Prosecution Insights
Last updated: April 19, 2026
Application No. 18/036,420

DYNAMIC GAIN EQUALIZATION CONTROL METHOD FOR USE IN EDFA MODULES

Non-Final OA §103
Filed
May 11, 2023
Examiner
ST CYR, DANIEL
Art Unit
2876
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Molex LLC
OA Round
1 (Non-Final)
81%
Grant Probability
Favorable
1-2
OA Rounds
2y 4m
To Grant
95%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allow Rate
1131 granted / 1390 resolved
+13.4% vs TC avg
Moderate +13% lift
Without
With
+13.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
45 currently pending
Career history
1435
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
43.1%
+3.1% vs TC avg
§102
32.0%
-8.0% vs TC avg
§112
3.1%
-36.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1390 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1-4 and 6-19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Inagaki et al, US Pub. 2010/0272445. Inagaki et al disclose a gain and signal level adjustment of cascaded optical amplifiers comprising: (paragraph [0119]; and figure 13): receiving, by a first optical amplifier, light (receiving, by a second optical amplifier, the light amplified by the first optical amplifier; and amplifying the received light with a gain of the second optical amplifier (see claim 1). Regarding claim 1, Inagaki et al fail to specifically disclose the feature of "dynamically adjusting a gain of the input light signal based on feedback monitoring of an output light signal". However, the feature would be easily derived from the disclosure of Inagaki et al (see claim 1: "a gain adjustor which, in accordance with the detected power levels, detects a deviation in gain of the first optical amplifier from a target gain, and adjusts the gain of the second optical amplifier to compensate for the detected deviation"). Therefore, it would have been an obvious extension as taught by Inagaki et al. Regarding claim 2, the additional feature would be easily derived from the disclosure of Inagaki et al (see claim 1: "detectors detecting a power level of the light received by the first optical amplifier, a power level of the light amplified by the first optical amplifier, a power level of the light received by the second optical amplifier, and a power level of the light amplified by the second optical amplifier; and a gain adjustor which, in accordance with the detected power levels, detects a deviation in gain of the first optical amplifier from a target gain, and adjusts the gain of the second optical amplifier to compensate for the detected deviation"). Regarding claims 3-4 and 6, would be easily derived from the disclosure of D1 (see claim 31: "a gain adjustor detecting a deviation in gain of one of the plurality of optical amplifiers from a target gain in accordance with detected input and output power levels of said one of the plurality of optical amplifiers, and adjusting the gain of at least one of the other of the plurality of optical amplifiers to compensate for the detected deviation"). Regarding claim 7, these features would be easily derived from the disclosure of Inagaki et al (see claim 2: "a first gain controller controlling the gain of the first optical amplifier to be constant; and a second gain controller controlling the gain of the second optical amplifier to be constant"). Regarding claim 8, these features would be easily derived from the disclosure of Inagaki et al (see claim 14: "a gain adjustor detecting a power level of the light received by the second optical amplifier and a power level of the light amplified by the second optical amplifier and, in accordance with the detected power levels, adjusting the gain of the second optical amplifier to compensate for the detected deviation in gain of the first optical amplifier"). Regarding claims 9-10, the additional features would be easily derived from the disclosure of Inagaki et al (see paragraph [0063]; and figure 3: "Optical amplifier 6' is provided with a feedback loop 12 for automatic gain control (AGC), and optical amplifier 8' is provided with a feedback loop 14 for AGC"). Regarding claim 11, these features would be easily derived from the disclosure of Inagaki et al (see paragraph [0062]: "the output level of each optical amplifier has an optimum range. Accordingly, by controlling the output level of each optical amplifier so that it always falls within the optimum range irrespective of the input level of each optical amplifier, the input dynamic range can be widened"). Regarding claim 12, these features would be easily derived from the disclosure of Inagaki et al (see claim 1: "a second optical amplifier receiving the light amplified by the first optical amplifier, and amplifying the received light with a gain of the second optical amplifier"). Regarding claim 13, the additional feature would be easily derived from the disclosure of Inagaki et al (see paragraph [0131]: "In these optical amplification devices, WDM signal light obtained by multiplexing a plurality of optical signals having different wavelengths is subjected to batch amplification by two-stage amplifier sections each employing, for example, an erbium doped fiber (EDF)"). Regarding claim 14, the additional feature would be easily derived from the disclosure of Inagaki et al (see paragraph [0062]; and figure 1: "in this kind of system, it is greatly effective in increasing a transmission distance to perform a control such that the gain tilt in each optical amplifier becomes flat"). Regarding claim 15, Inagaki et al, discloses an optical amplifying device comprising (see claim 19): a first optical amplifier receiving light and amplifying the received light with a gain of the first optical amplifier (see claim 19); and a second optical amplifier receiving the light amplified by the first optical amplifier, and amplifying the received light with a gain of the second optical amplifier (see claim 19). Inagaki et al fail to disclose a gain control module coupled to the first stage and the second stage, the gain control module for receiving the light signal from the first stage for output to the second stage, and further configured to dynamically adjust a gain based on feedback monitoring of the output boosted light signal". However, the different feature would be easily derived from the disclosure of Inagaki et al (see claim 1: "a gain adjustor which, in accordance with the detected power levels, detects a deviation in gain of the first optical amplifier from a target gain, and adjusts the gain of the second optical amplifier to compensate for the detected deviation", and see paragraph [0063]; and figure 3: "optical amplifier 8' is provided with a feedback loop 14 for AGC"). Therefore, it would have been an obvious extension as taught by Inagaki et al. Regarding claims 16-17, the additional features would be easily derived from the disclosure of Inagaki et al (see paragraph [0063]; and figure 3: "Optical amplifier 6' is provided with a feedback loop 12 for automatic gain control (AGC), and optical amplifier 8' is provided with a feedback loop 14 for AGC") and the disclosure of D2 (see paragraph [0036]; and figure 2: "A fully balanced gain setting between the first and second gain setting circuits may well provide optimal results"). Regarding claim 18, the additional feature would be easily derived from the disclosure of Inagaki et al (see paragraph [0131]: "In these optical amplification devices, WDM signal light obtained by multiplexing a plurality of optical citations and explanations supporting such statement signals having different wavelengths is subjected to batch amplification by two-stage amplifier sections each employing, for example, an erbium doped fiber (EDF)"). Regarding claim 19, the additional feature would be easily derived from the disclosure of Inagaki et al (see paragraph [0062]; and figure 1: "in this kind of system, it is greatly effective in increasing a transmission distance to perform a control such that the gain tilt in each optical amplifier becomes flat"). Claim(s) 5 is/are rejected under 35 U.S.C. 103 as being unpatentable over Inagaki et al in view of Chan et al, US Pub. 2004/0051938. Regarding claim 5, Inagaki et al fails to disclose wherein the output spectrum is based on a predetermined gain shape. Chain et al disclose a gain controlled optical controller comprising: (see paragraph Conclusion [0089]:"the gain profile across the entire spectrum of optical wavelengths amplified by the optical amplifier may be dynamically and accurately shaped in response to changes in the power level of the optical input signal"). In view of the teachings of Chain et al, it would have been obvious for an artisan to modify the teachings of Inagaki et al so that output spectrum is based on a predetermined gain shape in order to accurately control the gain of the optical amplifiers to change the power level of the optical input signal. Therefore, it would have been an obvious extension as taught by Inagaki et al. It is al noted that CN1014731, CN104604051, and CN1692295, from international also render the claims obvious. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to DANIEL ST CYR whose telephone number is (571)272-2407. The examiner can normally be reached M to F 8:00-8:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael G Lee can be reached at 571-272-2398. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. DANIEL ST CYR Primary Examiner Art Unit 2876 /DANIEL ST CYR/Primary Examiner, Art Unit 2876
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Prosecution Timeline

May 11, 2023
Application Filed
Jan 27, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
81%
Grant Probability
95%
With Interview (+13.2%)
2y 4m
Median Time to Grant
Low
PTA Risk
Based on 1390 resolved cases by this examiner. Grant probability derived from career allow rate.

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