Prosecution Insights
Last updated: August 08, 2026
Application No. 18/045,458

JOINT SCELL AND PCELL ACTIVATION/DEACTIVATION SIGNALING IN L1/L2 INTER-CELL MOBILITY

Non-Final OA §103
Filed
Oct 10, 2022
Examiner
LYTLE JR., BRADLEY D
Art Unit
2473
Tech Center
2400 — Computer Networks
Assignee
Qualcomm Incorporated
OA Round
4 (Non-Final)
81%
Grant Probability
Favorable
4-5
OA Rounds
0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allowance Rate
42 granted / 52 resolved
+22.8% vs TC avg
Strong +28% interview lift
Without
With
+27.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
31 currently pending
Career history
89
Total Applications
across all art units

Statute-Specific Performance

§101
1.5%
-38.5% vs TC avg
§103
69.1%
+29.1% vs TC avg
§102
24.3%
-15.7% vs TC avg
§112
4.5%
-35.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 52 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment The amendment filed 03/18/2026 has been entered. Claims 1-2, 5-6, 15-16, 19-20, and 29-30 are amended. Response to Arguments Applicant’s arguments with respect to claims 1, 15, and 29-30 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Da Silva et al. (US 2023/0007499), hereinafter Da Silva, teaches the newly added claim limitation of “for at least one of the SpCell or the one or more SCells, a first indication of a cell identifier (ID) for a cell in the set of cells and a second indication of a cell configuration identified from multiple previously configured cell configurations for the cell” as described in the applicant’s specification paragraph 117: “In some aspects, the L1 or L2 signaling may include one or more of: an ID pointer to a cell ID of a cell in the set of cells being activated or deactivated; ID information corresponding to the cell ID; a field indicating whether the cell is activated as a new SpCell; a configuration pointer to an SpCell configuration of multiple previously configured SpCell configurations.” Da Silva teaches: “Another possible sub-embodiment is to rely on explicit signaling i.e. network gives UE a MAC CE to deactivate all TCI states for current SpCell and, at same TTI another MAC CE to activate TCI states in another SpCell. In this embodiment, one could possibly reuse the MAC CE structure for multi-TRP and for L1-based mobility.” (Da Silva ¶ 0336). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-8, 14-22, and 28-30 are rejected under 35 U.S.C. 103 as being unpatentable over Zhang et al. (US 2024/0334270), hereinafter Zhang in further view of Da Silva et al. (US 2023/0007499), hereinafter Da Silva. Regarding Claim 1, Zhang teaches: An apparatus for wireless communication at a user equipment (UE), comprising: memory; and at least one processor coupled to the memory and configured: “there is a wireless communications apparatus comprising a processor and a memory, wherein the processor is configured to read code from the memory and implement any methods recited in any of the embodiments. In some embodiments, a computer program product comprising a computer-readable program medium code stored thereupon, the code, when executed by a processor, causing the processor to implement any method recited in any of the embodiments” (Zhang ¶ 0025) to: receive, from a network entity, a configuration for layer 1 (L1) or layer 2 (L2) mobility cell for a set of cells that are able to be activated or deactivated for data or control transmission using L1 or L2 signaling: “Based on the identification of at least one target cell, the source cell sends a triggering command in block 710 to the UE that includes the identification of at least one target cell. This triggering command is a L1/L2 command. Based on receipt of this L1/L2 command, the UE switches to the target cell in block 712 and communicates with the target cell in block 714. The communication between the UE and the target cell is through L1/L2 signaling” (Zhang ¶ 0070), the configuration including at least one cell that supports L1 or L2 activation as a special cell (SpCell): “applies/activates the stored SpCell configuration (i.e. the configuration including SpCell specific configuration(s)) of the indicated/selected candidate/target cell(s) when the cell is indicated to be activated as SpCell by the NW” (Zhang ¶ 0131); wherein a single L1 or L2 message carries information about activation, deactivation, or update of the SpCell: “The command is a Layer 1 or Layer 2 (“L1/L2”) signaling and the communication sent to the identified candidate cell is L1/L2 signaling, wherein the L1 signaling comprises at least one of a downlink control information (“DCI”), a uplink control information (“UCI”), a physical layer acknowledge (“ACK”) signaling, further wherein the L2 signaling comprises a medium access control element (“MAC CE”). The command comprises cell ID information of the identified candidate cell, which is the cell to be activated . . . The candidate cells comprise a list wherein each of the candidate cells can be configured as a special cell (“SpCell”) or secondary cell (“SCell”). The candidate cells comprise a list wherein each of the cells can be configured as a candidate cell for both a special cell (“SpCell”) and a secondary cell (“SCell”)” (Zhang ¶ 0005) and “In another alternative of this example, there may be a SpCell specific configuration (e.g. SpCellConfig, reconfiguration WithSync, PUCCH-Config) in the candidate cell configuration that can be used to distinguish whether the candidate cell can be activated as SpCell or SCell. For example, if the candidate cell configuration includes a SpCell specific command, the candidate cell is used as a candidate SpCell. Otherwise, it is used as a candidate SCell . . . an indicator or flag in the L1/L2 command that triggers the mobility may also indicate whether the cell is activated as a SpCell. The SpCell specific configuration may be used/applied by the UE when the cell is activated as a SpCell” (Zhang ¶, 0079 and 0081), and an update of one or more secondary cells (SCells) in a group of cells associated with SpCell: “the UE directly triggers L1/L2 mobility when at least one of the execution conditions is met. After completion of L1/L2 mobility (e.g. successful completion RA towards the DU, or successful reception of L1/L2 signaling at the DU from the UE), the DU may inform the activated/target cell to the CU. In one embodiment, the DU only informs the activated/target SpCell, but not the activated/target SCells to the CU. If the candidate cells are all activated as SCells (i.e. the L1/L2 mobility is triggered for SCell addition/change), then the DU shall not inform the CU. In another embodiment, the DU informs all activated candidate cell(s), including both SpCell and SCell(s)” (Zhang ¶ 0177). In summary, Zhang teaches the L1/L2 message as being a message updating SpCell configuration wherein that update may be a reconfiguration of an SCell in the group being activated as a SpCell; and communicate via one or more activated cells in the set of cells based on the L1 or L2 signaling: “The identifying in block 808 may also include activating or switching to the target cell, and the UE can communicate with the target cell in block 810” (Zhang ¶ 0073). Zhang does not teach: wherein the L1 or L2 signaling is received through a message in a medium access-control element (MAC-CE) that includes, for at least one of the SpCell or the one or more SCells, a first indication of a cell identifier (ID) for a cell in the set of cells and a second indication of a cell configuration identified from multiple previously configured cell configurations for the cell. Regarding Claim 1, Da Silva teaches: wherein the L1 or L2 signaling is received through a message in a medium access-control element (MAC-CE) that includes, for at least one of the SpCell or the one or more SCells, a first indication of a cell identifier (ID) for a cell in the set of cells: “the MAC CE that indicates to the UE that reconfiguration with sync shall be performed contains an identifier, e.g. Serving Cell index or cell identity, that indicates an SpCell, i.e. an SpCell, like a PCell or PSCell that may not be the one the UE is currently connected, to the UE, or a TCI state associated to an SpCell” (Da Silva ¶ 0334) and a second indication of a cell configuration identified from multiple previously configured cell configurations for the cell: “Another possible sub-embodiment is to rely on explicit signaling i.e. network gives UE a MAC CE to deactivate all TCI states for current SpCell and, at same TTI another MAC CE to activate TCI states in another SpCell. In this embodiment, one could possibly reuse the MAC CE structure for multi-TRP and for L1-based mobility.” (Da Silva ¶ 0336) It would have been obvious to one of ordinary skill in the art to combine the disclosure of Zhang with Da Silva for the purpose of enabling the UE to receive configurations using more signaling efficient lower layer signals. According to Da Silva: “Different alternatives with different advantages, depending on the scenarios and architectural assumptions, are disclosed in the document. All solutions have in common the fact that they comprise the UE receiving a set of configurations from the network, e.g. PDCCH and PDSCH configurations and associated TCI states, to enable mobility using more signaling efficient and fast lower layer signaling” (Da Silva ¶ 0220). Regarding Claim 2, Zhang teaches: The apparatus of claim 1, wherein the single L1 or L2 message includes: the cell ID of the cell in the set of cells being activated or deactivated: “wherein the L1 signaling comprises at least one of a downlink control information (“DCI”), a uplink control information (“UCI”), a physical layer acknowledge (“ACK”) signaling, further wherein the L2 signaling comprises a medium access control element (“MAC CE”)” (Zhang ¶ 0005); and a field indication whether the cell is activated as a new SpCell: “there may be different cell ID ranges assigned for a candidate SpCell and a candidate SCell (e.g. value 0˜ X are assigned for a candidate SpCell, while value X+1˜ N are assigned for candidate SCell). In another alternative of this example, there may be a bitmap used to indicate which cells can be activated as SpCell (e.g. a bit in the bitmap set to 1 indicates that the cell can be activated as SpCell). In another alternative of this example, there may be a SpCell specific configuration (e.g. SpCellConfig, reconfiguration WithSync, PUCCH-Config) in the candidate cell configuration that can be used to distinguish whether the candidate cell can be activated as SpCell or SCell. For example, if the candidate cell configuration includes a SpCell specific command, the candidate cell is used as a candidate SpCell. Otherwise, it is used as a candidate SCell” (Zhang ¶ 0079). In other words Zhang teaches the field indicates the cell as an SCell or an SpCell, which allows it to be indicated as a new SpCell during an activation message: “The identifying in block 808 may also include activating or switching to the target cell, and the UE can communicate with the target cell in block 810” (Zhang ¶ 0073). Regarding Claim 3, Zhang teaches: The apparatus of claim 2, wherein the information, in the single L1 or L2 message, about the activation or the deactivation of the SpCell that indicates a current SpCell is unchanged: “The method further includes receiving a message, from the basestation, to resume the suspended radio resource control (“RRC”) connection; wherein the message comprises one or a plurality of candidate cell to be resumed, activated, maintained, or restored” (Zhang ¶ 0006). Regarding Claim 4, Zhang teaches: The apparatus of claim 2, wherein the information, in the single L1 or L2 message, about the activation or the deactivation of the SpCell activates a different SpCell: “The message is at least one of a handover command, primary secondary cell (“PSCell”) addition or/change command, or a message to command the release of a radio resource control (“RRC”) connection or the suspension of the RRC connection” (Zhang ¶ 0006). Regarding Claim 5, Zhang teaches: The apparatus of claim 1, further comprising: at least one transceiver coupled to the at least one processor: “The mobile device 200 includes communication interfaces 212” (Zhang ¶ 0056) and configured to receive the L1 or L2 signaling, wherein the L1 or L2 signaling comprises one or more of: an identifier (ID) pointer to a cell ID of a cell in the set of cells being activated or deactivated: “The command comprises cell ID information of the identified candidate cell, which is the cell to be activated” (Zhang ¶ 0005); ID information corresponding to the cell ID: “The cell ID information comprises at least one of a candidate cell configuration index, a serving cell ID, a physical cell identity (“PCI”), a PCI and frequency, a reference signal (“RS”) ID related to the candidate cell, or a transmission configuration indicator (“TCI”) state ID related to the candidate cell” (Zhang ¶ 0005); a field indicating whether the cell is activated as a new SpCell; a configuration pointer to an SpCell configuration of multiple previously configured SpCell configurations; SpCell configuration information corresponding to the SpCell configuration of the multiple previously configured SpCell configurations; a transmission configuration indicator (TCI) state to activate for each activated cell in the set of cells: “a transmission configuration indicator (“TCI”) state ID related to the candidate cell” (Zhang ¶ 0005); a reference signal (RS) for beam refinement; and an RS ID to use for L1 reporting of the cells being deactivated in the set of cells: “a reference signal (“RS”) ID related to the candidate cell” (Zhang ¶ 0005). Regarding Claim 6, Zhang teaches: The apparatus of claim 1, the message comprises one or more of: activation information indicating activated cells and deactivated cells in the set of cells: “the L2 signaling comprises a medium access control element (“MAC CE”). The command comprises cell ID information of the identified candidate cell, which is a cell to be activated” (Zhang ¶ 0007), a tracing reference signal (TRS) identifier (ID) for each of the activated cells that were deactivated, a cell ID for a new SpCell in the set of cells, and an SpCell configuration ID for an SpCell configuration of multiple SpCell configurations for the new SpCell: “The command comprises cell ID information of the identified candidate cell, which is a cell to be activated. The cell ID information comprises at least one of a candidate cell configuration index, a serving cell ID, a physical cell identity (“PCI”), a PCI and frequency, a reference signal (“RS”) ID related to the candidate cell, or a transmission configuration indicator (“TCI”) state ID related to the candidate cell. The candidate cells comprise separate lists for any of the candidate cells that are configured as special cells (“SpCells”), or any of the candidate cells that are configured as secondary cells (“SCells”)” (Zhang ¶ 0007). Regarding Claim 7, Zhang teaches: The apparatus of claim 6, wherein the message includes a number of octets corresponding to a first maximum number of cells configured for the data or the control using the L1 or L2 signaling, an overall number of cells configured for the data or the control using the L1 or L2 signaling: “the message comprises one or a plurality of candidate cell to be resumed, activated, maintained, or restored. The candidate cell refers to a candidate cell group, wherein the candidate cell group is at least one of a candidate master cell group (“MCG), or a candidate secondary cell group (“SCG”)” (Zhang ¶ 0006), or a second maximum number of cells that can be configured for the data or the control using the L1 or L2 signaling for the UE. Regarding Claim 8, Zhang teaches: The apparatus of claim 7, wherein the message comprises the cell ID for the new SpCell in the set of cells: “The cell ID information comprises at least one of a candidate cell configuration index, a serving cell ID, a physical cell identity (“PCI”), a PCI and frequency, a reference signal (“RS”) ID related to the candidate cell, or a transmission configuration indicator (“TCI”) state ID related to the candidate cell” (Zhang ¶ 0010) and the SpCell configuration ID: “The execution conditions comprises at least one of a list of measurement configuration identifier information to indicate the execution condition, a measurement event based on the L1 measurement for the candidate cell, or a measurement event based on the L3 measurement for the candidate cell. The configuration message comprises at least one of an information to indicate a plurality of candidate cells can be identified together, or an execution condition for a plurality of candidate cells to be identified together.” (Zhang ¶ 0010), wherein the cell ID and the SpCell configuration ID occupy a separate octet with zero or more reserved bits The cell ID and SpCell configuration ID of Zhang are not within the same section of the message, or in other words they occupy a separate octet. There are zero or more reserved bits since zero or more reserved bits refers to any scenario whether or not there are reserve bits. Regarding Claim 14, Zhang teaches: The apparatus of claim 2, wherein the single l1 or l2 message: “the L2 signaling comprises a medium access control element (“MAC CE”). The command comprises cell ID information of the identified candidate cell, which is a cell to be activated” (Zhang ¶ 0007) further includes an SpCell configuration ID for an SpCell configuration of multiple SpCell configuration for the new SpCell: “The command comprises cell ID information of the identified candidate cell, which is a cell to be activated. The cell ID information comprises at least one of a candidate cell configuration index, a serving cell ID, a physical cell identity (“PCI”), a PCI and frequency, a reference signal (“RS”) ID related to the candidate cell, or a transmission configuration indicator (“TCI”) state ID related to the candidate cell. The candidate cells comprise separate lists for any of the candidate cells that are configured as special cells (“SpCells”), or any of the candidate cells that are configured as secondary cells (“SCells”)” (Zhang ¶ 0007). Regarding Claim 15, Zhang teaches: An apparatus for wireless communication at a network entity, comprising: memory; and at least one processor coupled to the memory: “The basestation may also include system circuitry 122. System circuitry 122 may include processor(s) 124 and/or memory 126. Memory 126 may include operations 128 and control parameters 130” (Zhang ¶ 0054) and configured to: transmit, to a user equipment (UE), a configuration for layer 1 (L1) or layer 2 (L2) mobility cell for a set of cells that are able to be activated or deactivated for data or control transmission using L1 or L2 signaling: “Based on the identification of at least one target cell, the source cell sends a triggering command in block 710 to the UE that includes the identification of at least one target cell. This triggering command is a L1/L2 command. Based on receipt of this L1/L2 command, the UE switches to the target cell in block 712 and communicates with the target cell in block 714. The communication between the UE and the target cell is through L1/L2 signaling” (Zhang ¶ 0070), the configuration including at least one cell that supports L1 or L2 activation as a special cell (SpCell): “applies/activates the stored SpCell configuration (i.e. the configuration including SpCell specific configuration(s)) of the indicated/selected candidate/target cell(s) when the cell is indicated to be activated as SpCell by the NW” (Zhang ¶ 0131) ); wherein a single L1 or L2 message carries information about activation, deactivation, or update of the SpCell: “The command is a Layer 1 or Layer 2 (“L1/L2”) signaling and the communication sent to the identified candidate cell is L1/L2 signaling, wherein the L1 signaling comprises at least one of a downlink control information (“DCI”), a uplink control information (“UCI”), a physical layer acknowledge (“ACK”) signaling, further wherein the L2 signaling comprises a medium access control element (“MAC CE”). The command comprises cell ID information of the identified candidate cell, which is the cell to be activated . . . The candidate cells comprise a list wherein each of the candidate cells can be configured as a special cell (“SpCell”) or secondary cell (“SCell”). The candidate cells comprise a list wherein each of the cells can be configured as a candidate cell for both a special cell (“SpCell”) and a secondary cell (“SCell”)” (Zhang ¶ 0005) and “In another alternative of this example, there may be a SpCell specific configuration (e.g. SpCellConfig, reconfiguration WithSync, PUCCH-Config) in the candidate cell configuration that can be used to distinguish whether the candidate cell can be activated as SpCell or SCell. For example, if the candidate cell configuration includes a SpCell specific command, the candidate cell is used as a candidate SpCell. Otherwise, it is used as a candidate SCell . . . an indicator or flag in the L1/L2 command that triggers the mobility may also indicate whether the cell is activated as a SpCell. The SpCell specific configuration may be used/applied by the UE when the cell is activated as a SpCell” (Zhang ¶, 0079 and 0081), and an update of one or more secondary cells (SCells) in a group of cells associated with SpCell: “the UE directly triggers L1/L2 mobility when at least one of the execution conditions is met. After completion of L1/L2 mobility (e.g. successful completion RA towards the DU, or successful reception of L1/L2 signaling at the DU from the UE), the DU may inform the activated/target cell to the CU. In one embodiment, the DU only informs the activated/target SpCell, but not the activated/target SCells to the CU. If the candidate cells are all activated as SCells (i.e. the L1/L2 mobility is triggered for SCell addition/change), then the DU shall not inform the CU. In another embodiment, the DU informs all activated candidate cell(s), including both SpCell and SCell(s)” (Zhang ¶ 0177). In summary, Zhang teaches the L1/L2 message as being a message updating SpCell configuration wherein that update may be a reconfiguration of an SCell in the group being activated as a SpCell; and communicate via one or more activated cells in the set of cells based on the L1 or L2 signaling: “The identifying in block 808 may also include activating or switching to the target cell, and the UE can communicate with the target cell in block 810” (Zhang ¶ 0073); and communicate with the UE via one or more activated cells in the set of cells based on the L1 or L2 signaling: “The identifying in block 808 may also include activating or switching to the target cell, and the UE can communicate with the target cell in block 810” (Zhang ¶ 0073). Zhang does not teach: wherein the L1 or L2 signaling is received through a message in a medium access-control element (MAC-CE) that includes, for at least one of the SpCell or the one or more SCells, a first indication of a cell identifier (ID) for a cell in the set of cells and a second indication of a cell configuration identified from multiple previously configured cell configurations for the cell. Regarding Claim 15, Da Silva teaches: wherein the L1 or L2 signaling is received through a message in a medium access-control element (MAC-CE) that includes, for at least one of the SpCell or the one or more SCells, a first indication of a cell identifier (ID) for a cell in the set of cells: “the MAC CE that indicates to the UE that reconfiguration with sync shall be performed contains an identifier, e.g. Serving Cell index or cell identity, that indicates an SpCell, i.e. an SpCell, like a PCell or PSCell that may not be the one the UE is currently connected, to the UE, or a TCI state associated to an SpCell” (Da Silva ¶ 0334) and a second indication of a cell configuration identified from multiple previously configured cell configurations for the cell: “Another possible sub-embodiment is to rely on explicit signaling i.e. network gives UE a MAC CE to deactivate all TCI states for current SpCell and, at same TTI another MAC CE to activate TCI states in another SpCell. In this embodiment, one could possibly reuse the MAC CE structure for multi-TRP and for L1-based mobility.” (Da Silva ¶ 0336) It would have been obvious to one of ordinary skill in the art to combine the disclosure of Zhang with Da Silva for the purpose of enabling the UE to receive configurations using more signaling efficient lower layer signals. According to Da Silva: “Different alternatives with different advantages, depending on the scenarios and architectural assumptions, are disclosed in the document. All solutions have in common the fact that they comprise the UE receiving a set of configurations from the network, e.g. PDCCH and PDSCH configurations and associated TCI states, to enable mobility using more signaling efficient and fast lower layer signaling” (Da Silva ¶ 0220). Regarding Claim 16, Zhang teaches: The apparatus of claim 15, wherein the one or more configured cells or the one or more configured groups of cells in the set of cells are secondary cells (SCells) in the set of cells: “The candidate cells comprise separate lists for any of the candidate cells that are configured as special cells (“SpCells”), or any of the candidate cells that are configured as secondary cells (“SCells”), wherein the identifying is based on the separate lists” (Zhang ¶ 0005), and the L1 or L2 signaling is received through a medium access control-control element (MAC-CE) or downlink control information (DCI): “wherein the L1 signaling comprises at least one of a downlink control information (“DCI”), a uplink control information (“UCI”), a physical layer acknowledge (“ACK”) signaling, further wherein the L2 signaling comprises a medium access control element (“MAC CE”)” (Zhang ¶ 0005). Regarding Claim 17, Zhang teaches: The apparatus of claim 16, wherein the information, in the single L1 or L2 message, about the activation or the deactivation of the SpCell indicates that a current SpCell is unchanged: “The method further includes receiving a message, from the basestation, to resume the suspended radio resource control (“RRC”) connection; wherein the message comprises one or a plurality of candidate cell to be resumed, activated, maintained, or restored” (Zhang ¶ 0006). Regarding Claim 18, Zhang teaches: The apparatus of claim 16, wherein the information, in the single L1 or L2 message, about the activation or the deactivation of the SpCell activates a different SpCell: “The message is at least one of a handover command, primary secondary cell (“PSCell”) addition or/change command, or a message to command the release of a radio resource control (“RRC”) connection or the suspension of the RRC connection” (Zhang ¶ 0006). Regarding Claim 19, Zhang teaches: The apparatus of claim 15, further comprising: at least one transceiver coupled to the at least one processor: “The example basestation may include radio Tx/Rx circuitry 113 to receive and transmit with user equipment (UEs)” (Zhang ¶ 0053) and configured to receive the L1 or L2 signaling, wherein the L1 or L2 signaling comprises one or more of: an identifier (ID) pointer to a cell ID of a cell in the set of cells being activated or deactivated: “The command comprises cell ID information of the identified candidate cell, which is the cell to be activated” (Zhang ¶ 0005); ID information corresponding to the cell ID: “The cell ID information comprises at least one of a candidate cell configuration index, a serving cell ID, a physical cell identity (“PCI”), a PCI and frequency, a reference signal (“RS”) ID related to the candidate cell, or a transmission configuration indicator (“TCI”) state ID related to the candidate cell” (Zhang ¶ 0005); a field indicating whether the cell is activated as a new SpCell; a configuration pointer to an SpCell configuration of multiple previously configured SpCell configurations; SpCell configuration information corresponding to the SpCell configuration of the multiple previously configured SpCell configurations; a transmission configuration indicator (TCI) state to activate for each activated cell in the set of cells: “a transmission configuration indicator (“TCI”) state ID related to the candidate cell” (Zhang ¶ 0005); a reference signal (RS) for beam refinement; and an RS ID to use for L1 reporting of the cells being deactivated in the set of cells: “a reference signal (“RS”) ID related to the candidate cell” (Zhang ¶ 0005). Regarding Claim 20, Zhang teaches: The apparatus of claim 15, wherein the L1 or L2 signaling is received through a message in a medium access control-control element (MAC-CE), and the message comprises one or more of: activation information indicating activated cells and deactivated cells in the set of cells: “the L2 signaling comprises a medium access control element (“MAC CE”). The command comprises cell ID information of the identified candidate cell, which is a cell to be activated” (Zhang ¶ 0007), a tracing reference signal (TRS) ID for each of the activated cells that were deactivated, a cell ID for a new SpCell in the set of cells, and an SpCell configuration ID for an SpCell configuration of multiple SpCell configurations for the new SpCell: “The command comprises cell ID information of the identified candidate cell, which is a cell to be activated. The cell ID information comprises at least one of a candidate cell configuration index, a serving cell ID, a physical cell identity (“PCI”), a PCI and frequency, a reference signal (“RS”) ID related to the candidate cell, or a transmission configuration indicator (“TCI”) state ID related to the candidate cell. The candidate cells comprise separate lists for any of the candidate cells that are configured as special cells (“SpCells”), or any of the candidate cells that are configured as secondary cells (“SCells”)” (Zhang ¶ 0007). Regarding Claim 21, Zhang teaches: The apparatus of claim 20, wherein the message includes a number of octets corresponding to a first maximum number of cells configured for the data or the control using the L1 or L2 signaling, an overall number of cells configured for the data or the control using the L1 or L2 signaling: “the message comprises one or a plurality of candidate cell to be resumed, activated, maintained, or restored. The candidate cell refers to a candidate cell group, wherein the candidate cell group is at least one of a candidate master cell group (“MCG), or a candidate secondary cell group (“SCG”)” (Zhang ¶ 0006), or a second maximum number of cells that can be configured for the data or the control using the L1 or L2 signaling for the UE. Regarding Claim 22, Zhang teaches: The apparatus of claim 21, wherein the message comprises the cell ID for the new SpCell in the set of cells: “The cell ID information comprises at least one of a candidate cell configuration index, a serving cell ID, a physical cell identity (“PCI”), a PCI and frequency, a reference signal (“RS”) ID related to the candidate cell, or a transmission configuration indicator (“TCI”) state ID related to the candidate cell” (Zhang ¶ 0010) and the SpCell configuration ID: “The execution conditions comprises at least one of a list of measurement configuration identifier information to indicate the execution condition, a measurement event based on the L1 measurement for the candidate cell, or a measurement event based on the L3 measurement for the candidate cell. The configuration message comprises at least one of an information to indicate a plurality of candidate cells can be identified together, or an execution condition for a plurality of candidate cells to be identified together.” (Zhang ¶ 0010), wherein the cell ID and the SpCell configuration ID occupy a separate octet with zero or more reserved bits The cell ID and SpCell configuration ID of Zhang are not within the same section of the message, or in other words they occupy a separate octet. There are zero or more reserved bits since zero or more reserved bits refers to any scenario whether or not there are reserve bits. Regarding Claim 28, Zhang teaches: The apparatus of claim 16, wherein the single l1 or l2 message: “the L2 signaling comprises a medium access control element (“MAC CE”). The command comprises cell ID information of the identified candidate cell, which is a cell to be activated” (Zhang ¶ 0007) further includes an SpCell configuration ID for an SpCell configuration of multiple SpCell configuration for the new SpCell: “The command comprises cell ID information of the identified candidate cell, which is a cell to be activated. The cell ID information comprises at least one of a candidate cell configuration index, a serving cell ID, a physical cell identity (“PCI”), a PCI and frequency, a reference signal (“RS”) ID related to the candidate cell, or a transmission configuration indicator (“TCI”) state ID related to the candidate cell. The candidate cells comprise separate lists for any of the candidate cells that are configured as special cells (“SpCells”), or any of the candidate cells that are configured as secondary cells (“SCells”)” (Zhang ¶ 0007). Regarding Claim 29, Zhang teaches: A method for wireless communication at a user equipment (UE), comprising: receiving, from a network entity, a configuration for layer 1 (L1) or layer 2 (L2) mobility cell for a set of cells that are able to be activated or deactivated for data or control transmission using L1 or L2 signaling: “Based on the identification of at least one target cell, the source cell sends a triggering command in block 710 to the UE that includes the identification of at least one target cell. This triggering command is a L1/L2 command. Based on receipt of this L1/L2 command, the UE switches to the target cell in block 712 and communicates with the target cell in block 714. The communication between the UE and the target cell is through L1/L2 signaling” (Zhang ¶ 0070), the configuration including at least one cell that supports L1 or L2 activation as a special cell (SpCell): “applies/activates the stored SpCell configuration (i.e. the configuration including SpCell specific configuration(s)) of the indicated/selected candidate/target cell(s) when the cell is indicated to be activated as SpCell by the NW” (Zhang ¶ 0131) ); wherein a single L1 or L2 message carries information about activation, deactivation, or update of the SpCell: “The command is a Layer 1 or Layer 2 (“L1/L2”) signaling and the communication sent to the identified candidate cell is L1/L2 signaling, wherein the L1 signaling comprises at least one of a downlink control information (“DCI”), a uplink control information (“UCI”), a physical layer acknowledge (“ACK”) signaling, further wherein the L2 signaling comprises a medium access control element (“MAC CE”). The command comprises cell ID information of the identified candidate cell, which is the cell to be activated . . . The candidate cells comprise a list wherein each of the candidate cells can be configured as a special cell (“SpCell”) or secondary cell (“SCell”). The candidate cells comprise a list wherein each of the cells can be configured as a candidate cell for both a special cell (“SpCell”) and a secondary cell (“SCell”)” (Zhang ¶ 0005) and “In another alternative of this example, there may be a SpCell specific configuration (e.g. SpCellConfig, reconfiguration WithSync, PUCCH-Config) in the candidate cell configuration that can be used to distinguish whether the candidate cell can be activated as SpCell or SCell. For example, if the candidate cell configuration includes a SpCell specific command, the candidate cell is used as a candidate SpCell. Otherwise, it is used as a candidate SCell . . . an indicator or flag in the L1/L2 command that triggers the mobility may also indicate whether the cell is activated as a SpCell. The SpCell specific configuration may be used/applied by the UE when the cell is activated as a SpCell” (Zhang ¶, 0079 and 0081), and an update of one or more secondary cells (SCells) in a group of cells associated with SpCell: “the UE directly triggers L1/L2 mobility when at least one of the execution conditions is met. After completion of L1/L2 mobility (e.g. successful completion RA towards the DU, or successful reception of L1/L2 signaling at the DU from the UE), the DU may inform the activated/target cell to the CU. In one embodiment, the DU only informs the activated/target SpCell, but not the activated/target SCells to the CU. If the candidate cells are all activated as SCells (i.e. the L1/L2 mobility is triggered for SCell addition/change), then the DU shall not inform the CU. In another embodiment, the DU informs all activated candidate cell(s), including both SpCell and SCell(s)” (Zhang ¶ 0177). In summary, Zhang teaches the L1/L2 message as being a message updating SpCell configuration wherein that update may be a reconfiguration of an SCell in the group being activated as a SpCell; and communicate via one or more activated cells in the set of cells based on the L1 or L2 signaling: “The identifying in block 808 may also include activating or switching to the target cell, and the UE can communicate with the target cell in block 810” (Zhang ¶ 0073); and communicating via one or more activated cells in the set of cells based on the L1 or L2 signaling: “The identifying in block 808 may also include activating or switching to the target cell, and the UE can communicate with the target cell in block 810” (Zhang ¶ 0073). Zhang does not teach: wherein the L1 or L2 signaling is received through a message in a medium access-control element (MAC-CE) that includes, for at least one of the SpCell or the one or more SCells, a first indication of a cell identifier (ID) for a cell in the set of cells and a second indication of a cell configuration identified from multiple previously configured cell configurations for the cell. Regarding Claim 29, Da Silva teaches: wherein the L1 or L2 signaling is received through a message in a medium access-control element (MAC-CE) that includes, for at least one of the SpCell or the one or more SCells, a first indication of a cell identifier (ID) for a cell in the set of cells: “the MAC CE that indicates to the UE that reconfiguration with sync shall be performed contains an identifier, e.g. Serving Cell index or cell identity, that indicates an SpCell, i.e. an SpCell, like a PCell or PSCell that may not be the one the UE is currently connected, to the UE, or a TCI state associated to an SpCell” (Da Silva ¶ 0334) and a second indication of a cell configuration identified from multiple previously configured cell configurations for the cell: “Another possible sub-embodiment is to rely on explicit signaling i.e. network gives UE a MAC CE to deactivate all TCI states for current SpCell and, at same TTI another MAC CE to activate TCI states in another SpCell. In this embodiment, one could possibly reuse the MAC CE structure for multi-TRP and for L1-based mobility.” (Da Silva ¶ 0336) It would have been obvious to one of ordinary skill in the art to combine the disclosure of Zhang with Da Silva for the purpose of enabling the UE to receive configurations using more signaling efficient lower layer signals. According to Da Silva: “Different alternatives with different advantages, depending on the scenarios and architectural assumptions, are disclosed in the document. All solutions have in common the fact that they comprise the UE receiving a set of configurations from the network, e.g. PDCCH and PDSCH configurations and associated TCI states, to enable mobility using more signaling efficient and fast lower layer signaling” (Da Silva ¶ 0220). Regarding Claim 30, Zhang teaches: A method for wireless communication at a network entity, comprising: transmitting, to a user equipment (UE), a configuration for layer 1 (L1) or layer 2 (L2) mobility cell for a set of cells that are able to be activated or deactivated for data or control transmission using L1 or L2 signaling: “Based on the identification of at least one target cell, the source cell sends a triggering command in block 710 to the UE that includes the identification of at least one target cell. This triggering command is a L1/L2 command. Based on receipt of this L1/L2 command, the UE switches to the target cell in block 712 and communicates with the target cell in block 714. The communication between the UE and the target cell is through L1/L2 signaling” (Zhang ¶ 0070), the configuration including at least one cell that supports L1 or L2 activation as a special cell (SpCell): “applies/activates the stored SpCell configuration (i.e. the configuration including SpCell specific configuration(s)) of the indicated/selected candidate/target cell(s) when the cell is indicated to be activated as SpCell by the NW” (Zhang ¶ 0131) ); wherein a single L1 or L2 message carries information about activation, deactivation, or update of the SpCell: “The command is a Layer 1 or Layer 2 (“L1/L2”) signaling and the communication sent to the identified candidate cell is L1/L2 signaling, wherein the L1 signaling comprises at least one of a downlink control information (“DCI”), a uplink control information (“UCI”), a physical layer acknowledge (“ACK”) signaling, further wherein the L2 signaling comprises a medium access control element (“MAC CE”). The command comprises cell ID information of the identified candidate cell, which is the cell to be activated . . . The candidate cells comprise a list wherein each of the candidate cells can be configured as a special cell (“SpCell”) or secondary cell (“SCell”). The candidate cells comprise a list wherein each of the cells can be configured as a candidate cell for both a special cell (“SpCell”) and a secondary cell (“SCell”)” (Zhang ¶ 0005) and “In another alternative of this example, there may be a SpCell specific configuration (e.g. SpCellConfig, reconfiguration WithSync, PUCCH-Config) in the candidate cell configuration that can be used to distinguish whether the candidate cell can be activated as SpCell or SCell. For example, if the candidate cell configuration includes a SpCell specific command, the candidate cell is used as a candidate SpCell. Otherwise, it is used as a candidate SCell . . . an indicator or flag in the L1/L2 command that triggers the mobility may also indicate whether the cell is activated as a SpCell. The SpCell specific configuration may be used/applied by the UE when the cell is activated as a SpCell” (Zhang ¶, 0079 and 0081), and an update of one or more secondary cells (SCells) in a group of cells associated with SpCell: “the UE directly triggers L1/L2 mobility when at least one of the execution conditions is met. After completion of L1/L2 mobility (e.g. successful completion RA towards the DU, or successful reception of L1/L2 signaling at the DU from the UE), the DU may inform the activated/target cell to the CU. In one embodiment, the DU only informs the activated/target SpCell, but not the activated/target SCells to the CU. If the candidate cells are all activated as SCells (i.e. the L1/L2 mobility is triggered for SCell addition/change), then the DU shall not inform the CU. In another embodiment, the DU informs all activated candidate cell(s), including both SpCell and SCell(s)” (Zhang ¶ 0177). In summary, Zhang teaches the L1/L2 message as being a message updating SpCell configuration wherein that update may be a reconfiguration of an SCell in the group being activated as a SpCell; and communicate via one or more activated cells in the set of cells based on the L1 or L2 signaling: “The identifying in block 808 may also include activating or switching to the target cell, and the UE can communicate with the target cell in block 810” (Zhang ¶ 0073); and communicating with the UE via one or more activated cells in the set of cells based on the L1 or L2 signaling: “The identifying in block 808 may also include activating or switching to the target cell, and the UE can communicate with the target cell in block 810” (Zhang ¶ 0073). Zhang does not teach: wherein the L1 or L2 signaling is received through a message in a medium access-control element (MAC-CE) that includes, for at least one of the SpCell or the one or more SCells, a first indication of a cell identifier (ID) for a cell in the set of cells and a second indication of a cell configuration identified from multiple previously configured cell configurations for the cell. Regarding Claim 30, Da Silva teaches: wherein the L1 or L2 signaling is received through a message in a medium access-control element (MAC-CE) that includes, for at least one of the SpCell or the one or more SCells, a first indication of a cell identifier (ID) for a cell in the set of cells: “the MAC CE that indicates to the UE that reconfiguration with sync shall be performed contains an identifier, e.g. Serving Cell index or cell identity, that indicates an SpCell, i.e. an SpCell, like a PCell or PSCell that may not be the one the UE is currently connected, to the UE, or a TCI state associated to an SpCell” (Da Silva ¶ 0334) and a second indication of a cell configuration identified from multiple previously configured cell configurations for the cell: “Another possible sub-embodiment is to rely on explicit signaling i.e. network gives UE a MAC CE to deactivate all TCI states for current SpCell and, at same TTI another MAC CE to activate TCI states in another SpCell. In this embodiment, one could possibly reuse the MAC CE structure for multi-TRP and for L1-based mobility.” (Da Silva ¶ 0336) It would have been obvious to one of ordinary skill in the art to combine the disclosure of Zhang with Da Silva for the purpose of enabling the UE to receive configurations using more signaling efficient lower layer signals. According to Da Silva: “Different alternatives with different advantages, depending on the scenarios and architectural assumptions, are disclosed in the document. All solutions have in common the fact that they comprise the UE receiving a set of configurations from the network, e.g. PDCCH and PDSCH configurations and associated TCI states, to enable mobility using more signaling efficient and fast lower layer signaling” (Da Silva ¶ 0220). Claims 9 and 23 are rejected under 35 U.S.C. 103 as being unpatentable over Zhang and Da Silva as applied to claims 7 and 20 above, and further in view of Liu et al. (US 2024/0007879), hereinafter Liu. Regarding Claim 9, Zhang and Da Silva teach: The apparatus of claim 7. Zhang and Da Silva do not teach: a first octet of the number of octets comprises a reserved bit, and the reserved bit is configured to indicate one or more of: whether the MAC-CE carries an SpCell update; and a new status of a current SpCell in the set of cells. Regarding Claim 9, Liu teaches: a first octet of the number of octets comprises a reserved bit, and the reserved bit is configured to indicate one or more of: whether the MAC-CE carries an SpCell update; and a new status of a current SpCell in the set of cells: “if new beam is identified from NBI RS set#2 of SpCell, the AC field is set to 1, and the octet including the AC field also includes a Candidate RS ID field (6 bits) that is set to the index of the new beam, as well as one reserved bit” (Liu ¶ 0070). It would have been obvious to one of ordinary to one of ordinary skill in the art before the effective filing date of the claimed invention to combine the disclosures of Zhang and Da Silva with Liu to achieve the predictable result of improving BFR for a multi-TRP scenario. According to Liu: “However, the traditional BFR procedure only targets single TRP scenario. Enhancement on the BFR procedure in multi-TRP scenario is necessary” (Liu ¶ 0003). Regarding Claim 23, Zhang and Da Silva teach: The apparatus of claim 21. Zhang and Da Silva do not teach: a first octet of the number of octets comprises a reserved bit, and the reserved bit is configured to indicate one or more of: whether the MAC-CE carries an SpCell update; and a new status of a current SpCell in the set of cells. Regarding Claim 23, Liu teaches: a first octet of the number of octets comprises a reserved bit, and the reserved bit is configured to indicate one or more of: whether the MAC-CE carries an SpCell update; and a new status of a current SpCell in the set of cells: “if new beam is identified from NBI RS set#2 of SpCell, the AC field is set to 1, and the octet including the AC field also includes a Candidate RS ID field (6 bits) that is set to the index of the new beam, as well as one reserved bit” (Liu ¶ 0070). It would have been obvious to one of ordinary to one of ordinary skill in the art before the effective filing date of the claimed invention to combine the disclosures of Zhang and Da Silva with Liu to achieve the predictable result of improving BFR for a multi-TRP scenario. According to Liu: “However, the traditional BFR procedure only targets single TRP scenario. Enhancement on the BFR procedure in multi-TRP scenario is necessary” (Liu ¶ 0003). Claims 10 and 24 are rejected under 35 U.S.C. 103 as being unpatentable over Zhang and Da Silva as applied to claims 7 and 21 above, and further in view of Ahn et al. (US 2023/0224126), hereinafter Ahn. Regarding Claim 10, Zhang and Da Silva teach: The apparatus of claim 7. Zhang and Da Silva do not teach: an octet corresponding to the TRS ID includes an 8-bit TRS ID pointing to an SCell configuration for the SCells activated by the L1 or L2 signaling. Regarding Claim 10, Anh teaches: an octet corresponding to the TRS ID includes an 8-bit TRS ID pointing to an SCell configuration for the SCells activated by the L1 or L2 signaling: “For example, for each SCell, MAC CE including X-bit information indicating whether TRS being triggered or not (or on-off), Y-bit information indicating the SCell index (or ID), and Z-bit information indicating TRS ID (or index) may be defined” (Ahn ¶ 0191) and “The sum of X, Y, and Z bits may be configured as 8 bits or less. One octet including X-bit information, Y-bit information, and/or Z-bit information may be allocated/mapped for each SCell” (Ahn ¶ 0193). It would have been obvious to one of ordinary to one of ordinary skill in the art before the effective filing date of the claimed invention to combine the disclosures of Zhang and Da Silva with Ahn to achieve the predictable result of utilizing new research into device connectivity to improve transmission rates per user in a network. According to Ahn: “The requirements of a next-generation mobile communication system at large should be able to support accommodation of explosive data traffic, a remarkable increase in a transmission rate per user, accommodation of the significantly increased number of connected devices, very low End-to-End latency and high energy efficiency. To this end, a variety of technologies such as Dual Connectivity, Massive Multiple Input Multiple Output (Massive MIMO), In-band Full Duplex, Non-Orthogonal Multiple Access (NOMA), Super wideband Support, Device Networking, etc. have been researched” (Ahn ¶ 0003). Regarding Claim 24, Zhang and Da Silva teach: The apparatus of claim 21. Zhang and Da Silva do not teach: an octet corresponding to the TRS ID includes an 8-bit TRS ID pointing to an SCell configuration for the SCells activated by the L1 or L2 signaling. Regarding Claim 24, Anh teaches: an octet corresponding to the TRS ID includes an 8-bit TRS ID pointing to an SCell configuration for the SCells activated by the L1 or L2 signaling: “For example, for each SCell, MAC CE including X-bit information indicating whether TRS being triggered or not (or on-off), Y-bit information indicating the SCell index (or ID), and Z-bit information indicating TRS ID (or index) may be defined” (Ahn ¶ 0191) and “The sum of X, Y, and Z bits may be configured as 8 bits or less. One octet including X-bit information, Y-bit information, and/or Z-bit information may be allocated/mapped for each SCell” (Ahn ¶ 0193). It would have been obvious to one of ordinary to one of ordinary skill in the art before the effective filing date of the claimed invention to combine the disclosures of Zhang and Da Silva with Ahn to achieve the predictable result of utilizing new research into device connectivity to improve transmission rates per user in a network. According to Ahn: “The requirements of a next-generation mobile communication system at large should be able to support accommodation of explosive data traffic, a remarkable increase in a transmission rate per user, accommodation of the significantly increased number of connected devices, very low End-to-End latency and high energy efficiency. To this end, a variety of technologies such as Dual Connectivity, Massive Multiple Input Multiple Output (Massive MIMO), In-band Full Duplex, Non-Orthogonal Multiple Access (NOMA), Super wideband Support, Device Networking, etc. have been researched” (Ahn ¶ 0003). Allowable Subject Matter Claims 11-13 and 25-27 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to BRADLEY DAVIS LYTLE whose telephone number is (703)756-4593. The examiner can normally be reached M-F 8:00 AM - 4:00 PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kwang bin Yao can be reached at 571-272-3182. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /B.D.L./Examiner, Art Unit 2473 /BRADLEY D LYTLE JR./Examiner, Art Unit 2473 /KWANG B YAO/Supervisory Patent Examiner, Art Unit 2473
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Jul 22, 2025
Final Rejection mailed — §103
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