Prosecution Insights
Last updated: April 19, 2026
Application No. 18/036,066

RECOMBINANT ADENO-ASSOCIATED VIRUSES WITH ENHANCED LIVER TROPISM AND USES THEREOF

Non-Final OA §103
Filed
May 09, 2023
Examiner
MCCORMICK, CATHERINE LYNN
Art Unit
1638
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
BEIJING SOLOBIO GENETECHNOLOGY CO., LTD
OA Round
1 (Non-Final)
52%
Grant Probability
Moderate
1-2
OA Rounds
3y 8m
To Grant
68%
With Interview

Examiner Intelligence

Grants 52% of resolved cases
52%
Career Allow Rate
15 granted / 29 resolved
-8.3% vs TC avg
Strong +17% interview lift
Without
With
+16.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
34 currently pending
Career history
63
Total Applications
across all art units

Statute-Specific Performance

§101
4.5%
-35.5% vs TC avg
§103
44.6%
+4.6% vs TC avg
§102
28.3%
-11.7% vs TC avg
§112
15.6%
-24.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 29 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Acknowledgment is made of applicant’s claim for foreign priority under 35 U.S.C. 119 (a)-(d). Acknowledgment is made of Applicants’ claim for benefit to foreign application PCT/CN2020/129001 filed 11/16/2021. This application claims the benefit of priority to Patent Application PCT/CN2021/130784. Acknowledgement is made of Applicants’ claim for benefit to prior filed to Patent Application Number PCT/CN2021/130784, filed on 11/16/2021. Information Disclosure Statement The Information Disclosure Statements filed 05/09/2023, 10/23/2024, and 07/25/2025 have been considered by the Examiner. Status of Claims Claims 1-16 and 18-23 are under examination. Claims 17, and 24-33 are canceled. Claim Objections Claims 13-15 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-10, 16, 18-23, are rejected under 35 U.S.C. 103 as being unpatentable over Miller (WO2020/117898 A1) and in further view of Xiao et al. (US 8,632,764) and as evidenced by Liu et al (CN101906417A). Regarding claim 1, Miller teaches a recombinant adeno-associated virus (rAAV) comprising (a) an adeno associated virus with a capsid protein (page 1, paragraph 0004) and (b) an expression cassette comprising a polynucleotide sequence, which encodes a therapeutic agent useful in treating and preventing liver disease related conditions (page 38, paragraph 00148). Miller does not teach the capsid protein having an amino acid sequence of SEQ ID NO:1. Xiao et al. teach a recombinant adeno-associated virus (rAAV) comprising an adeno-associated virus (AAV) capsid protein. Xiao et al. teach the AAV vectors comprises capsids generated by scrambling capsid sequences from two or more of the following: AAV1, AAV2, AAV3A, AAV3B, AAV4, AAV5, AAV6, AAV7, AAV8, AAV9, AAV10, AAV11, AAV12 (column 49, lines 31-36). Xiao et al. teach improved evasion as compared to AAV2 and AAV8 serotypes allowing the vector to reach and transduce target tissue (column 49, lines 14-21). Xiao et al. teach the capsid protein having the amino acid sequence of SEQ ID NO:30 (which is the same as SEQ ID NO:1) (figure 3RR). It would have been obvious to one of ordinary skill in the art at the time the invention was made to have combined the teachings of Miller for an adeno associated virus vector for treating and preventing liver disease with the teachings of Xiao et al. for a capsid protein having an amino acid sequence of SEQ ID NO:30 (which is the same as SEQ ID NO:1). Xiao et al. provide motivation by teaching that mosaic or "scrambled" AAV capsids are useful for various properties including tropism or neutralization (cover page, abstract). Xiao et al. further provide motivation teaching the mosaic provide the ability to evade neutralizing antibodies. One of skill in the art would have had a reasonable expectation of success at combining Miller and Xiao et al. because they both teach rAAV vectors for treating tissues. Regarding claim 2, Miller and Xiao et al. make obvious the vector as described above in regard to claim 1. Miller teaches the therapeutic agent could be alpha galactosidase (GLA) (page 32, paragraph 00128). Regarding claim 3, Miller and Xiao et al. make obvious the vector as described above in regard to claim 1. Miller teaches the promoters operatively linked to the downstream sequence (page 9, paragraph 0057). Regarding claim 4, Miller and Xiao et al. make obvious the rAAV described above in regard to claim 3. Xiao et al. teach an expression construct driven by a CMV promoter or a pol II promoter (column 23, lines 63-66). Xiao et al. further teach a variety of promoter/enhancer elements may be used depending on the level and tissue-specific expression desired (column 26, lines 35-38). Xiao et al. teach the use of pol II promoters in tissue specific expression applications (column 23, lines 63-66). Regarding claim 5, Miller and Xiao et al. make obvious the rAAV of claim 3 as described above. Miller teaches the promoter is a U6, H1, or 7SK (page 10, paragraphs 0059&0060). Regarding claim 6, Miller and Xiao et al. make obvious the rAAV as described above in regard to claim 3. Miller teaches an H1 promoter for the heterologous sequence. Miller teaches the heterologous sequence can encode RNAi (page 73, claim 15), which can be shRNA as further taught in Xiao et al. (column 20, lines 41-44). Regarding claim 7, Miller and Xiao et al. make obvious the rAAV described above in regard to claim 1. Miller teaches the rAAV includes two inverted terminal repeat sequences (ITR) (page 28, paragraph 00117). Regarding claim 8, Miller and Xiao et al. make obvious the rAAV described above in regard to claim 7. Xiao et al. further teach the AAV terminal may be from any AAV including serotypes 1, 2, 3, 4, 5, 6, 7, 8, 9 or any other AAV now know nor later discovered (column 14, lines 41-45). Regarding claim 9, Miller and Xiao et al. make obvious the rAAV described above in regard to claim 7. Xiao et al. further teach the AAV terminal is derived from an AAV2 serotype (column 14, lines 41-45). Regarding claim 10, Miller and Xiao et al. make obvious the rAAV as described above in regard to claim 2. Miller et al. teach the GLA comprises SEQ ID NO: 149 which is SEQ ID NO: 2 of the present application (page 35, Table 4). Regarding claim 16, Miller and Xiao et al. make obvious the rAAV described above in regard to claim 1. Miller further teaches a pharmaceutical composition comprising a vector and a pharmaceutically acceptable carrier and diluent (pages 18&37, paragraph 0085&00144). Regarding claim 18, Miller and Xiao et al. make obvious the rAAV described above in regard to claim 1. Xiao et al. teach a method of treating diseases related to hepatitis in a patient in need thereof (column 20, lines 33-35). Hepatitis B virus (HBV) causes liver disease as evidenced by Liu et al. (page 3, Background technique), therefore the method of Xiao et al. treats a patient with liver disease. Regarding claim 19, Miller and Xiao et al. make obvious the method as described above in regard to claim 18. Miller et al. teach the disease is Fabry disease (page 38, paragraph 00148). Xiao et al. further teach the rAAV can be used for treatments of Fabry disease or Hepatitis B (column 35, lines 19-31). Regarding claim 20 Miller and Xiao et al. make obvious the method as described above in regard to claim 18. Xiao et al. teach the nucleic acid is delivered by intravenous administration (column 38, lines 45-50). Regarding claim 21, Liu et al. and Xiao et al. make obvious the method as described above in regard to claim 18. Xiao et al. teach particular embodiments, the present invention provides a pharmaceutical composition comprising a virus vector and other medicinal or pharmaceutical agents (column 41, lines 37-40). Regarding claim 22, Miller and Xiao et al. make obvious the method as described above in regard to claim 18. (i) Miller teaches increased level of GLA expression in liver tissue of all samples transduced (page 53, paragraph 00200). Xiao et al. teach improved evasion as compared to AAV2 and AAV8 serotypes allowing the vector to reach and transduce target tissue (column 49, lines 14-21). Xiao et al. do not directly compare the expression to a corresponding rAAV comprising an AAV2/8 serotype capsid protein, however the capsid is the same as the present invention it would inherently provide the same improvement over an AAV2/8 serotype when tested. (ii) Xiao et al. teach administration of the rAAV results in expression of the inhibitory RNA in the target cell diminishes expression of a particular protein or proteins by the cell. Xiao et al. teach inhibitory RNA may be administered to decrease expression of a particular protein in a subject in need thereof. Inhibitory RNA may also be administered to cells in vitro to regulate cell physiology to optimize cell or tissue culture systems (column 39, lines 17-26). Xiao et al. do not directly compare the expression to a corresponding rAAV comprising an AAV2/8 serotype capsid protein, however the capsid is the same as the present invention it would inherently provide the same improvement over an AAV2/8 serotype when tested. Regarding claim 23, Miller and Xiao et al. make obvious the method as described above in regard to claim 18. Miller teaches treatment with a therapeutically effective amount of the rAAV (page 38, paragraph 00146). Miller teaches the therapeutically effective amount of the rAAV is from 109 vector genomes to as much as 1017 vector genomes per administration. (page 42, paragraph 00163). Miller reads on the 1x106 VG to about 1x1018 VG because the amount falls within the range. One of ordinary skill in the art would perform routine experimentation to determine the therapeutically effective amount of rAAV. Claims 11 and 12 are rejected under 35 U.S.C. 103 as being unpatentable over Miller (WO2020/117898 A1) in view of Xiao et al. (US 8,632,764) as applied to claims 1 and 3 above, and further in view of Sætrom et al. (US 2018/0305689 A1). Regarding claim 11, Miller and Xiao et al. make obvious the rAAV of claim 3. Miller and Xiao et al. do not teach the human non-encoding filler sequence. Sætrom et al. teach short RNAs to regulate transcription by disrupting non-coding transcripts (page 1, paragraph 0005). Sætrom et al. teach the addition of a human HPRT-intron sequence (page 30, paragraph 0100). Sætrom et al. teach compositions for modulating target gene expression for diagnostic and therapeutic applications (page 1, paragraph 0004). Sætrom et al. teach delivery of the saRNA by an AAV vector (page 85, paragraph 0225). It would have been obvious to one of ordinary skill in the art at the time the invention was made to have combined the teachings of Miller and Xiao et al. a recombinant adeno-associated virus comprising an engineered capsid protein and a promoter operably linked to the downstream sequence with the teachings of Sætrom et al. for inclusion of a human HPRT-intron sequence. Sætrom et al. provide motivation by teaching that non-coding RNAs can modulate target gene expression for diagnostic and therapeutic applications. One of skill in the art would have had a reasonable expectation of success at combining Miller, Xiao et al. and Sætrom et al. because they teach delivery of therapeutics via an AAV vector. Regarding claim 12, Miller, Xiao et al. and Sætrom et al. make obvious the rAAV of claim 11. Sætrom et al. further teach the human non-encoding sequence is an HPRT-intron sequence comprising SEQ ID NO:1563730 which is the same as SEQ ID NO:4 of the present application. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Catherine L McCormick whose telephone number is (703)756-5659. The examiner can normally be reached Monday-Friday, 8:30 am-5:30 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Tracy Vivlemore can be reached at (571) 272-2914. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /C.L.M./Examiner, Art Unit 1638 /Anna Skibinsky/ Primary Examiner, AU 1635
Read full office action

Prosecution Timeline

May 09, 2023
Application Filed
Oct 17, 2025
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
52%
Grant Probability
68%
With Interview (+16.7%)
3y 8m
Median Time to Grant
Low
PTA Risk
Based on 29 resolved cases by this examiner. Grant probability derived from career allow rate.

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