Prosecution Insights
Last updated: October 04, 2026
Application No. 18/040,011

COMPOSITION COMPRISING A RAPALOG AND A RADIOLABELLED GASTRIN ANALOGUE, IN PARTICULAR FOR USE IN THE TREATMENT AND/OR DIAGNOSIS OF CCKB RECEPTOR POSITIVE CANCER OR TUMORS

Final Rejection §103
Filed
Jan 31, 2023
Priority
Jul 31, 2020 — EU PCT/EP2020/071730 +2 more
Examiner
SCHLIENTZ, LEAH H
Art Unit
1618
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Paul Scherrer Institut
OA Round
2 (Final)
42%
Grant Probability
Moderate
3-4
OA Rounds
6m
Est. Remaining
80%
With Interview

Examiner Intelligence

Grants 42% of resolved cases
42%
Career Allowance Rate
252 granted / 601 resolved
-18.1% vs TC avg
Strong +38% interview lift
Without
With
+38.5%
Interview Lift
resolved cases with interview
Typical timeline
4y 2m
Avg Prosecution
42 currently pending
Career history
668
Total Applications
across all art units

Statute-Specific Performance

§101
1.3%
-38.7% vs TC avg
§103
51.6%
+11.6% vs TC avg
§102
20.5%
-19.5% vs TC avg
§112
15.2%
-24.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 601 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Acknowledgement of Receipt Applicant’s Response, filed 6/23/2026, in reply to the Office Action mailed 3/23/2026, is acknowledged and has been entered. Claims 22, 23, 25-30, 32, 34, 36 and 42 have been amended. Claims 43-45 are newly added. Claims 22, 23, 25-32, 34 and 36-45 are pending, of which claims 36-42 are withdrawn from consideration at this time as being drawn to a non-elected invention. Claims 22, 23, 25-32, 34 and 43-45 encompass the elected invention and are examined herein on the merits for patentability. Response to Arguments Applicant’s arguments have been fully considered. Any rejection not reiterated herein has been withdrawn as being overcome by claim amendment. The Examiner’s response to Applicant’s arguments is incorporated below. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 22, 23, 25-32, 34 and 43-45 are rejected under 35 U.S.C. 103 as being unpatentable over Dumont et al. (J. Nucl. Med., 2013, 54(5), 762-769) in view of Behe et al. (US 2016/0256580). Dumont teaches that the gastrin-releasing peptide receptor (GRPr) is overexpressed in prostate cancer and is an attractive target for radionuclide therapy. In addition, inhibition of the protein kinase mammalian target of rapamycin (mTOR) has been shown to sensitize various cancer cells to the effects of radiotherapy. Methods: To determine the effect of treatment with rapamycin and radio therapy with a novel 177Lu-labeled GRPr antagonist (177Lu-RM2, BAY 1017858) alone and in combination, in vitro and in vivo studies were performed using the human PC-3 prostate cancer cell line. PC-3 cell proliferation and 177Lu-RM2 uptake after treatment with rapamycin were assessed in vitro. To determine the influence of rapamycin on 177Lu-RM2 tumor uptake, in vivo small-animal PET studies with 68Ga-RM2 were performed after treatment with rapamycin. To study the efficacy of 177Lu-RM2 in vivo, mice with subcutaneous PC-3 tumors were treated with 177Lu-RM2 alone or after pretreatment with rapamycin. Radiotherapy using a 177Lu-labeled GRPr antagonist alone or in combination with rapamycin was efficacious in inhibiting in vivo tumor growth and may be a promising strategy for treatment of prostate cancer (page 762). It was hypothesized that RM2 labeled with the b-emitter 177Lu may be an effective tool for therapy of prostate cancer. Agents that sensitize malignant cells to radiation would amplify tumor response while minimizing toxicity to surrounding organs by lowering effective therapeutic doses, a strategy that has been successfully used in other malignant diseases to improve local control and survival out comes. In this study, we investigated the novel GRPr antagonist 177Lu-RM2 (BAY 1017858) alone and in combination with the mTOR inhibitor rapamycin using in vitro and in vivo models of PC-3, an androgen-independent human prostate cancer cell line with known upregulation of the PI3K/Akt/mTOR pathway, with the rationale of sensitizing prostate cancer cells to the effects of radiation by mTOR kinase inhibition (page 763). The effect of combination therapy on tumor growth was evaluated in vivo using female athymic nude mice with subcutaneous PC-3 xenografts treated with 37 MBq (300 pmol) of 177Lu-RM2 alone or rapamycin daily (4 mg/kg) for 72 h, followed by 37 MBq of 177Lu-RM2. Control groups consisted of animals receiving PBS (untreated) or rapamycin (4 mg/kg) daily for 72 h (page 764). Rapamycin at 10 nM had the greatest cytostatic effect in PC-3 cells without causing impairment of 177Lu-RM2 up take (Supplemental Fig. 2); thus, this dose was chosen for in vitro therapy studies. Combination treatment was more effective than either agent alone (page 765). mTOR inhibitors are routinely used in the clinic to prevent transplant rejection, and several agents are currently approved for the treatment of various malignancies. Everolimus was approved by the Food and Drug Administration in 2009 for treatment of refractory renal cell carcinoma and received approval earlier this year for use in patients with progressive pancreatic tumors of neuroendocrine origin. Generally, these medications are considered safe, with side effects that are limited and clinically manageable. There is a strong rationale for mTOR inhibition in advanced prostate cancer given the high prevalence of activation of the PI3K/ AKT pathway due largely to the loss of expression function of the tumor suppressor phosphatase and tensin homolog and the association of this pathway with adverse pathologic features, recurrence after radical prostatectomy, and systemic treatment resistance (page 767). On the basis of evidence suggesting mTOR inhibition sensitizes cells to ionizing radiation, we chose to pursue a pretreatment strategy with rapamycin because we felt that this was the most straightforward method to evaluate whether rapamycin before 177Lu-RM2 treatment would have an additive effect. However, alternative methods such as concurrent mTOR inhibitor or radiopeptide therapy or mTOR inhibitor treatment with fractionated radiopeptide dosing should be evaluated (page 768). It is noted that the instant composition may be formulated in separate dosage forms, as in dependent claim 31, and the kit of claim 32 does not require any additional components other than the rapamycin and gastrin analog components. Dumont does not specifically teach wherein the gastrin analogue is 177Lu-DOTA-DGlu-DGlu-DGlu-DGlu-DGlu-DGlu-Ala-Tyr-Gly-Trp-Nle-Asp-Phe-NH2. Behe teaches a gastrin analogue that shows high uptake in CCK-2 receptor positive tumors and simultaneously a very low accumulation in the kidneys. This is achieved by a mini-gastrin analogue PP-F11 having the formula: PP-F11-X-DGlu-DGlu-DGlu-DGlu-DGlu-DGlu-Ala-Tyr-Gly-Trp-Y-Asp-Phe-NH.sub.2, wherein Y is an amino acid replacing methionine and X is a chemical group attached to the peptide for diagnostic and/or therapeutic intervention at CCK-2 receptor relevant diseases. Very suitable compounds with respect to a high tumor to kidney ratio are mini-gastrin analogues with six D-glutamic acids or six glutamines. These compounds still possess a methionine which can be oxidized easily which is a disadvantage for clinical application under GMP due to the forms which may occur. The elimination of the methionine leads to a lower affinity to oxidation which in general favors the tumor-kidney-ratio. Ideally, the methionine is replaced by norleucine. This PP-F11N mini gastrin exhibits currently the best tumor-kidney-ratio and is the most promising candidate. FIG. 1 illustrates the mini-gastrin analogue PP-F11 that has been derived from the COST initiative mentioned above. The modified mini-gastrin analogue PP-F11N has been achieved by the exchange of the oxidizable amino acid methionine with norleucin. DOTA stands for 1,4,7,10-tetraazacyclododecane-1,4,7,10-tetraacetic acid. The molecule consists of a central 12-membered tetraaza ring. DOTA is used as a complexing agent, especially for lanthanide ions. Its complexes have medical applications as contrast agents and cancer treatments (paragraph 0017). Labelling of the peptide PPF11N with Lu-177 is taught in paragraph 0040. 177Lu-PP-F11 (the linear mini-gastrin analogue with six D-Glu residues, hereinafter called PP-F11) exhibited best properties for future radio nuclide therapy due to its high favorable accumulation in the tumor accompanied by a low accumulation in the kidneys (paragraph 0006). It would have been obvious to one of ordinary skill in the art at the time of the invention substitute 177Lu-PP-F11 as a functionally equivalent radiolabeled gastrin analog to 177Lu-labeled GRPr antagonist, 177Lu-RM2, used in combination therapy with rapamycin taught by Dumont when the teaching of Dumont is taken in view of Behe. The Supreme Court in KSR International Co. v. Teleflex Inc., 550 U.S. ___, 82 USPQ2d 1385, 1395-97 (2007) identified a number of rationales to support a conclusion of obviousness which are consistent with the proper “functional approach” to the determination of obviousness as laid down in Graham. One such rationale includes the simple substitution of one known element for another to obtain predictable results. The key to supporting any rejection under 35 U.S.C. 103 is the clear articulation of the reason(s) why the claimed invention would have been obvious. See MPEP 2143. In the instant case, the substituted components and their functions were known in the art at the time of the instant invention. One of ordinary skill in the art could have substituted one known radiolabeled gastrin analogue for another, and the results of the substitution would have been predictable, that is provision of combination therapy rapamycin and a radiolabeled gastrin analog. Further, one would have been motivated to provide 177Lu-PP-F11 as the radiolabeled gastrin analogue because Behe teaches that it exhibited best properties for future radio nuclide therapy due to its high favorable accumulation in the tumor accompanied by a low accumulation in the kidneys (paragraph 0006). Regarding claims 23, 30 and 33, Everolimus is further taught to be a suitable mTOR inhibitor used in clinical practice and would have been an obvious functional equivalent to rapamycin. Response to arguments Applicant argue that the receptors that constitute the therapeutic targets of Dumont's ¹⁷⁷Lu-RM2 and Behe's ¹⁷⁷Lu-PP-F11 differ, as do the target cells. Applicant asserts that Dumont's finding are based on experiments performed in human prostate cancer cell line models (models of PC-3). In contrast, Behe discloses in para. [0022] the use of A431 cells (cell line squamous cell carcinoma) that were stably transfected with cDNA encoding for CCK2R. In addition, the structure of ¹⁷⁷Lu-RM2 and Behe's ¹⁷⁷Lu-PP-F11 differ significantly, resulting in their binding to different receptors specific for different cells and different cancer types. Applicant cites MPEP 2143, I, B, and submits that the Examiner's analysis does not take into account the differences in the targeted receptors of the gastrin analogs, the structural differences of the analogs and, notably, the differences in the target cells, ergo target cancers, of the analogues. Applicant asserts that the Office Action also states that there is motivation to use Behe's ¹⁷⁷Lu-PP-F11. The Office Action primarily relies on the favorable properties of ¹⁷⁷Lu-PP-F11 that Behe describes. Applicant argues that the Office Action is silent as to the predictability of the results of any combination therapy involving ¹⁷⁷Lu-PP-F11 with rapamycin submits that no prima facie case of obviousness has been established. Applicant’s arguments have been fully considered but are not found to be persuasive. While the gastrin analogs are targeted to different cells, it is respectfully submitted that each of Dumont's ¹⁷⁷Lu-RM2 and Behe's ¹⁷⁷Lu-PP-F11 radiolabeled gastrin analogs are directed to radiotherapy of tumor. Dumont teaches that rapamycin (mTOR) has been shown to sensitize various cancer cells to the effects of radiotherapy, as such it is considered that one of ordinary skill in the art at the time of the invention would have been motivated to combine rapamycin with the radiolabeled gastrin analogs directed to radiotherapy of tumor with a reasonable expectation of success. Dumont teaches mTOR inhibition sensitizes cells to ionizing radiation. Behe further teaches the benefit of ¹⁷⁷Lu-PP-F11 in radiotherapy due to its high favorable accumulation in the tumor accompanied by a low accumulation in the kidneys. Applicant’s arguments have been fully considered but the rejection is maintained. Conclusion No claims are allowed at this time. THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to LEAH H SCHLIENTZ whose telephone number is (571)272-9928. The examiner can normally be reached Monday-Friday, 8:30am - 12:30pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, MICHAEL HARTLEY can be reached at 571-272-0616. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LHS/ /Michael G. Hartley/ Supervisory Patent Examiner, Art Unit 1618
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Prosecution Timeline

Jan 31, 2023
Application Filed
Mar 23, 2026
Non-Final Rejection mailed — §103
Jun 23, 2026
Response Filed
Sep 11, 2026
Final Rejection mailed — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
42%
Grant Probability
80%
With Interview (+38.5%)
4y 2m (~6m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 601 resolved cases by this examiner. Grant probability derived from career allowance rate.

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