Prosecution Insights
Last updated: April 19, 2026
Application No. 18/038,923

Positive Electrode Active Material, And Positive Electrode And Lithium Secondary Battery Including Same

Non-Final OA §103
Filed
May 25, 2023
Examiner
RHEE, JANE J
Art Unit
1724
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution, Ltd.
OA Round
1 (Non-Final)
86%
Grant Probability
Favorable
1-2
OA Rounds
2y 10m
To Grant
98%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allow Rate
954 granted / 1110 resolved
+20.9% vs TC avg
Moderate +12% lift
Without
With
+12.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
32 currently pending
Career history
1142
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
43.0%
+3.0% vs TC avg
§102
41.5%
+1.5% vs TC avg
§112
3.7%
-36.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1110 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 1. Claim(s) 1-11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Nam et al. (US20190341598) in view of Kobayashi (US20170288222). As to claim 1, Nam et al. discloses a positive electrode active material (paragraph 0006) comprising: a large-diameter lithium transition metal oxide (paragraph 0047); and a small-diameter lithium transition metal oxide whose average particle diameter (D5o) is smaller than that of the large-diameter lithium transition metal oxide, wherein the large-diameter lithium transition metal oxide and the small-diameter lithium transition metal oxide each independently have a composition represented by Formula 1 below, and have a crystal grain size of 100 nm to 150 nm, wherein a difference in crystal grain size between the large-diameter lithium transition metal oxide and the small-diameter lithium transition metal oxide is less than 40 nm (paragraph 0013), [Formula 1]Lix1[Nia1Cob1Mnc11Alc12Zrd1M2e1]O2 wherein in Formula 1 above, M2 is one or more selected from B, Mg, Ca, V, Cr, Fe, Zn, Ga, Y, Nb, Mo, Ta, and W, and 1.03<xl<1.07,0.7<al<1, 0<bl<0.3, 0<cl1<0.3, 0.001<c12<0.0150.05, 0.001<d10.0065, 0<e1<0.1, and al+bl+cl1+c12+dl+el=1 (paragraph 0016-0021). Nam et al. fail to disclose the positive electrode active material has a nickel disorder (Ni-disorder) of 1.5 % or less. Kobayashi teaches the positive electrode active material has a nickel disorder (Ni-disorder) of 1.5 % or less for the purpose of improving initial efficiency (paragraph 0069). Therefore, it would have been obvious to one having ordinary skill in the art at the time applicant's invention was made to provide the positive electrode active material has a nickel disorder (Ni-disorder) of 1.5 % or less for the purpose of improving initial efficiency (paragraph 0069). As to claim 2, Nam et al. discloses wherein the al satisfies 0.8≤a1<1 (paragraph 0021). As to claim 3, Nam et al. discloses wherein the d1 satisfies 0.0025≤d1≤0.0045 (paragraph 0021). As to claim 4, Nam et al. discloses wherein the large-diameter lithium transition metal oxide and the small-diameter lithium transition metal oxide each independently have the crystal grain size of 100 nm to 140 nm (paragraph 0013). As to claims 5-6, wherein the large diameter lithium transition metal oxide has a particle strength of 140 MPa to 180 MPa and wherein the small diameter lithium transition metal oxide has a particle strength of 110 MPa to 150 MPa is inherent since applicant discloses the same materials desired by the applicant. “Products of identical chemical composition can not have mutually exclusive properties. ”A chemical composition and its properties are inseparable. Therefore, if the prior art teaches the identical chemical structure, the properties applicant discloses and/or claims are necessarily present. In re Spada, 911 F.2d 705, 709, 15 USPQ2d 1655, 1658(Fed. Cir. 1990) As to claim 7, Nam et al. discloses, wherein the large-diameter lithium transition metal oxide has the average particle diameter (D5o) of 8 pm to 15 pm (paragraph 0047). As to claim 8, Nam et al. discloses wherein the small-diameter lithium transition metal oxide has the average particle diameter (D5o) of 3 pm to 7 pm (paragraph 0047). As to claim 9, Nam et al. discloses wherein a weight ratio of the large-diameter lithium transition metal oxide and the small-diameter lithium transition metal oxide is 5:5 to 9:1 (paragraph 0048). As to claim 10, Nam et al. discloses positive electrode comprising a positive electrode active material (paragraph 0006). As to claim 11, Nam et al. discloses lithium secondary battery comprising the positive electrode (paragraph 0006). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JANE J RHEE whose telephone number is (571)272-1499. The examiner can normally be reached Monday-Friday (10-6:30). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Miriam Stagg can be reached at 571-270-5256. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JANE J RHEE/ Primary Examiner, Art Unit 1724
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Prosecution Timeline

May 25, 2023
Application Filed
Dec 10, 2025
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Patent 12592437
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Patent 12548826
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2y 5m to grant Granted Feb 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
86%
Grant Probability
98%
With Interview (+12.4%)
2y 10m
Median Time to Grant
Low
PTA Risk
Based on 1110 resolved cases by this examiner. Grant probability derived from career allow rate.

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