Prosecution Insights
Last updated: April 19, 2026
Application No. 18/040,280

BLACK COMPONENTS AND MANUFACTURING PROCESS THEREOF

Non-Final OA §112
Filed
Feb 02, 2023
Examiner
SAMPLE, DAVID R
Art Unit
1784
Tech Center
1700 — Chemical & Materials Engineering
Assignee
The Swatch Group Research and Development Ltd.
OA Round
1 (Non-Final)
80%
Grant Probability
Favorable
1-2
OA Rounds
2y 11m
To Grant
89%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allow Rate
506 granted / 636 resolved
+14.6% vs TC avg
Moderate +10% lift
Without
With
+9.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
34 currently pending
Career history
670
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
39.9%
-0.1% vs TC avg
§102
25.3%
-14.7% vs TC avg
§112
19.5%
-20.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 636 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant's election with traverse of Group I, claims 32-49 in the reply filed on 16 January 2026 is acknowledged. The traversal is on the grounds that restriction is not appropriate if a serious burden does not exist. This argument is not deemed persuasive as the process claims are separately classified which is sufficient to establish a serious burden. Applicants further argue that the examiner did not interpret the invention in light of the specification when ascertaining unity of invention. This argument is not deemed persuasive because the examiner reviewed the specification in ascertaining the scope of the claims when interpreting the claim language. The traversal is on the ground(s) that inventions related as product and process of making the product are considered to have unity of invention in view of MPEP 1893.03(d). However, Subsection (c) of 37 CFR 1.475 states that if the application contains more or less than the combinations listed in subsection (b) then unity of invention might not exist. Nothing in the rules states unity must exist merely by having the listed combinations in section (b). Non-elected claims 50-62 can be rejoined if they are amended to include all of the limitations of claim 32. The requirement is still deemed proper and is therefore made FINAL. Claims 50-62 are withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected invention, there being no allowable generic or linking claim. Applicant timely traversed the restriction (election) requirement in the reply filed on 16 January 2026. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. Claims 32-49 rejected under 35 U.S.C. 112(b) as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor regards as the invention. A broad range or limitation together with a narrow range or limitation that falls within the broad range or limitation (in the same claim) may be considered indefinite if the resulting claim does not clearly set forth the metes and bounds of the patent protection desired. See MPEP § 2173.05(c). The claim(s) are considered indefinite because there is a question or doubt as to whether the feature introduced by such narrower language is (a) merely exemplary of the remainder of the claim, and therefore not required, or (b) a required feature of the claims. The following table provides a summary of the broad and narrower ranges in the claims: Claim Line Preferable Range 32 5 L* 32 5 a* 32 5 b* 33 2 Aluminum oxide 34 3 Aluminum content 35 2-3 Thickness (two occurrences) Claim 37 refers to “another decoration,” but claim 32 does not refer to a first decoration. As a result, one might infer that claim 32 requires the presence of a decoration without the express limitation regarding a decoration. Claim 37 will be treated as depending from claim 36. Regarding claim 38, the phrase “including” renders the claim indefinite because it is unclear whether the limitations following the phrase are part of the claimed invention. See MPEP § 2173.05(d). Claims 36, 39-49 are rejected for failing to correct the deficiencies of claim 32. Allowable Subject Matter Claims 32-49 would be allowable if rewritten or amended to overcome the rejection(s) under 35 U.S.C. 112(b), set forth in this Office action. The closest prior art is deemed to be Takazaki (US 2020/0354825 A1); JP 06-122961; and Schiller et al. (EP 1522606 A1). Takazaki teaches a black member for use in timepieces. See the title. The black color is formed by a coating comprising aluminum and oxygen (as well as titanium and nitrogen). See paragraph [0041]. The black layer has CIELAB coordinates of L* ≤ 48, -2.0 ≤ a* ≤ 3.0 and -3.5 ≤ b* ≤ 3.0. See the abstract. These coordinates exhibit a broad overlap with the coordinates of claim 32. The issue, however, is with the L* values taught by Takazaki (L* ≤ 12) as compared to the L* of claim 32 (L* ≤ 12). All of the examples of Takazaki exhibit an L* that far exceeds 12. See Tables 1-11. The remainder of the teachings of Takazaki fail to lead one of ordinary skill in the art to L* to values far below 48 such as 12 or below. JP 06-122961 teaches forming black-colored layers on the exterior portions of timepieces. See the abstract. JP 06-122961 fails to teach interior parts or portions of the movement should be coated. Moreover, JP 06-122961 does not teach or suggest the CIELAB coordinates of the resultant coatings. Schiller et al. teaches forming Al2O3 coatings having CIELAB coordinates of L* ≤ 12, -2.5 ≤ a* ≤ 2.5 and -2.5 ≤ b* ≤ 5.5. See the abstract. These coordinates closely overlap the coordinates of claim 32. Schiller et al. teaches forming this black layer on a continuous plastic film for use in laser writable films. See the abstract and paragraph [0002]. Continuous plastic films do not appear to be employed in an internal part or movement component of a timepiece. Even if one of ordinary skill in the art possessed a rationale for applying the coating of Schiller et al. to an internal part or movement component of a timepiece (which is lacking in the current record), it is unclear what the resultant CIELAB coordinates would be because the substrate would be different than a continuous plastic film. Accordantly, the prior art fails to disclose or suggest an internal part or a movement component of a timepiece comprising an aluminum oxide coating on a substrate, where the coating has CIELAB coordinates of L* ≤ 12, -2 ≤ a* ≤ 2 and -3.5 ≤ b* ≤ 5. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to David Sample whose telephone number is (571)272-1376. The examiner can normally be reached Monday to Friday 7AM to 3:30 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Humera Sheikh can be reached at (571)272-0604. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /David Sample/Primary Examiner, Art Unit 1784
Read full office action

Prosecution Timeline

Feb 02, 2023
Application Filed
Mar 05, 2026
Non-Final Rejection — §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12583206
ELECTRONIC DEVICE HAVING A GLASS COMPONENT WITH CRACK HINDERING INTERNAL STRESS REGIONS
2y 5m to grant Granted Mar 24, 2026
Patent 12577170
ZIRCONIA SINTERED BODY AND METHOD FOR PRODUCING THE SAME
2y 5m to grant Granted Mar 17, 2026
Patent 12581730
CARRIER SUBSTRATE, LAMINATE, AND METHOD FOR MANUFACTURING ELECTRONIC DEVICE
2y 5m to grant Granted Mar 17, 2026
Patent 12577176
OVERLAY COATING RESISTANT TO MOLTEN CALCIUM-MAGNESIUM-ALUMINO-SILICATE
2y 5m to grant Granted Mar 17, 2026
Patent 12570578
Artificial Cement-Based Ultra-High-Performance Stone
2y 5m to grant Granted Mar 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
80%
Grant Probability
89%
With Interview (+9.7%)
2y 11m
Median Time to Grant
Low
PTA Risk
Based on 636 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month