Prosecution Insights
Last updated: August 14, 2026
Application No. 18/039,632

ADENINE BASE EDITOR LACKING CYTOSINE EDITING ACTIVITY AND USE THEREOF

Non-Final OA §102§103§DOUBLEPATENT§DP
Filed
May 31, 2023
Priority
Dec 01, 2020 — RE 10-2020-0166028 +2 more
Examiner
CHONG, KIMBERLY
Art Unit
1636
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Korea University Research and Business Foundation
OA Round
2 (Non-Final)
72%
Grant Probability
Favorable
2-3
OA Rounds
0m
Est. Remaining
85%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allowance Rate
1081 granted / 1493 resolved
+12.4% vs TC avg
Moderate +13% lift
Without
With
+12.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
62 currently pending
Career history
1554
Total Applications
across all art units

Statute-Specific Performance

§101
3.8%
-36.2% vs TC avg
§103
31.2%
-8.8% vs TC avg
§102
17.3%
-22.7% vs TC avg
§112
33.2%
-6.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1493 resolved cases

Office Action

§102 §103 §DOUBLEPATENT §DP
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Application/Amendment/Claims Applicant's response filed 03/10/2026 has been considered. Rejections and/or objections not reiterated from the previous office action mailed 12/10/2025 are hereby withdrawn. The following rejections and/or objections are either newly applied or are reiterated and are the only rejections and/or objections presently applied to the instant application. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. With entry of the amendment filed on 03/10/2026, claims 1-9 are pending in the application and currently under examination. The 102 and 103 rejections based on Gaudelli et al. (US Application 20210130805) are withdrawn due to claim amendments and Affidavit 1.132 filed 04/03/2026. The claims are amended to recite the variant has a combination of V106W and D108Q mutations or a combination of V106W and F149A mutations and further includes a F148A mutation. Gaudelli et al. does teach or make obvious the combination of mutations. Furthermore, Applicant demonstrated a combination of V106W and D108Q or F149A exhibited a synergistic effect resulting in improved editing that would not have been predictable by the teaching of Gaudelli et al. New Claim Rejections – necessitated by claim amendments Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-7 is/are rejected under 35 U.S.C. 102(a)(2) as being anticipated by Jeong et al. ("Precise adenine base editors that exhibit minimized cytosine catalysis." 10/02/2020 of record cited on IDS filed 05/31/2023). Jeong et al. identified four mutations, V106W, D108Q, F149A and F148A, that were capable of lowering the cytosine editing activity or decreased the adenine editing activity (Fig. 1f). Jeong et al. teach methods of editing an adenine base using a combination of V106W and D108Q that showed synergistic effects (Fig. 2D). This meets the limitations of claims 3 and 4 of improved specificity and reduced RNA editing activity. It is well established that the patentability of product claims depends on the structure, not function, of the product. “[T]he patentability of apparatus or composition claims depends on the claimed structure, not on the use or purpose of that structure.” Catalina Mkt. Int’l, Inc. v. Coolsavings.com, Inc., 289 F.3d 801, 809 (Fed. Cir. 2002). That is, “[f]rom the standpoint of patent law, a compound and all of its properties are inseparable; they are one and the same thing.” In re Papesch, 315 F.2d 381, 391 (CCPA 1963). Thus Jeong et al. anticipates the instant claims Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 8 and 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Jeong et al. ("Precise adenine base editors that exhibit minimized cytosine catalysis." 10/02/2020 of record cited on IDS filed 05/31/2023) and Zhou et al. ("Off-target RNA mutation induced by DNA base editing and its elimination by mutagenesis." Nature 571.7764 (2019): 275-278). Regarding claim 8, a kit is considered obvious in view of a teaching of the compound because a kit merely contains the compound and instructions for use. It is noted that claims directed to a kit are considered obvious over the composition. USPTO personal need not give patentable weight to printed matter absent a new and unobvious functional relationship between the printed matter and the composition (see MPEP 2106.01). It is considered obvious to formulate the product into a kit with instructions for use. Regarding claim 9, Jeong et al. does not teach the combination further comprising a F148A mutation. Zhou et al. teach additional mutations to alleviate its off-target effects in RNA. The Yang group determined that the addition of an F148A mutation in both wtTadA and TadA7.10 decreased the promiscuous RNA deamination activity (see page 278 second para.). It would have been obvious to include a further mutation such as F148A to decreased the promiscuous RNA deamination activity and improve specificity. One of skill would have been capable given this was taught in the art as shown above. Thus in the absence of evidence to the contrary, the invention as a whole would have been prima facie obvious to one of ordinary skill in the art at the time the invention was filed. Maintained Rejections Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the "right to exclude" granted by a patent and to prevent possible harassment by multiple assignees. See In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970);and, In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on a nonstatutory double patenting ground provided the reference application or patent either is shown to be commonly owned with this application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP §§ 706.02(l)(1) - 706.02(l)(3) for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/forms/. The filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to http://www.uspto.gov/patents/process/file/efs/guidance/eTD-info-I.jsp. Claims 1-8 remain provisionally rejected under the judicially created doctrine of double patenting over claims 1,2 and 5-10 of co-pending Application No. 17,630,774 (App ‘774). Acknowledgement is made of Applicant's request that the rejection be held in abeyance until allowable matter is indicted in the instant claims. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). 706.07(a) Final Rejection, When Proper on Second Action [R-07.2015] PNG media_image1.png 18 19 media_image1.png Greyscale Second or any subsequent actions on the merits shall be final, except where the examiner introduces a new ground of rejection that is neither necessitated by applicant’s amendment of the claims, nor based on information submitted in an information disclosure statement filed during the period set forth in 37 CFR 1.97(c) with the fee set forth in 37 CFR 1.17(p). Where information is submitted in an information disclosure statement during the period set forth in 37 CFR 1.97(c) with a fee, the examiner may use the information submitted, e.g., a printed publication or evidence of public use, and make the next Office action final whether or not the claims have been amended, provided that no other new ground of rejection which was not necessitated by amendment to the claims is introduced by the examiner. See MPEP § 609.04(b). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KIMBERLY CHONG at 571-272-3111. The examiner can normally be reached Monday thru Friday 9-5 pm. If attempts to reach the examiner by telephone are unsuccessful please contact the SPE for 1636 Neil Hammell at 571-272-5919. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Patent applicants with problems or questions regarding electronic images that can be viewed in the Patent Application Information Retrieval system (PAIR) can now contact the USPTO’s Patent Electronic Business Center (Patent EBC) for assistance. Representatives are available to answer your questions daily from 6 am to midnight (EST). The toll free number is (866) 217-9197. When calling please have your application serial or patent number, the type of document you are having an image problem with, the number of pages and the specific nature of the problem. The Patent Electronic Business Center will notify applicants of the resolution of the problem within 5-7 business days. Applicants can also check PAIR to confirm that the problem has been corrected. The USPTO’s Patent Electronic Business Center is a complete service center supporting all patent business on the Internet. The USPTO’s PAIR system provides Internet-based access to patent application status and history information. It also enables applicants to view the scanned images of their own application file folder(s) as well as general patent information available to the public. For more information about the PAIR system, see http://pair-direct.uspto.gov. For all other customer support, please call the USPTO Call Center (UCC) at 800-786-9199. /KIMBERLY CHONG/Primary Examiner, Art Unit 1636
Read full office action

Prosecution Timeline

May 31, 2023
Application Filed
Dec 10, 2025
Non-Final Rejection mailed — §102, §103, §DOUBLEPATENT
Mar 10, 2026
Response Filed
May 12, 2026
Final Rejection mailed — §102, §103, §DOUBLEPATENT
Jul 10, 2026
Response after Non-Final Action
Jul 10, 2026
Response after Non-Final Action

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
72%
Grant Probability
85%
With Interview (+12.8%)
2y 6m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1493 resolved cases by this examiner. Grant probability derived from career allowance rate.

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