Prosecution Insights
Last updated: July 17, 2026
Application No. 18/037,289

Direct Regeneration of Spent Graphite Anode of Lithium-ion Battery

Non-Final OA §102
Filed
May 16, 2023
Priority
Nov 16, 2020 — provisional 63/114,502 +1 more
Examiner
USYATINSKY, ALEXANDER
Art Unit
1751
Tech Center
1700 — Chemical & Materials Engineering
Assignee
The Regents of the University of California
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
740 granted / 893 resolved
+17.9% vs TC avg
Strong +19% interview lift
Without
With
+19.3%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
31 currently pending
Career history
924
Total Applications
across all art units

Statute-Specific Performance

§103
81.0%
+41.0% vs TC avg
§102
2.5%
-37.5% vs TC avg
§112
11.9%
-28.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 893 resolved cases

Office Action

§102
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The Information Disclosure Statements (IDS) filed 05/16/2023 have been placed in the application file and the information referred to therein has been considered. Drawings The drawings received 05/16/2023 are acceptable for examination purposes. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of pre-AIA 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (b) the invention was patented or described in a printed publication in this or a foreign country or in public use or on sale in this country, more than one year prior to the date of application for patent in the United States. Claims 1-12 are rejected under pre-AIA 35 U.S.C. 102 (a)(1) as being anticipated by Markey et. al. “Effective Upcycling of Graphite Anode: Healing and Doping Enabled Direct Regeneration” Journal of The Electrochemical Society, 2020,167,160511. Regarding claim 1, Markey discloses a method for removing bulk defects from spent graphite particles from a Li- ion battery anode (Title), comprising: treating the spent graphite particles in a boric acid solution to form borated graphite particles, drying the borated graphite particles; and fast annealing the borated graphite particles (p. 160512, left. Col. para 2,3) Regarding claim 2, Markey discloses prior to the step of treating, washing the spent graphite particles in a solvent and drying to form a powder (p. 160512, left. Col. para 2). Regarding claim 3, Markey discloses at least one annealing step at 850oC for 1 h (p. 160512, left. Col. para 3). It is noted that a specific example in the prior art which is within a claimed range anticipates the range. See MPEP 2131.03 Regarding claim 3, Markey discloses method for restoring electrochemical activity and cycling stability to spent graphite anode material for use in a lithium-ion battery comprising, exposing powdered graphite anode material (C graphite) to boric acid to form borated material; and sintering the borated material, wherein dead lithium in a bulk structure of the graphite anode material is extracted and boron doping is applied to surfaces of the graphite material ((p. 160512, left. Col. para 2,3, Fig. 6, pathway d, see below) PNG media_image1.png 200 400 media_image1.png Greyscale Regarding claim 5, Markey discloses prior to the step of treating, washing the spent graphite particles in a solvent and drying to form a powder (p. 160512, left. Col. para 2). Regarding claim 6, Markey discloses at least one annealing step at 850oC for 1 h (p. 160512, left. Col. para 3). It is noted that a specific example in the prior art which is within a claimed range anticipates the range. See MPEP 2131.03. Regarding claim 6, Markey discloses a method for regeneration of spent anode material of a lithium-ion battery comprising :harvesting graphite particles from the spent anode material (Degraded graphite powder from cycled LIB anode was harvested from a spent pouch cell, p. 160512, left. Col. para 3), washing the harvested graphite particles in a solvent solution (NMP, p. 160512, left. Col. para 2), precipitating graphite powder from the solution (centrifugation, p. 160512, left. Col. para 2) rinsing the graphite powder in water (washed with distilled water drying the graphite powder (p. 160512, left. Col. para 2), dispersing the graphite powder in a boric acid solution; exposing the borated graphite powder to a drying temperature until dry; and sintering the dried borated graphite powder at a sintering temperature for a sintering period (p. 160512, left. Col. para 3). Regarding claim 8, Markey discloses wherein washing the graphite particles in the solvent solution further comprises heating the solution at a temperature of 70-90°C until dried (The black powder collected from a second centrifuging was dried under vacuum at 80 °C for 12 h, p. 160512, left. Col. para 2). Regarding claims 9 and 10, Markey discloses wherein the sintering temperature is within a range of 750°C to 1050°C (samples were sintered at 750 °C (S-750C-Graphite), 850 °C (S-850C-Graphite), 950 °C (S-950CGraphite) and 1050 °C (S-1050C-Graphite) for 1 h, re claim 10), respectively, p.160512, left. Col. para 3). It is noted that a specific example in the prior art which is within a claimed range anticipates the range. See MPEP 2131.03 Regarding claim 11, Markey discloses a method for removing bulk residual lithium and reopening channels for lithium transport from graphite anode material of a spent Li-ion battery comprising: exposing powdered graphite anode material to boric acid to form borated material; and sintering the borated material, wherein boron doping is applied to surfaces of the graphite material (p. 160512, left. Col. para 2,3, Fig. 6). Regarding claim 12, Markey discloses wherein the step of sintering comprises annealing the borated material for at least one hour at a temperature in a range of 750°C to 1050°C (p.160512, left. Col. para 3). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALEXANDER USYATINSKY whose telephone number is (571)270-7703. The examiner can normally be reached IFP. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jonathan Leong can be reached at (571) 270-1292. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Alexander Usyatinsky/ Primary Examiner, Art Unit 1751
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Prosecution Timeline

May 16, 2023
Application Filed
Dec 03, 2025
Non-Final Rejection mailed — §102
Feb 19, 2026
Response Filed

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
99%
With Interview (+19.3%)
2y 9m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 893 resolved cases by this examiner. Grant probability derived from career allowance rate.

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