Prosecution Insights
Last updated: April 19, 2026
Application No. 18/033,854

AN AGGLOMERATION-BASED OIL-WATER SEPARATION PROCESS

Final Rejection §103§112
Filed
Apr 26, 2023
Examiner
STEIN, MICHELLE
Art Unit
1771
Tech Center
1700 — Chemical & Materials Engineering
Assignee
His Majesty The King In Right Of Canada AS Represented By The Minister Of Natural Resources
OA Round
4 (Final)
44%
Grant Probability
Moderate
5-6
OA Rounds
3y 10m
To Grant
78%
With Interview

Examiner Intelligence

Grants 44% of resolved cases
44%
Career Allow Rate
286 granted / 653 resolved
-21.2% vs TC avg
Strong +35% interview lift
Without
With
+34.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
61 currently pending
Career history
714
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
60.7%
+20.7% vs TC avg
§102
8.7%
-31.3% vs TC avg
§112
16.4%
-23.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 653 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment Examiner acknowledges Applicant’s response filed 07 November 2025 containing remarks and amendments to the claims. The previous rejections have been updated as necessitated by amendments to the claims. The updated rejections follow. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-19 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claims 1-19, it is not clear what “solvent-free bitumen” is referring to. It is not clear if it is referring to a bitumen feedstock, a bitumen product separated from the process, a separate bitumen sample, or something else entirely. Further, it is not clear how the “solvent-free bitumen” measurement is used to determine the asphaltene content of the other streams, and thus unclear how the solvent bitumen ratio is calculated. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1-19 are rejected under 35 U.S.C. 103 as being unpatentable over Tipman (US 5,876,592) in view of Wu (Effect of asphaltene content in bitumen) alone, or alternatively in further view of Sury (US 20099/0200209). Regarding claims 1 and 16-17, Tipman teaches combining bitumen containing mixture with a solvent blend (natural gas condensate) at a solvent to froth ratio of 1.2, the natural gas condensate containing 83% paraffinic components and 5% aromatics (column 11, lines 15-65). Tipman mixes the combination and separates the bitumen from the water and mineral solids by gravity settling (column 11, lines 15-65). Tipman teaches that in the process the water globules agglomerate and segregate from the hydrocarbon and thus separate the solids and water from the bitumen (column 3, lines 1-45). Tipman teaches that various aromatic and paraffinic contents are tested, as well as various solvent/froth ratios (column 4, lines 34-45). Examiner considers the 5% aromatics in Tipman to be close enough to the claimed 4.7% (or 4.5%) that the same or similar results would occur. Examiner additionally considers Tipman 83% to be close enough to claim 16 80% that the same or similar results would occur. Further in this regard, Tipman achieves less than 0.1% water in the recovered oil phase (column 11, lines 15-65). See MPEP 2144.05, I. Alternatively, Examiner notes that Tipman teaches testing various aromatic and paraffinic contents (column 4, lines 34-45). In this regard, Tipman considers the amount of aromatic and paraffinic components to be result effective. Further, Sury teaches selecting appropriate solvent mixtures for bitumen froth treatment, noting that paraffinic solvents are preferred, and aromatic content is limited to less than 1-20 wt% [0024]. Sury teaches a paraffinic solvent comprising 60 wt% pentane and 40 wt% isopentane (as the paraffinic component) with none or less than 20 wt% of the other components [0024]. In this regard, Sury teaches 80% paraffin (mixture of n pentane and isopentane) with 20% other components, which reads on the claimed range of 70-82% paraffinic components. Therefore, it would have been obvious to the person having ordinary skill in the art to have selected a solvent having the desired paraffinic/aromatic contents, such that the desired separation of bitumen from water/solids occurs. The previous combination does not explicitly disclose the method claimed for measuring to determine the asphaltene contents within 3% of each other. However, Wu teaches that IGC can be used to measure the asphaltene contents of various streams including at various solvent bitumen ratios (abstract, tables 2-7). Wu uses the percentage of asphaltenes and solvent for studying and optimizing the process (page 23). Therefore, it would have been obvious to the person having ordinary skill in the art to have used the Wu IGC method including measuring the asphaltene contents, in order to determine the optimum solvent ratio to obtain the desired separation of asphaltenes from the bitumen product, as disclosed by Tipman. Regarding claim 2, Tipman teaches that solvent froth ratio is a result effective variable (column 4, lines 34-50). Alternatively, Sury teaches a similar process using solvent bitumen ratios of 1.6:1 [0028]. Therefore, it would have been obvious to the person having ordinary skill in the art to have appropriately selected the solvent/froth ratio, in order to achieve the desired separation of bitumen from water/solids. Regarding claims 3-6, Tipman mixing in order to obtain complete dispersion (column 3, lines 47-55). Tipman teaches mixing at 2000 rpm for 10 mins (column 4 lines 16-21). While Tipman mixing conditions vary slightly from those claimed, Examiner notes that it would have been obvious to the person having ordinary skill in the art to have appropriately selected mixing conditions and times, in order to obtain the desired dispersion and subsequent separation. It is not seen where such a selection would result in any new or unexpected results. Regarding claims 7-8, Tipman teaches temperatures lower than conventional, including 40-50°C (column 3, lines 44-47). Tipman also teaches that temperatures are result effective (column 4, lines 34-45). Therefore, it would have been obvious to the person having ordinary skill in the art to have selected appropriate temperature and pressure conditions, such as those claimed, for the benefit of obtaining the desired separation. Regarding claim 9, Tipman teaches gravity separation (column 3, lines 48-56). Regarding claim 10, Tipman achieves 0.1% water in the oil phase at settling times of 15, 30, 45, and 60 mins (table 11). Regarding claims 11-15, Tipman teaches that naphtha and natural gas condensates are suitable solvents (table 11) and that natural gas condensate consists of c4-20 hydrocarbons (column 11, lines 15- 25). Tipman additionally teaches heptane is a suitable feed (column 4, lines 15-21). Examiner notes that it would have been an obvious variation to combine the known solvents, since it is prima facie obvious to combine known equivalents (see MPEP 2144.06). Regarding claim 18, Tipman teaches the product has less than 0.1% water (table 11). It is further expected that the same or similar results would be achieved, since Tipman teaches the same process steps applied to the same feeds as claimed. It is not seen where Applicant has distinguished the process steps in this regard. Regarding claim 19, Tipman teaches the process is operational at ambient conditions, and also lower than conventional temperatures (see examples). Response to Arguments Applicant's arguments filed 07 November 2025 have been fully considered and have been addressed by updated rejections as necessitated by Applicant’s amendments to the claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Soleymanzadeh (A review on methods of determining onset of asphaltene precipitation) – teaches various methods to determine asphaltene onset precipitation Long (US 2004/0084623) – teaches ways to determine asphaltene on set precipitation [0002-0009] Blackbourn (US 2011/0127197) – teaches C3-9 paraffinic solvents [0029] and solvent bitumen ratios of 1.5-3 [0028]. Nagy (US 3,607,721) – teaches bitumen froth treatment (abstract). Mitchell (US 4,424,113) – teaches recovery of bitumen using solvents including naphtha and aromatics. Sharma (US 2009/0321322) – teaches paraffinic froth treatment (abstract). Duyvesteyn (US 2008/0210602) - teaches separating bitumen from tar sands (abstract). Hristova (Bitumen froth treatment in the transition region between paraffinic and naphthenic process conditions, already of record in IDS) – teaches solvent bitumen ratios of 1.6 (introduction). Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHELLE STEIN whose telephone number is (571)270-1680. The examiner can normally be reached Monday-Friday 8:30 AM-5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Prem C Singh can be reached at 571-272-6381. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MICHELLE STEIN/Primary Examiner, Art Unit 1771
Read full office action

Prosecution Timeline

Apr 26, 2023
Application Filed
Sep 19, 2024
Non-Final Rejection — §103, §112
Dec 17, 2024
Response Filed
Mar 04, 2025
Final Rejection — §103, §112
May 05, 2025
Response after Non-Final Action
Jun 02, 2025
Request for Continued Examination
Jun 03, 2025
Response after Non-Final Action
Jun 03, 2025
Non-Final Rejection — §103, §112
Nov 05, 2025
Applicant Interview (Telephonic)
Nov 05, 2025
Examiner Interview Summary
Nov 07, 2025
Response Filed
Jan 20, 2026
Final Rejection — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
44%
Grant Probability
78%
With Interview (+34.6%)
3y 10m
Median Time to Grant
High
PTA Risk
Based on 653 resolved cases by this examiner. Grant probability derived from career allow rate.

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