Prosecution Insights
Last updated: May 29, 2026
Application No. 18/044,360

LITHIUM SECONDARY BATTERY

Non-Final OA §103
Filed
Mar 07, 2023
Priority
Nov 06, 2020 — RE 10-2020-0148016 +1 more
Examiner
WEI, ZHONGQING
Art Unit
1727
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Samsung Electronics
OA Round
3 (Non-Final)
58%
Grant Probability
Moderate
3-4
OA Rounds
2m
Est. Remaining
75%
With Interview

Examiner Intelligence

Grants 58% of resolved cases
58%
Career Allowance Rate
237 granted / 406 resolved
-6.6% vs TC avg
Strong +16% interview lift
Without
With
+16.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
38 currently pending
Career history
456
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
86.9%
+46.9% vs TC avg
§102
2.2%
-37.8% vs TC avg
§112
1.9%
-38.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 406 resolved cases

Office Action

§103
DETAILED ACTION Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on April 14, 2026 has been entered. Status of Claims Claim 6 is canceled. Claim 1 is amended. Claims 1-5 and 7-13 are pending and being examined on the merits in this office action. Response to Amendments Applicant’s amendments and arguments have been entered. A reply to the Applicant’s remarks/arguments is presented after addressing the claims. Any rejections and/or objections made in the previous Office Action and not repeated below, are hereby withdrawn in view of Applicant’s amendments or/and arguments. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. References cited in the current Office action can be found in a prior Office action. Reference not previously cited can be found per the attached PTO-892 for this Office action. Information Disclosure Statement The information disclosure statement (IDS) submitted on April 14, 2026 has been considered by the examiner. Claim Rejections - 35 USC § 103 Claims 1-5, 7-8 and 10-13 are rejected under 35 U.S.C. 103 as being unpatentable over An et al. (US 20140242472 A1, hereafter An) in view of Choi et al. (US 20180342757 A1, hereafter Choi). Regarding claims 1-3 and 7-8, An teaches a lithium secondary battery (e.g., Title), comprising: an electrolyte comprising a non-aqueous organic solvent, a lithium salt, and an additive represented by Chemical Formula 1 as recited in claim 1, wherein R1 to R8 each may be independently hydrogen ([0013]), resulting in sulfolane ([0016]). The non-aqueous organic solvent may be a propionate-based solvent, such as methyl propionate ([0043]). An further teaches a positive electrode comprising a positive active material (“cathode active material”: [0048]-[0050]). An further teaches a negative electrode (“anode”: [0048]) comprising a carbon-based material, such as natural graphite ([0051]), but is silent as to the claimed Si-carbon composite. However, in the same field of endeavor, Choi discloses a negative electrode active material comprising a Si-carbon composite (“secondary particles” in [0097]; See Figs. 1-6) mixed ([0097]) with crystalline carbon (“graphite-based active material particles” in [0097], such as graphite, [0097]), and as such, the charge and discharge characteristics of the battery can be improved ([0097]). It would have been obvious to one of ordinary skill in the art to have modified An to employ a negative electrode active material comprising a Si-carbon composite and crystalline carbon (e.g., graphite), as taught by Choi, as the negative electrode active material of An in order to achieve advantages stated above. Regarding claim 4, An in view of Choi teaches the lithium secondary battery of claim 1, wherein an amount of the additive represented by Chemical Formula 1 is 0.1 wt% to 5 wt% based on 100 wt% of the total weight of the lithium salt and the organic solvent ([0013], An), overlapping the instantly claimed range of 0.1 wt% to 10 wt%. In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art”, a prima facie case of obviousness exists. See MPEP § 2144.05 (I). Regarding claim 5, An in view of Choi teaches the lithium secondary battery of claim 1, and further teaches the amount of the Si-carbon composite is 2 wt% to 50 wt% (calculated from the ratios in [0098] of Choi) based on a total weight of the negative active material. The claimed range of 0.1 wt% to 5 wt% overlaps the above range. In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art”, a prima facie case of obviousness exists. See MPEP § 2144.05 (I). Regarding claim 10, An in view of Choi teaches the lithium secondary battery of claim 1, wherein the silicon-carbon composite comprises Si nanoparticles (“111” includes silicon, [0032], Choi) and amorphous carbon (“112”, [0047], Choi). Regarding claim 11, An in view of Choi teaches the lithium secondary battery of claim 1, wherein the silicon-carbon composite comprises a core (“111”, Choi) and a coating layer around on the core (“112”, Choi), the core comprises a crystalline carbon ([0033]-[0034]: Choi implicitly teaches graphite is included in the core) and silicon nanoparticles (“111” includes silicon, [0032], Choi), and the coating layer comprises amorphous carbon (See [0046]-[0047], Choi). Regarding claim 12, An in view of Choi teaches the lithium secondary battery of claim 11, wherein the coating layer has a thickness of about 20 nm to about 100 nm ([0054], Choi). The range of 1 nm to 100 nm as claimed overlaps the above range. In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art”, a prima facie case of obviousness exists. See MPEP § 2144.05 (I). Regarding claim 13, An in view of Choi teaches the lithium secondary battery of claim 11, wherein the “112” (See, e.g., Fig. 1) may be included at 2 wt% to 50 wt% based on 100 wt% of “111” ([0054]). Thus, in the case that “111” contains only silicon, the amount of the Si nanoparticles would be about 67 wt% to about 98 wt% based on a total 100 wt% of the Si-carbon composite. The claimed range of 1 wt% to 60 wt% is close to that of 67 wt% to 98 wt%. A prima facie case of obviousness exists where the claimed ranges and prior art ranges do not overlap but are close enough that one skilled in the art would have expected them to have the same properties. See MPEP § 2144.05 (I). Claim 9 is rejected under 35 U.S.C. 103 as being unpatentable over An in view of Choi, as applied to claim 7 above, and further in view of Chiga et al. (US 20070287071 A1, hereafter Chiga). Regarding claim 9, An in view of Choi teaches the lithium secondary battery of claim 7, but appears silent as to the claimed volume ration of propionate-based solvent. However, absence of persuasive evidence that the claimed volume ratio is critical, selecting a volume ratio involves merely ordinary capabilities of one skilled in the art. For instance, Chiga discloses that a propionated-based solvent, such as methyl propionate, may be in a volume ratio of 50% based on a total volume of the non-aqueous organic solvent formed of FEC and methyl propionate ([0083]). One of ordinary skill in the art would appreciate that the said 50% may be used in the electrolyte solution of An in view of Jo, since the use of known technique to improve similar devices (methods, or products) in the same way is prima facie obvious. Response to Arguments Applicant's arguments filed April 14, 2026 have been fully considered but they are not persuasive. Applicant's arguments are based on the claims as amended. The amended claims have been addressed in the rejections presented above. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ZHONGQING WEI whose telephone number is (571)272-4809. The examiner can normally be reached Mon - Fri 9:30 - 6:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Barbara Gilliam can be reached at (571)272-1330. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ZHONGQING WEI/Primary Examiner, Art Unit 1727
Read full office action

Prosecution Timeline

Show 1 earlier event
Mar 07, 2023
Response after Non-Final Action
Oct 10, 2025
Non-Final Rejection mailed — §103
Dec 29, 2025
Response Filed
Jan 16, 2026
Final Rejection mailed — §103
Mar 05, 2026
Response after Non-Final Action
Apr 07, 2026
Request for Continued Examination
Apr 08, 2026
Response after Non-Final Action
Apr 30, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12633526
ELECTRODE FOR RECHARGEABLE LITHIUM BATTERY AND RECHARGEABLE LITHIUM BATTERY INCLUDING SAME
3y 2m to grant Granted May 19, 2026
Patent 12633577
Lithium Secondary Battery Comprising Single Particle Positive Electrode Active Material
1y 5m to grant Granted May 19, 2026
Patent 12633537
ELECTRODE ASSEMBLY, BATTERY CELL, BATTERY, ELECTRIC DEVICE, POSITIVE ELECTRODE PLATE, AND PREPARATION METHOD THEREOF
1y 3m to grant Granted May 19, 2026
Patent 12626913
NEGATIVE ELECTRODE FOR SECONDARY BATTERIES, AND SECONDARY BATTERY
3y 1m to grant Granted May 12, 2026
Patent 12620583
ELECTROCHEMICAL ELEMENT, METHOD FOR MANUFACTURING SAME, AND ELECTROCHEMICAL DEVICE
3y 9m to grant Granted May 05, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
58%
Grant Probability
75%
With Interview (+16.4%)
3y 5m (~2m remaining)
Median Time to Grant
High
PTA Risk
Based on 406 resolved cases by this examiner. Grant probability derived from career allowance rate.

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