Prosecution Insights
Last updated: April 19, 2026
Application No. 18/037,455

POLYMER, FLAME-RETARDANT COMPOSITION, AND METHOD FOR PRODUCING POLYMER

Non-Final OA §102§103
Filed
May 17, 2023
Examiner
KOLB, KATARZYNA I
Art Unit
1767
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Kuraray Co. Ltd.
OA Round
2 (Non-Final)
42%
Grant Probability
Moderate
2-3
OA Rounds
3y 8m
To Grant
58%
With Interview

Examiner Intelligence

Grants 42% of resolved cases
42%
Career Allow Rate
77 granted / 181 resolved
-22.5% vs TC avg
Strong +16% interview lift
Without
With
+16.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
73 currently pending
Career history
254
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
48.7%
+8.7% vs TC avg
§102
23.7%
-16.3% vs TC avg
§112
14.7%
-25.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 181 resolved cases

Office Action

§102 §103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments In their response dated 12/23/2025 the applicants amended independent claims 1 and 5 to overcome prior art rejection. However, updated search resulted in references which will be applied in new grounds of rejection. In their amendment applicants also argued the combination of references as applied in the obviousness rejection. Examiner agrees with applicants and as a result new grounds of rejection will be restated rendering this office action as non-final. The examiner would like to note that the applicants while addressing the obviousness rejection referred to the amendments made to independent claims 1 and 5. Claims rejected under obviousness rejection were independent claims 7 and 10. While examiner acknowledges the amendments to claims 1 and 5, the same amendments were not made to claims 7 and 10. In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claim Rejections - 35 USC § 102 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 1, 3-5 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Kang (US 2015/0005410). With respect to claims 1 and 5, Kang discloses flame retardant thermoplastic copolymer comprising ethylenically unsaturated monomers. The phosphorus containing monomer of Kang has following formula I: PNG media_image1.png 192 436 media_image1.png Greyscale Wherein m is an integer from 1 to 10, integer n can be 0, and R2 is methyl. For m being 8, Kang meets the required monomer of instant claim 5. In the preferred embodiment the phosphorus part of the formula 1 is 9,10-dihydro, 9-oxa-10-phosphaphenanthrene [0027]. A block made from the monomer of formula 1 above will meet the polymer having structural formula of instant claim 1. With respect to claims 3 and 4, the composition comprises additional flame retardants and other additives as described in [0018], composition is utilized to make a molded article [0009]. The method of making an article includes casting, which in turn will form film or a sheet [0046]. Claims 1, 3-5 are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Jang (us 2014/0187688). With respect to claims 1 and 5, Jang discloses composition comprising monomer having formula 1 as follows: PNG media_image1.png 192 436 media_image1.png Greyscale Wherein m is an integer from 1 to 10, integer n can be 0, and R2 is methyl. For m being 8, Kang meets the required monomer of instant claim 5. In the preferred embodiment the phosphorus part of the formula 1 is 9,10-dihydro, 9-oxa-10-phosphaphenanthrene ([0039] see also examples). A block made from the monomer of formula 1 above will meet the polymer having structural formula of instant claim 1. Monomer of formula 1 of Jang can be polymerized with other acrylate based monomers. These monomers include allyl methacrylates [0082]. With respect to claim 3, the composition of Jang is flame retardant (Abstract). With respect to claim 4, composition of Jang is used in casting, which in turn indicates formation of film or a sheet [0109]. The article has high transparency and refractive index [0009]. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 7-9 are rejected under 35 U.S.C. 103 as being unpatentable Nakano (JP 2015-074740) in view of Komura (JP 63-211253 translation attached). With respect to claim 7, Nakano discloses copolymer where mixture of acrylate monomers is polymerized in situ with phosphoric acid ester (claims 1 and 2 of Nakano). The acrylate monomers of Nakano are selected from acrylates comprising one vinyl group with methyl methacrylate as main component and small amount of acrylates having two vinyl groups. As such methyl methacrylate and acrylates having two vinyl group are viewed as copolymerizable monomers. Acrylate bearing one vinyl group include acrylates based on propyl (meth)acrylates, butyl (meth)acrylates, and higher alkyl (meth)acrylates. The monomers can be utilized in combination of two or more [0014]. The compounds listed in the office action meet the limitation of integer p of the instant claim 7. Acrylates of Nakano meet the limitation of the instant formula (III) because it is well established that acrylate esters bearing vinyl group the location of the vinyl group on the hydrocarbon forming ester functionality. Consequently the vinyl group will be located on, for example, butyl chain of the acrylate monomer. In any event, these monomers are polymerized in situ with phosphonic acid ester group. Since chemical structure of phosphonic acid ester has not been disclosed in instant claim 7, any phosphorous or phosphonic acid ester group will meet the claims. The vinyl ester of the acrylate has 1-9 carbon atoms. While Nakano discloses various vinyl bearing monomer which encompass C1-C9, however C8 is not explicitly recited. With respect to claim 8, Komura discloses newly synthesized acrylate monomer also bearing a vinyl group wherein the compound has following formula: PNG media_image2.png 80 344 media_image2.png Greyscale The compound of Komura can be utilized as a raw material for copolymerization of synthetic monomers. As such, it would have been obvious to one having ordinary skill in the art at the time instant invention was filed to utilize acrylate of Komura bearing vinyl group along with the monomers of Nakano. The monomer of Komura also bears vinyl group which indicates that it would be subject to the same reaction scheme as the vinyl groups bearing acrylates of Nakano. The reactivity of the vinyl group will be the same in the compound of Komura will be the same or better as the reactivity of the vinyl groups in Nakano based on the distance from the polymer backbone. Additionally, the length of the monomer in Komura is within the bounds of C1-C9 of Nakano. Additionally as Komura indicated in addition to good reactivity, the polymers utilized 7-octyl (meth)acrylate the final polymer will have better flexibility between vinyl and methacryloyl groups (see Means of solving the problem section of Komura). With respect to claim 9, component a of the copolymer of Nakano comprises monomers a-1 and a-2, wherein component a-1 (the component of interest) is 99.6-99.9% of the copolymer [0009]. Within component a-1, MMA constitutes at least 50% of the monomers, which means that the content of the vinyl monomer can be at most 50% [0020]. Component b which is phosphonic acid ester and is utilized in an amount of 0.1-0.4 parts. By way of examples for approximately 77 parts of total monomer (Table 1), the content of phosphoric acid ester is utilized in amount of approximately at 11 parts. Having said that MMA is at least 50% of the monomer a, preferably at least 85% of monomer a, as such the content of vinyl monomer at most 50% which equates to 38 parts at 50% of MMA and 11.55 parts at 85% of MMA. This would emcompass 1:1 ratio of vinyl acrylate to phosphonic acid acrylate. With respect to claim 13, Nakano teaches polymerization of MMA and vinyl monomer in presence of phosphonic acid ester is conducted in presence of radical initiator [0033]. Claims 10-12 are rejected under 35 U.S.C. 103 as being unpatentable Nakano (JP 2015-074740) in view of Komura (JP 63-211253 translation attached). With respect to claim 10, Nakano discloses flame retardant composition comprising a copolymer where mixture of acrylate monomers is polymerized in situ with phosphoric acid ester and antioxidant (claims 1 and 2 of Nakano). The composition is utilized to make molded articles (claim 13). The acrylate monomers of Nakano are selected from acrylates comprising one vinyl group with methyl methacrylate as main component and small amount of acrylates having two vinyl groups. As such methyl methacrylate and acrylates having two vinyl group are viewed as copolymerizable monomers. Acrylate bearing one vinyl group include acrylates based on propyl (meth)acrylates, butyl (meth)acrylates, and higher alkyl (meth)acrylates. The monomers can be utilized in combination of two or more [0014]. The compounds listed in the office action meet the limitation of integer p of the instant claim 7. Acrylates of Nakano meet the limitation of the instant formula (III) because it is well established that acrylate esters bearing vinyl group the location of the vinyl group on the hydrocarbon forming ester functionality. Consequently the vinyl group will be located on, for example, butyl chain of the acrylate monomer. In any event, these monomers are polymerized in situ with phosphonic acid ester group. Since chemical structure of phosphonic acid ester has not been disclosed in instant claim 7, any phosphorous or phosphonic acid ester group will meet the claims. The vinyl ester of the acrylate has 1-9 carbon atoms. Nakano discloses various vinyl bearing monomer which encompass C1-C9, however C8 is not explicitly recited. With respect to claim 11, Komura discloses newly synthesized acrylate monomer also bearing a vinyl group wherein the compound has following formula: PNG media_image2.png 80 344 media_image2.png Greyscale The compound of Komura can be utilized as a raw material for copolymerization of synthetic monomers. As such, it would have been obvious to one having ordinary skill in the art at the time instant invention was filed to utilize acrylate of Komura bearing vinyl group along with the monomers of Nakano. The monomer of Komura also bears vinyl group which indicates that it would be subject to the same reaction scheme as the vinyl groups bearing acrylates of Nakano. The reactivity of the vinyl group will be the same in the compound of Komura will be the same or better as the reactivity of the vinyl groups in Nakano based on the distance from the polymer backbone. Additionally, the length of the monomer in Komura is within the bounds of C1-C9 of Nakano. Additionally as Komura indicated in addition to good reactivity, the polymers utilized 7-octyl (meth)acrylate the final polymer will have better flexibility between vinyl and methacryloyl groups (see Means of solving the problem section of Komura). With respect to claim 12, component a of the copolymer of Nakano comprises monomers a-1 and a-2, wherein component a-1 (the component of interest) is 99.6-99.9% of the copolymer [0009]. Within component a-1, MMA constitutes at least 50% of the monomers, which means that the content of the vinyl monomer can be at most 50% [0020]. Component b which is phosphonic acid ester and is utilized in an amount of 0.1-0.4 parts. By way of examples for approximately 77 parts of total monomer (Table 1), the content of phosphoric acid ester is utilized in amount of approximately at 11 parts. Having said that MMA is at least 50% of the monomer a, preferably at least 85% of monomer a, as such the content of vinyl monomer at most 50% which equates to 38 parts at 50% of MMA and 11.55 parts at 85% of MMA. This would encompass 1:1 ratio of vinyl acrylate to phosphonic acid acrylate. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to KATARZYNA I KOLB whose telephone number is (571)272-1127. The examiner can normally be reached M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Mark Eashoo can be reached at 5712701046. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KATARZYNA I KOLB/Primary Examiner, Art Unit 1767 January 23, 2026
Read full office action

Prosecution Timeline

May 17, 2023
Application Filed
Sep 18, 2025
Non-Final Rejection — §102, §103
Dec 23, 2025
Response Filed
Jan 23, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
42%
Grant Probability
58%
With Interview (+16.0%)
3y 8m
Median Time to Grant
Moderate
PTA Risk
Based on 181 resolved cases by this examiner. Grant probability derived from career allow rate.

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