Prosecution Insights
Last updated: April 19, 2026
Application No. 18/035,626

ELECTRODE FOR LITHIUM SECONDARY BATTERY HAVING ADHESIVE COATING PORTION ADDED THERETO AND METHOD OF MANUFACTURING THE SAME

Non-Final OA §102§103
Filed
May 05, 2023
Examiner
PATEL, SUHANI JITENDRA
Art Unit
1783
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution, Ltd.
OA Round
1 (Non-Final)
86%
Grant Probability
Favorable
1-2
OA Rounds
3y 0m
To Grant
99%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allow Rate
6 granted / 7 resolved
+20.7% vs TC avg
Strong +20% interview lift
Without
With
+20.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
44 currently pending
Career history
51
Total Applications
across all art units

Statute-Specific Performance

§101
1.2%
-38.8% vs TC avg
§103
57.4%
+17.4% vs TC avg
§102
23.8%
-16.2% vs TC avg
§112
13.1%
-26.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 7 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Claims Claims 1-13 are pending. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-3, 5, 7-13 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Abe et al (US 2006/0216609 A1). Regarding Claim 1, Abe teaches a positive electrode (figure 1, element 3), that includes a positive collector 1 (electrode current collector), a positive active material containing layer 2 (electrode mixture layer), an exposed portion of the positive collector that does not have the active material layer formed (this is akin to the claimed electrode tab; annotated figure 1 below). An insulating resin film 9 is provided on the positive collector exposed portion 8 (Paragraph 0031). This is akin to the adhesive coating portion disposed on atleast a portion of an upper surface of the electrode tab. Abe also states that the invention is useful in preventing the occurrence of a short circuit between the positive collector exposed portion and the negative electrode to improve battery safety (Paragraph 0014). PNG media_image1.png 455 734 media_image1.png Greyscale Regarding Claim 2, Abe teaches that the insulating resin film is provided on a portion of a surface of the electrode tab 8. This is clearly shown in Figure 1. Regarding Claim 3 and Claim 5, Abe teaches that the insulating resin film 9 in Figure 2 (annotated below) is provided on the positive collector exposed portion 8 and an end portion of the positive active material containing layer 2. This is clearly seen in Figure 2 below. Here the film is disposed on the surface of an outer periphery of one side of the electrode mixture layer adjacent to the electrode tab, and on the upper surface of the electrode tab. PNG media_image2.png 405 553 media_image2.png Greyscale Regarding Claim 7 and Claim 8, Abe teaches that the insulating resin layer is made of heat resistant resin such as polyvinylidene fluoride, and its derivatives, an epoxy resin, a polyamide resin etc (Paragraph 0021). Abe also teaches the use of thermoplastic resin such as polyethylene, polypropylene, polymethyl methacrylate etc. The instant specification also states the use of polymer material such as polyvinylidene fluoride, polymethyl methacrylate, polyethylene, polypropylene, and that this material has a glass transition temperature of 100 C or lower (instant spec; paragraph 98). Abe teaches the same material as instant specification above but does not expressly teach the glass transition temperature. It is reasonable to presume that the property of glass transition temperature is inherent to Abe. Regarding Claim 9, Abe teaches in Figure 1 that the adhesive coating portion is disposed on atleast one surface of the electrode current collector. As can also be seen in Figure 1, a separator 7 is in contact with the adhesive coating portion. Abe also states that the adhesion between the insulating resin film and the separator is improved by heating and pressing (Paragraph 0040) further implying attachment between the surfaces. Regarding Claim 10, Abe teaches the method of manufacturing the electrode that comprises applying a paste of positive electrode active material on a current collector foil (Paragraph 0053), and then applying a slurry of the heat resistant resin to the positive collector exposed portion (Paragraph 0054), and then interposing a separator between the positive and the negative electrode (Paragraph 0056). The method includes the process of pressing with a calendar roll or the like (Paragraph 0040). Abe teaches that the insulating resin film is applied to the current collector in the manner shown in Figure 1 which meets the limitations related to the adhesive coating portion. An insulating resin film 9 is provided on the positive collector exposed portion 8 (Paragraph 0031; electrode tab). This is akin to the adhesive coating portion disposed on atleast a portion of an upper surface of the electrode tab. PNG media_image1.png 455 734 media_image1.png Greyscale Regarding Claim 11, Abe teaches that the method of manufacturing the electrode could comprise a combination of heating and pressure that further improves the adhesion between the insulating resin film and the electrode or separator (Paragraph 0040). This implies that the pressing step of method comprises a heating process. Regarding Claim 12, Abe teaches the formation of the insulating resin film on a positive electrode (Paragraph 0030). Regarding Claim 13, Abe teaches that the non-aqueous electrolyte battery of the invention can be a rectangular battery or a cylindrical battery using a steel can or an aluminum can as an outer shell, or a soft package battery using a metal deposited laminated film as an outer shell (Paragraph 0050). These types of batteries comprise stacked electrode assembly, or a jelly roll type electrode assembly. Figure 1 in Abe also is a cross sectional view of an exemplary winding body of the battery that shows the rolled electrode assembly. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 4, 6 are rejected under 35 U.S.C. 103 as being unpatentable over Abe in view of Ariga et al (WO 2018020906 A1; machine translation). Regarding Claim 4, Abe does not teach the adhesive coating portion is disposed at an upper surface of an outer periphery of the electrode mixture layer opposite an outer periphery of one side of the electrode mixture layer at which the electrode tab is disposed. However, Ariga teaches about a resin layer 50 on a positive electrode 34 such that it is provided on the end opposite to the positive metal foil exposed portion 34c (Page 10 of machine translation). This is seen in Figure 6. PNG media_image3.png 417 373 media_image3.png Greyscale Hence, it would have been obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to use the adhesive layer configuration of Ariga in order to suppress internal short circuits (Page 3 of machine translation). Regarding Claim 6, Abe does not teach the adhesive coating portion is disposed at upper surface of the electrode tab, an upper surface of an outer periphery of one side of the electrode mixture layer adjacent to the electrode tab, and an upper surface of an outer periphery of the electrode mixture layer opposite the outer periphery of the one side of the electrode mixture layer. However, Ariga teaches in Figure 11 that the resin layer 50 is arranged on the outer periphery of the electrode mixture layer adjacent to the tab 34c and on a surface opposite to that outer periphery. Hence, it would have been obvious to one of ordinary skill in the art prior to the effective filing date of the claimed invention to provide the adhesive coating on both periphery as shown in Ariga and combine with the coating configuration of Abe in order to reliably prevent foreign matter from entering from the outside (Page 22 and 23 of machine translation). PNG media_image4.png 357 371 media_image4.png Greyscale References of Interest Examiner notes the following references of interest pertinent to the claimed subject matter. Murai et al (US 20200075920 A1) Huh et al (US 20140255778 A1) Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SUHANI JITENDRA PATEL whose telephone number is (571)272-6278. The examiner can normally be reached Monday-Friday 8:00 AM - 5:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Maria Veronica D. Ewald can be reached on 571-272-8519. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SUHANI JITENDRA PATEL/Examiner, Art Unit 1783 /MARIA V EWALD/Supervisory Patent Examiner, Art Unit 1783
Read full office action

Prosecution Timeline

May 05, 2023
Application Filed
Jan 16, 2026
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12531272
Non-Aqueous Electrolyte for Lithium Secondary Battery, and Lithium Secondary Battery Comprising Same
2y 5m to grant Granted Jan 20, 2026
Patent 12500268
NONAQUEOUS ELECTROLYTE ADDITIVE, NONAQUEOUS ELECTROLYTE CONTAINING SAME, POWER STORAGE DEVICE, AND ELECTRIC DEVICE
2y 5m to grant Granted Dec 16, 2025
Patent 12482886
BATTERY AND METHOD OF MANUFACTURING SAME
2y 5m to grant Granted Nov 25, 2025
Patent 12456755
ELECTROLYTE FOR LITHIUM SECONDARY BATTERY, AND LITHIUM SECONDARY BATTERY COMPRISING SAME
2y 5m to grant Granted Oct 28, 2025
Study what changed to get past this examiner. Based on 4 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
86%
Grant Probability
99%
With Interview (+20.0%)
3y 0m
Median Time to Grant
Low
PTA Risk
Based on 7 resolved cases by this examiner. Grant probability derived from career allow rate.

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