Prosecution Insights
Last updated: October 02, 2026
Application No. 18/036,862

TARGETED GENE REGULATION OF HUMAN IMMUNE CELLS WITH CRISPR-CAS SYSTEMS

Non-Final OA §103
Filed
May 12, 2023
Priority
Nov 13, 2020 — provisional 63/113,785 +2 more
Examiner
MCCORMICK, CATHERINE LYNN
Art Unit
1638
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Duke University
OA Round
1 (Non-Final)
50%
Grant Probability
Moderate
1-2
OA Rounds
0m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 50% of resolved cases
50%
Career Allowance Rate
22 granted / 44 resolved
-10.0% vs TC avg
Strong +42% interview lift
Without
With
+42.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
23 currently pending
Career history
77
Total Applications
across all art units

Statute-Specific Performance

§101
3.5%
-36.5% vs TC avg
§103
49.6%
+9.6% vs TC avg
§102
25.0%
-15.0% vs TC avg
§112
10.1%
-29.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 44 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Applicant’s election without traverse of Group I claims 1-2, 10, 32, 34, 40-42, 89-97, and 100-101 drawn to a CRISPR/Cas system in the reply filed on 04/14/2026 is acknowledged. Claims 43, 103, 108, and 118 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected inventions, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 04/14/2026. Priority Acknowledgement is made of Applicants’ claim for benefit to prior filed US Provisional Applications 63113785 and 63136953, filed on 11/13/2020 and 01/13/2021. This application claims the benefit of priority to Patent Application PCT/US2021/059270. Acknowledgement is made of Applicants’ claim for benefit to prior filed to Patent Application Number PCT/US2021/059270, filed on 11/12/2021. Information Disclosure Statement The Information Disclosure Statements filed 06/20/2023, 09/25/2023, 11/20/2023, 03/07/2024, 05/08/2024, 07/18/2024, 09/19/2024, 12/10/2024, 02/26/2025, 05/06/2025, 07/03/2025, 09/29/2025, 11/18/2025, 02/20/2026, 04/16/2026, 06/02/2026, and 07/28/2026 have been considered by the Examiner. Status of Claims Claims 1-2, 10, 32, 34, 40-42, 89-97, and 100-101 are under examination. Claims 43, 103, 108, and 118 are withdrawn. Claims 3-9, 11-31, 33, 35-39, 44-88, 98-99, 102, 104-107, 109-117, and 119-127 are cancelled. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-2, 10, 32, 34, 40-42, 89-97, and 100-101 are rejected under 35 U.S.C. 103 as being unpatentable over Busser et al. (US 2020/0407694) in view of Ding et al. (The CRISPR Journal, 2019). Regarding claim 1, Busser et al. teach improved cell immunotherapy utilizing cells engineered via CRISPR/Cas (cover page & page 7, abstract & paragraph 0094). Busser et al. teaches a guide RNA (gRNA) (page 7, paragraph 0090) targeting a gene or a regulatory element thereof in an immune cell (page 16, paragraph 0274). Busser et al. does not teach a CRISPR/Cas fusion. Ding et al. teach CRISPR-Cas9 fusion with chromatin modulating peptides. Ding et al. teach that modification of Streptococcus pyogenes Cas9 by fusion with chromatin-modulating peptides (CMPs), derived from high mobility group proteins HMGN1 and HMGB1, histone H1, and chromatin remodeling complexes, improves its activity by up to several fold (page 1, abstract). It would have been obvious to one of ordinary skill in the art at the time the invention was made to have modified the teachings of Busser et al. for improved cell immunotherapy utilizing cells engineered via CRISPR/Cas with the teachings of Ding et al. for a CRISPR-Cas9 fusion with chromatin modulating peptides. Ding et al. provide motivation by teaching that the fusion increases genome editing efficiency. One of skill in the art would have had a reasonable expectation of success at combining Busser et al. and Ding et al. because both teach genome editing with CRISPR/Cas. Regarding claim 2, Busser et al. and Ding et al. make obvious a CRISPR/Cas system comprising a fusion protein. Busser et al. teach the gRNA is targeting B2M (cover page, Figure 1A). Regarding claim 10, Busser et al. teach SEQ ID NO: 75 which includes targeting insertion at the B2M locus. Nucleotides 2099-2079 of SEQ ID NO:75 are the same as SEQ ID NO: 57. Regarding claim 32, Busser et al. teach the gRNA is targeting B2M (cover page, Figure 1A). Ding et al. teach Cas9 by fusion with chromatin-modulating peptides (CMPs) and chromatin remodeling complexes. Therefore, the chromatin-modulating peptides can repress transcription activity. Regarding claim 34, Busser et al. and Ding et al. make obvious a CRISPR/Cas system comprising a fusion protein. Busser et al. teach a preferred endogenous gene loci Tnfrsf21 transcription factor 3 pogo transposable element with KRAB (page 75, table 6). Regarding claim 40, Busser et al. and Ding et al. make obvious an isolated polynucleotide encoding a CRISPR/Cas system. Regarding claim 41, Busser et al. teach a vector (page 1, paragraph 0003). Busser et al. and Ding et al. make obvious a vector comprising an isolated polynucleotide encoding a CRISPR/Cas system. Regarding claim 42, Busser et al teach engineered primary immune cells for their efficient use in cell therapy (page 1, paragraph 0003). Busser et al. and Ding et al. make obvious a vector comprising an isolated polynucleotide encoding a CRISPR/Cas system. Regarding claim 89-90, 92, and 94-97, Busser et al. and Ding et al. make obvious delivery of CRISPR/Cas to cells to produce engineered cells for immunotherapy. Busser et al. teach improving the therapeutic potential of a nucleic acid able to direct or repress expression of other genes (page 8, paragraph 0116). Furthermore, the “a method of increasing or decreasing expression in a cell” recited in the preamble is an intended use. The claims do not recite limitations or active steps that reflect that intended use. Regarding claim 91, Busser et al. teach improved cell immunotherapy utilizing cells engineered via CRISPR/Cas (cover page & page 7, abstract & paragraph 0094). Regarding claim 93, Busser et al. teach a method of increasing an immune cell’s ability to kill cancer (page 3, paragraph 0020). Regarding claim 100, Busser et al. teach improved cell immunotherapy utilizing cells engineered via CRISPR/Cas (cover page & page 7, abstract & paragraph 0094). Busser et al. and Ding et al. make obvious a cell modified by CRISPR/Cas. Regarding claim 101, Busser et al. teach a method for preventing cytokine release syndrome (CRS) in immune cell therapy comprising administering engineered immune cells to a patient (page 195, claim 76). Busser et al. teach introduction of CRISPR/Cas to primary cells originating from patients as part of autologous treatment strategies (page 2, paragraph 0017). Therefore Busser et al. and Ding et al. make obvious a method of treating a subject having a disease by administering CRISPR/Cas to the subject. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Catherine L McCormick whose telephone number is (703)756-5659. The examiner can normally be reached Monday-Friday, 8:30 am-5:30 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Tracy Vivlemore can be reached at (571) 272-2914. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /C.L.M./Examiner, Art Unit 1638 /Anna Skibinsky/ Primary Examiner, AU 1635
Read full office action

Prosecution Timeline

May 12, 2023
Application Filed
Aug 13, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12735722
ONCOLYTIC VIRUSES ENCODING RECOMBINANT TRANSFORMING GROWTH FACTOR (TGF)-BETA MONOMERS AND USES THEREOF
3y 6m to grant Granted Sep 15, 2026
Patent 12735724
COMPOSITIONS AND METHODS FOR RECOMBINANT PARVOVIRUS PRODUCTION
3y 6m to grant Granted Sep 15, 2026
Patent 12692479
GENETICALLY ENGINEERED HUMAN FETAL LIVER NICHE AS PLATFORM FOR BIOMANUFACTURING OF HEMATOPOIETIC STEM CELLS
4y 5m to grant Granted Jul 28, 2026
Patent 12674181
ARTIFICIAL EXPRESSION CONSTRUCTS FOR MODULATING GENE EXPRESSION IN CHANDELIER CELLS
3y 1m to grant Granted Jul 07, 2026
Patent 12667628
COMPOSITIONS AND METHODS FOR GENE REPLACEMENT
4y 6m to grant Granted Jun 30, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
50%
Grant Probability
92%
With Interview (+42.5%)
3y 5m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 44 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month