Prosecution Insights
Last updated: October 27, 2026
Application No. 18/050,425

HISTOCHEMICAL SYSTEMS AND METHODS FOR EVALUATING EGFR AND EGFR LIGAND EXPRESSION IN TUMOR SAMPLES

Non-Final OA §103
Filed
Oct 27, 2022
Priority
May 07, 2020 — provisional 63/021,627 +1 more
Examiner
CRAWLEY, TALIA F
Art Unit
3627
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Ulthera Inc.
OA Round
1 (Non-Final)
48%
Grant Probability
Moderate
1-2
OA Rounds
0m
Est. Remaining
74%
With Interview

Examiner Intelligence

Grants 48% of resolved cases
48%
Career Allowance Rate
415 granted / 855 resolved
-3.5% vs TC avg
Strong +25% interview lift
Without
With
+25.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
31 currently pending
Career history
910
Total Applications
across all art units

Statute-Specific Performance

§101
26.9%
-13.1% vs TC avg
§103
43.2%
+3.2% vs TC avg
§102
19.5%
-20.5% vs TC avg
§112
5.1%
-34.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 855 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Drawings The drawings as submitted by Applicant on 10/27/2022 have been accepted. Election/Restrictions Applicant has elected claims 1-13 without traverse. Disposition of Claims Claims 1-38 are pending in the instant application. No claims have been added. No claims have been cancelled. No claims have been amended. Claims 1-13 are rejected herein. The rejection of the pending claims is hereby made non-final. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-13 are rejected under 35 U.S.C. 103 as being unpatentable over Gustafson et al (US 2018/0340870) in view of Nitta et al (US 2017/0023579). Regarding claim 1, the prior art discloses a method comprising: (a) contacting a tissue section with a human EGFR protein biomarker specific binding agent and detection reagents (see at least paragraph [0024] to Gustafson et al) sufficient to deposit a first chromogen in proximity to the human EGFR protein biomarker specific binding agent bound to the tissue section (see at least paragraph [0026] to Gustafson et al); (b) contacting the tissue section with an AREG protein biomarker specific binding agent (see at least Table 1, to Gustafson et al) and detection reagents sufficient to deposit a second chromogen in proximity to the AREG protein biomarker specific binding agent bound to the tissue section (see at least paragraph [0026], to Gustafson et al); and (c) contacting the tissue section with an EREG protein biomarker specific binding agent and detection reagents sufficient to deposit a third chromogen in proximity to the EREG protein biomarker specific binding agent bound to the tissue section (see at least paragraph [0026], to Gustafson et al). Gustafson et al does not appear to explicitly disclose wherein the first chromogen is deconvolutable from the second chromogen and the third chromogen. However, Nitta et al discloses a system and method for multiplex her2 and estrogen receptor co-staining assays for detecting tumor heterogeneity, wherein the first chromogen is deconvolutable from the second chromogen and the third chromogen (see at least paragraph [0017] to Nitta et al). The examiner recognizes that obviousness may be established by combining or modifying the teachings of the prior art to produce the claimed invention where there is some teaching, suggestion, or motivation to do so found either in the references themselves or in the knowledge generally available to one of ordinary skill in the art. See In re Fine, 837 F.2d 1071, 5 USPQ2d 1596 (Fed. Cir. 1988), In re Jones, 958 F.2d 347, 21 USPQ2d 1941 (Fed. Cir. 1992), and KSR International Co. v. Teleflex, Inc., 550 U.S. 398, 82 USPQ2d 1385 (2007). The examiner submits that the combination of the teaching of the system and method of predictive diagnostic workflow for tumors using automated dissection, next generation sequencing, and automated slide stainers, as disclosed by Gustafson et al and the system and method as taught by Nitta et al, in order to identify the correct treatment based on the genetic markers displayed by a cancer cell (see at least paragraph [0003] to Nitta et al), could have been readily and easily implemented, with a reasonable expectation of success. As such, the aforementioned combination is found to be obvious to try, given the state of the art at the time of filing. Regarding claim 2, the prior art discloses the method of claim 1, wherein the biomarker specific binding agents are antibodies or antigen binding fragments thereof (see at least paragraph [0019] to Gustafson et al). Regarding claim 3, the prior art discloses the method of claim 1, wherein the tissue section is a formalin-fixed paraffin embedded (FFPE) tissue section (see at least paragraph [0028] to Gustafson et al). Regarding claim 4, the prior art discloses the method of claim 1, wherein the tissue section is from a colorectal tumor sample (see at least Table 1 to Gustafson et al). Regarding claim 5, the prior art discloses the method of claim 1, wherein the tissue section is from a polyp (see at least Table 1 to Gustafson et al). Regarding claim 6, the prior art discloses the method of claim 1, wherein the tissue section is RAS wild type (see at least Table 1 to Gustafson et al). Regarding claim 7, the prior art discloses the method of claim 1, wherein the tissue section does not comprise a mutation that allows ligand-independent EGFR signaling (see at least paragraph [0060] to Nitta et al). Regarding claim 8, the prior art discloses the method of claim 1, wherein the tissue section does not comprise RAS proteins with mutations that confer resistance to EGFR monoclonal antibody therapy (see at least Table 1, to Gustafson et al). Regarding claim 9, the prior art discloses the method of claim 1, further comprising visualizing the chromogens using bright-field microscopy (see at least paragraph [0023] to Nitta et al). Regarding claim 10, the prior art discloses the method of claim 1, wherein antigen retrieval for EGFR, EREG, and AREG are compatible (see at least paragraph [0090] to Gustafson et al). Regarding claim 11, the prior art discloses the method of claim 1, wherein the method allows for determining spatial relationships of EGFR and EGFR ligand expression (see at least Table 1 to Gustafson et al). Regarding claim 12, the prior art discloses the method of claim 1, wherein the second chromogen and the third chromogen are the same (see at least paragraph [0026] to Gustafson et al). Regarding claim 13, the prior art discloses the method of claim 1, wherein the second chromogen is deconvolutable from the third chromogen (see at least paragraph [0017] to Nitta et al). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. The examiner has considered all references listed on the Notice of References Cited, PTO-892. The examiner has considered all references cited on the Information Disclosure Statement submitted by Applicant, PTO-1449. Any inquiry concerning this communication or earlier communications from the examiner should be directed to TALIA F CRAWLEY whose telephone number is (571)270-5397. The examiner can normally be reached on Monday thru Thursday; 8:30 AM-4:30 PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Fahd A Obeid can be reached on 571-270-3324. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. The following are suggested formats for either a Certificate of Mailing or Certificate of Transmission under 37 CFR 1.8(a). The certification may be included with all correspondence concerning this application or proceeding to establish a date of mailing or transmission under 37 CFR 1.8(a). Proper use of this procedure will result in such communication being considered as timely if the established date is within the required period for reply. The Certificate should be signed by the individual actually depositing or transmitting the correspondence or by an individual who, upon information and belief, expects the correspondence to be mailed or transmitted in the normal course of business by another no later than the date indicated. Certificate of Mailing I hereby certify that this correspondence is being deposited with the United States Postal Service with sufficient postage as first class mail in an envelope addressed to: Commissioner for Patents P.O. Box 1450 Alexandria, VA 22313-1450 on __________. (Date) Typed or printed name of person signing this certificate: ________________________________________________________ Signature: ______________________________________ Certificate of Transmission by Facsimile I hereby certify that this correspondence is being facsimile transmitted to the United States Patent and Trademark Office, Fax No. (___)_____ -_________ on _____________. (Date) Typed or printed name of person signing this certificate: _________________________________________ Signature: ________________________________________ Certificate of Transmission via USPTO Patent Electronic Filing System I hereby certify that this correspondence is being transmitted via the U.S. Patent and Trademark Office (USPTO) patent electronic filing system to the USPTO on _____________. (Date) Typed or printed name of person signing this certificate: _________________________________________ Signature: ________________________________________ Please refer to 37 CFR 1.6(a)(4), 1.6(d) and 1.8(a)(2) for filing limitations concerning transmissions via the USPTO patent electronic filing system, facsimile transmissions and mailing, respectively. /TALIA F CRAWLEY/ Primary Examiner, Art Unit 3627
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Prosecution Timeline

Oct 27, 2022
Application Filed
Sep 02, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
48%
Grant Probability
74%
With Interview (+25.1%)
3y 7m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 855 resolved cases by this examiner. Grant probability derived from career allowance rate.

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