Prosecution Insights
Last updated: April 19, 2026
Application No. 18/035,180

SECONDARY BATTERY, AND BATTERY PACK AND VEHICLE COMPRISING SAME

Non-Final OA §102§103
Filed
May 03, 2023
Examiner
GATEWOOD, DANIEL S
Art Unit
1729
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution, Ltd.
OA Round
1 (Non-Final)
78%
Grant Probability
Favorable
1-2
OA Rounds
3y 0m
To Grant
97%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allow Rate
850 granted / 1096 resolved
+12.6% vs TC avg
Strong +19% interview lift
Without
With
+19.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
61 currently pending
Career history
1157
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
53.7%
+13.7% vs TC avg
§102
20.3%
-19.7% vs TC avg
§112
22.3%
-17.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1096 resolved cases

Office Action

§102 §103
SECONDARY BATTERY, AND BATTERY PACK AND VEHICLE COMPRISING SAME DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statements (IDS) submitted on 6/4/2025, 7/25/2024, 5/15/2024, and 5/3/2023 are in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statements are being considered by the examiner. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-9, 11-12, and 14-16 are rejected under 35 U.S.C. 102(a)(1)/102(a)(2) as being anticipated by Takahashi et al. (WO 2021/024734 A1 using US 2022/0149490 A1 as an English language translation.). Regarding claim 1, Takahashi et al. teach a secondary battery (Abstract; Figure 1, element 1) comprising: an electrode assembly (Fig. 3B, 5, element 20 discloses a wound electrode body.) in which first (Fig. 2, element 21 discloses a positive electrode.) and second electrodes (Fig. 2, element 22 discloses a negative electrode.) and a separator (Fig. 2, element 23 discloses a separator.) provided between the first and second electrodes are wound (Paragraph 0040 disclose the positive and negative electrodes, elements 21 and 22 respectively, are spirally wound with the separator, element 23, interposed therebetween.), the first and second electrodes each comprising a non-coated portion disposed at a long side end thereof, exposed to an outside of the separator, and having no active material applied thereto (Fig. 2, elements 21C and 22C disclose a positive electrode active material non-covered portion and a negative electrode active material non-covered portion respectively.); and a current collecting plate provided at one end of the electrode assembly at which the non-coated portion of the first electrode is exposed (Fig. 4C, element 24 discloses a positive electrode current collector plate. Further, paragraph 0046 and Fig. 5 disclose the active material non-covered portions, elements 21C and/or 22C, are welded to the current collector plate, elements 24 and/or 25.), the current collecting plate comprising a central portion corresponding to a core of the electrode assembly (Paragraph 0066; Fig. 4C, element 35 discloses a hole located at the center of current collector plate, element 24.), and a peripheral portion provided around the central portion and configured to adjoin one end of the electrode assembly (Paragraph 0066; Fig. 4C, element 31 discloses a circular plate-like portion which comprises a periphery of the current collector plate.), wherein the peripheral portion comprises one or more first through-holes (Fig. 4C, 5, element 39A discloses openings.) penetrated by at least a part of the non-coated portion of the first electrode (Paragraph 0067; Figs 1 and 4C disclose the active material non-covered portion, element 21C, exposed at the end face, element 41, is processed such that the protruding portion, element 38A, enters and penetrates into the opening, element 39A, when the positive electrode current collector plate, element 24, is overlaid on the end face, element 41.). Regarding claim 2, Takahashi et al. teach the secondary battery of claim 1, wherein the central portion of the current collecting plate further comprises a center hole provided in a portion corresponding to the core of the electrode assembly (Fig. 4C, element 35 discloses a hole at the center.). Regarding claim 3, Takahashi et al. teach the secondary battery of claim 1, wherein the non-coated portion of the first electrode exposed to the outside through the first through-holes of the current collecting plate is bent one or more times in a direction toward the core of the electrode assembly (Fig. 7, element 21C discloses a positive electrode active material non-covered portion is bent in the direction of the central axis of the wound structure and overlaps to form the second flat portion.). Regarding claim 4, Takahashi et al. teach the secondary battery of claim 1, wherein the one or more first through-holes comprise two or more first through-holes spaced apart from one another in a winding direction of the electrode assembly (Fig. 4C discloses two concentric rings of four slits, element 39A (openings).). Regarding claim 5, Takahashi et al. teach the secondary battery of claim 1, wherein the peripheral portion of the current collecting plate comprises one or more first through-hole groups, each of the first through-hole groups comprising two or more first through-holes of the one or more first through-holes spaced apart from one another in a direction from the central portion toward one outer peripheral portion (Fig. 4C discloses four groups in a 90° sector, each comprising two through holes spaced apart in radial outward direction. See annotated figure below.). PNG media_image1.png 1406 2500 media_image1.png Greyscale Fig. 4C of Takahashi Regarding claim 6, Takahashi et al. teach the secondary battery of claim 5, wherein each of the first through-hole groups comprises two to six first through-holes of the one or more first through-holes spaced apart from one another in the direction from the central portion toward one outer peripheral portion (Fig. 4C discloses each through-hole group comprises two holes. See annotated figure 4C in paragraph 14 above.). Regarding claim 7, Takahashi et al. teach the secondary battery of claim 5, wherein the one or more first through-hole groups comprises two to six first through-hole groups, and the first through-hole groups are disposed to be spaced apart from one another in a winding direction of the electrode assembly (Fig. 4C discloses four through-hole groups, element 39A (openings) circled in annotated figure below.). PNG image3.png 100 100 image3.png Greyscale Fig. 4C of Takahashi Regarding claim 8, Takahashi et al. teach the secondary battery of claim 5, wherein the one or more first through-hole groups comprise two first through-hole groups, and the two first through-hole groups face each other with the central portion interposed therebetween (See annotated figure 4C below wherein the through-hole groups are diametrically opposite each other.). PNG image5.png 100 100 image5.png Greyscale Fig. 4C of Takahashi Regarding claim 9, Takahashi et al. teach the secondary battery of claim 5, wherein the one or more first through-hole groups comprise three to six first through-hole groups, and the first through-hole groups are disposed to be spaced apart from one another in a winding direction of the electrode assembly (Fig. 4C, see annotated figure in paragraph 17 above, shows all groups, element 39A, are disposed to be spaced apart from one another in a concentric manner around the hole, element 35.). Regarding claim 11, Takahashi et al. teach the secondary battery of claim 1, wherein each of the first through-holes has a slit or dot shape (Fig. 4C, element 39A discloses slits.). Regarding claim 12, Takahashi et al. teach the secondary battery of claim 1, wherein the peripheral portion of the current collecting plate further comprises one or more second through-holes (Fig. 4C shows there are four through holes are the peripheral portion. See annotated figure below.). PNG image7.png 100 100 image7.png Greyscale Fig. 4C of Takahashi Regarding claim 14, Takahashi et al. teach the secondary battery of claim 1, wherein the current collecting plate further comprises an electrode tab (Fig. 4C, element 32). Regarding claim 15, Takahashi et al. teach a battery pack comprising a plurality of secondary batteries according to claim 1 (Claim 9; paragraphs 0085-0087 disclose a battery pack comprising a plurality of secondary batteries.). Regarding claim 16, Takahashi et al. teach a vehicle comprising at least one battery pack according to claim 15 (Paragraph 0004; claim 13). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim 10 is rejected under 35 U.S.C. 103 as being unpatentable over Takahashi et al. (WO 2021/024734 A1 using US 2022/0149490 A1 as an English language translation.) as applied to claim 1 above, and further in view of Mori et al. (US 2006/0019158 A1). Regarding claim 10, Takahashi et al. teach the secondary battery of claim 1. However, they do not teach wherein at least one of the first through-holes adjoins an edge of the current collecting plate. Mori et al. teach a battery comprising a collector plate (Abstract: Fig. 2, element 15). Further, the collector plate has at least one through-holes which adjoins the edge of the current collecting plate (Paragraph 0058 discloses FIG. 2 shows, in addition to flange structures, elements 152 to 155, cut-out structures, element 156, used for positioning are formed at four regions on the main surface of the connection area, element 15b. The four cut-out structures, element 156, are used as guides on the XY plane for positioning the positive collector plate, element 15, on the electrode assembly, element 12. Note that a flange may be formed on the edge of each cut-out structure that adjoins the opening, for contributing to the connection to the positive electrode plate, element 121.). Therefore, it would have been obvious to one of ordinary skill in the art to modify Takahashi with Mori in order to provide low internal resistance and high efficiency in which connection points to a collector plate are evenly distributed on the electrode plate and the number of the connection points is increasable. Claim 13 is rejected under 35 U.S.C. 103 as being unpatentable over Takahashi et al. (WO 2021/024734 A1 using US 2022/0149490 A1 as an English language translation.) as applied to claim 1 above, and further in view of Byun et al. (US 2010/0216001 A1). Regarding claim 13, Takahashi et al. teach the secondary battery of claim 5, wherein the one or more first through-hole groups comprise two or more first through-holes groups (See annotated figure 4C in paragraph 16 above.). However, they do not teach wherein the peripheral portion of the current collecting plate further comprises one or more second through-holes, each second through-hole being provided between two adjacent first through-hole groups. Byun et al. teach a current collector plate (Fig. 4a, 5, element 20) wherein the peripheral portion of the current collecting plate further comprises one or more second through-holes (Fig. 4a, 5, element 24 discloses electrolyte solution injection holes.), each second through-hole being provided between two adjacent first through-hole groups (Fig. 4a, 5 shows the electrolyte solution injection holes, element 24, being between two adjacent through-holes, such as slits, element 26.). Therefore, it would have been obvious to one of ordinary skill in the art to modify Takahashi with Byun in order to improve welding efficiency. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DANIEL S GATEWOOD whose telephone number is (571)270-7958. The examiner can normally be reached M-F 8:00-5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ula Tavares-Crockett can be reached at 571-272-1481. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. Daniel S. Gatewood, Ph.D. Primary Examiner Art Unit 1729 /DANIEL S GATEWOOD, Ph. D/Primary Examiner, Art Unit 1729 January 27th, 2026
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Prosecution Timeline

May 03, 2023
Application Filed
Jan 29, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
78%
Grant Probability
97%
With Interview (+19.0%)
3y 0m
Median Time to Grant
Low
PTA Risk
Based on 1096 resolved cases by this examiner. Grant probability derived from career allow rate.

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