation of NOD2 itself is sufficient to shape adaptive immune responses,10,11 but more importantly, NOD2 agonist synergistically augments the adjuvant capacity of other PRR ligands such as Toll-like receptor (TLR) ligands. This NLRTLR crosstalk has been proved to be essential for adaptive immunity and underlines the importance of NLRs.12−15 Gobec, col.. 1, p. 2708. Therefore, claim 1 was prima facie obvious at the time of filing. Claims 2-3, 5-6, 8, 11, 14-18, 20, and 22 read on compound 30 and were prima facie obvious at the time of filing for the reasons presented in claim 1. Claim 27 is directed towards a pharmaceutical composition comprising the compound of claim 1 and one or more pharmaceutically acceptable excipients or carriers. Claim 28 is directed towards a vaccine comprising a compound according to claim 1. One of ordinary skill in the art would have a reasonable expectation of success to include the compound of claim 1 in a pharmaceutical composition comprising one or more pharmaceutically acceptable excipients or carriers, specifically wherein the composition is a vaccine because it is known that chimeric TLR7/ NOD2 ligands are also used as vaccine adjuvants. For example, Gutjahr teaches that the TLR7/NOD2 agonist was used as an adjuvant in a NP-p24 HIV intranasal vaccine to enhance systemic and mucosal immune humoral responses in mice: In vivo, TLR7/NOD2L agonist is a potent adjuvant after intranasal administration with NP-p24 HIV vaccine, inducing high-quality humoral and adaptive responses both in systemic and mucosal compartments. Use of TLR7/NOD2L adjuvant improves very significantly the protection of mice against an intranasal challenge with a vaccinia virus expressing the p24. Gutjahr, Abstract. Therefore, claims 27-28 were prima facie obvious at the time of filing. Given the above teachings, the invention as a whole was prima facie obvious at the time of filing. Conclusion No claim is found to be allowable. Any inquiry concerning this communication or earlier communications from the examiner should be directed to HEATHER DAHLIN whose telephone number is (571)270-0436. The examiner can normally be reached 9-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jeffrey Lundgren can be reached on (571) 272-5541. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 86-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HEATHER DAHLIN/Examiner, Art Unit 1629 /JEFFREY S LUNDGREN/Supervisory Patent Examiner, Art Unit 1629 1 Applicant is reminded that upon the cancelation of claims to a non-elected invention, the inventorship must be corrected in compliance with 37 CFR 1.48(a) if one or more of the currently named inventors is no longer an inventor of at least one claim remaining in the application. A request to correct inventorship under 37 CFR 1.48(a) must be accompanied by an application data sheet in accordance with 37 CFR 1.76 that identifies each inventor by his or her legal name and by the processing fee required under 37 CFR 1.17(i).
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Prosecution Timeline

Apr 19, 2023
Application Filed
Nov 01, 2025
Non-Final Rejection — §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
46%
Grant Probability
97%
With Interview (+50.7%)
3y 5m
Median Time to Grant
Low
PTA Risk
Based on 133 resolved cases by this examiner. Grant probability derived from career allow rate.

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