Prosecution Insights
Last updated: April 19, 2026
Application No. 18/038,239

THIXOTROPIC DIUREA-DIURETHANE COMPOSITION

Non-Final OA §102§103§112
Filed
May 23, 2023
Examiner
LEONARD, MICHAEL L
Art Unit
1763
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Arkema France
OA Round
1 (Non-Final)
64%
Grant Probability
Moderate
1-2
OA Rounds
3y 3m
To Grant
72%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allow Rate
839 granted / 1319 resolved
-1.4% vs TC avg
Moderate +8% lift
Without
With
+8.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
64 currently pending
Career history
1383
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
50.5%
+10.5% vs TC avg
§102
19.2%
-20.8% vs TC avg
§112
18.7%
-21.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1319 resolved cases

Office Action

§102 §103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 11 and 15 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 11 depends from cancelled claim 10. The applicant’s intent with decreasing the scope of a claim is unclear because claim 11 depends from a cancelled claim. Claim 15 recites the limitation “the mixture” in line 2. There is insufficient antecedent basis for this limitation in the claim. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-4, 11, 18-22, 25-29, 31, and 40 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by U.S. Patent No. 10,882,944 to Haveman et al. As to claims 1-4, 11, 18-22, 25-28, and 31, Haveman discloses a thixotropic composition comprising a compound represented by the following formula and an aprotic solvent: PNG media_image1.png 82 838 media_image1.png Greyscale Wherein the compound comprises the reaction product of toluene diisocyanate and monohydroxyl compounds preferably polyethylene glycol monobutyl ether (hydrophilic) at a molar ratio of 1:1.05 to about 1:6 (5:1-18) to prepare a monoisocyanate reaction product that is reacted with xylylene diamine in the presence of solvent and surfactant (Examples, 11:1-36, Table 1). Haveman discloses wherein the composition contains small amounts (0.1 to about 1 wt%, 3:36-37), but preferably, no lithium salts from the viewpoint of improving the manufacturing process due to the corrosiveness associated with lithium (2:20-29). Haveman discloses a surfactant amount of 0.1 mols of surfactant calculated on the amine equivalent of diamine used (10:51-55). As to claim 29, Haveman discloses a residual free isocyanate content of 0.1% (See Examples). As to claim 40, Haveman discloses a binder (paint, lacquer, or coating composition) comprising the urea urethane composition (10:58-67). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-4, 6, 8, 11, 18-22, 25-29, 31-32, 36, and 40 are rejected under 35 U.S.C. 103 as being unpatentable over U.S. Patent No. 10,377,906 to Leutfeld et al. in view U.S. Patent No. 10,882,944 to Haveman et al. As to claims 1-4, 6, 8, 11-12, 15, 18-22, 25-28, 31, and 40, Leutfeld discloses a composition comprising 15 to 95% by weight of an amide compound, 5 to 75% by weight of a urea compound, 0 to 50% by weight of an ionogenic compound, preferably a lithium salt, and 0 to 35 wt% of a aprotic solvent (Abstract) wherein the urea compound comprises the reaction product of toluene diisocyanate and a monohydroxyl compounds, preferably polyethylene glycol monobutyl ether (hydrophilic) at a molar ratio of 1:1.05 to about 1:6 (See EP-1188779) to prepare a monoisocyanate reaction product that is reacted with xylylene diamine in the presence of solvent (Composition K6, Col. 21, ll. 51-67). The formula of the urea would be the same as taught in Havemen. Haveman discloses a thixotropic composition comprising a compound represented by the following formula and an aprotic solvent: PNG media_image1.png 82 838 media_image1.png Greyscale Wherein the compound comprises the reaction product of toluene diisocyanate a monohydroxyl compounds at a molar ratio of 1:1.05 to about 1:6 (5:1-18) to prepare a monoisocyanate reaction product that is reacted with xylylene diamine in the presence of solvent and surfactant (Examples, 11:1-36, Table 1). Haveman discloses wherein the composition contains small amounts (0.1 to about 1 wt%, 3:36-37), but preferably, no lithium salts from the viewpoint of improving the manufacturing process due to the corrosiveness associated with lithium (2:20-29). With regards to the content of lithium component, Leutfeld discloses a range of 0 to 50% by weight. It is well settled that where prior art describes components of a claimed compound or compositions in concentrations within or overlapping the claimed concentrations a prima facie case of obviousness is established. See MPEP 2144.05. It would therefore have been obvious that in this particular instance to less lithium salt that falls within the claimed range based on prior art presented that disclosed wherein reducing the content of lithium salt improves the manufacturing process due to the corrosiveness associated with lithium (Haveman, 2:20-29). As to claims 12, 15, 32, and 36, Leutfeld refers to EP-1188779 (HAUBENNESTEL) that discloses the use of at least two or three different types of monohydroxyl alcohols when preparing the monoisocyanate adducts (See Abstract of cited reference). At the time of filing it would have been obvious to use different monohydroxyl alcohols within the composition of Leutfeld as taught in Haubennestel to prepare a composition having a defined structure, high storage stability and have a broad compatibility in binders typically not associated with urea urethanes prepared with only one type of monohydroxy component. As to claim 29, Leutfeld in view of Haveman disclose a residual free isocyanate content of 0.1% (See Examples). Allowable Subject Matter Claim 7-8 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MICHAEL L LEONARD whose telephone number is (571)270-7450. The examiner can normally be reached M - F 7:00-4:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Joseph Del Sole can be reached at 571-272-1130. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MICHAEL L LEONARD/ Primary Examiner, Art Unit 1763
Read full office action

Prosecution Timeline

May 23, 2023
Application Filed
Nov 17, 2025
Non-Final Rejection — §102, §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
64%
Grant Probability
72%
With Interview (+8.0%)
3y 3m
Median Time to Grant
Low
PTA Risk
Based on 1319 resolved cases by this examiner. Grant probability derived from career allow rate.

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