Prosecution Insights
Last updated: October 26, 2026
Application No. 18/050,805

Communication Method and Apparatus

Non-Final OA §103
Filed
Oct 28, 2022
Priority
Apr 30, 2020 — CN 202010367323.X +1 more
Examiner
KURIAN, ANDREW SHAJI
Art Unit
2464
Tech Center
2400 — Computer Networks
Assignee
Huawei Technologies Co., Ltd.
OA Round
5 (Non-Final)
79%
Grant Probability
Favorable
5-6
OA Rounds
0m
Est. Remaining
69%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allowance Rate
22 granted / 28 resolved
+20.6% vs TC avg
Minimal -10% lift
Without
With
+-9.6%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
20 currently pending
Career history
81
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
74.0%
+34.0% vs TC avg
§102
25.6%
-14.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 28 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments, filed 3/13/2026, with respect to the rejection of claims 1-13,16 and 19-22 under 35 USC § 103 have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new grounds of rejection is made in view of 35 USC § 103. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-13,16 and 19-22 are rejected under 35 U.S.C. 103 as being unpatentable over Freda et al. (US 20240348378 A1) in view of Zhou et al. (US 20230062341 A1). Regarding claim 1, Freda et al. teaches a method, performed by a terminal device, or, a chip for the terminal device, the method comprising: wherein the at least one DRX configuration comprises a respective DRX configuration corresponding to a respective service (Paragraph 133, 139, These passages teach that DRX configuration may be selected or determined based on service type and that monitoring may be mapped to a specific service) or a default DRX configuration for a broadcast based side link (SL) communication (Paragraph 83, 139, These passages teach that DRX configuration may depend on broadcast cast type and that broadcast traffic is handled distinctly), and wherein each respective service is a respective groupcast based or broadcast based SL communication (Paragraph 81, 82, 139, These passages explicitly identify broadcast and groupcast (multicast) sidelink services and link DRX configuration to cast type), wherein the first DRX configuration is the default DRX configuration (Paragraph 138, 139, These passages teach that multiple DRX configurations may exist and that one is applied depending on cast/service type, supporting application of a particular DRX configuration), the first message being used for establishing a unicast based communication between the terminal device and the another terminal device (Paragraph 84, 85, These passages explicitly teach that a Direct Communication Request is used to establish a one-to-one (unicast) communication link between two WTRUs) and the first service comprising the unicast based communication (Paragraph 82, 84, These passages teach that unicast traffic is treated as a defined service with associated QoS and link establishment procedures), wherein the first message comprises: a direct communication request (DCR) or a link establishment message (Paragraph 84, 85, These passages explicitly disclose a Direct Communication Request used in a link establishment procedure between two WTRUs). Freda et al. does not explicitly teach receiving, from a network device, at least one discontinuous reception (DRX) configuration; and receiving, from another terminal device, a first message of a first service according to a first DRX configuration. However, Zhou et al. teaches receiving, from a network device, at least one discontinuous reception (DRX) configuration (Paragraph 146, 160, These passages directly teach a UE receiving DRX configuration parameters from a network device via control signaling); and receiving, from another terminal device, a first message of a first service according to a first DRX configuration (Paragraph 169, These passages teach receiving a message from another UE over sidelink under DRX operation). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to provide receiving, from a network device, at least one discontinuous reception (DRX) configuration; and receiving, from another terminal device, a first message of a first service according to a first DRX configuration as taught by Zhou et al. in the system of Freda et al., so that it would enable the sidelink communication procedures and link establishment messaging of Freda et al. to operate under network-configured DRX behavior for improved power efficiency, coordinated sidelink monitoring, and service-specific management of broadcast, groupcast, and unicast sidelink communications. Regarding claim 2, Freda et al. teaches each DRX configuration of the at least one DRX configuration comprises one or more of: a wakeup cycle, wakeup duration, or a timer configuration (Paragraph 86, 92, 135, 138, These passages disclose that a DRX configuration includes a DRX cycle (wakeup periodicity), an on-duration timer (wakeup duration), and multiple DRX-related timers (e.g., inactivity, retransmission, HARQ RTT)). Regarding claim 3, Freda et al. teaches information about each service corresponding to the at least one DRX configuration comprises one or more of: a service identifier, or, a data packet (Paragraph 82, 83, 133, 139, These passages teach that DRX configuration is determined per service type and cast type (service identifier such as L2 ID), and that service-related information includes per-packet characteristics (data packets tagged with QoS)). Regarding claim 4, Freda et al. teaches a method, performed by a network device, or a chip for the network device, the method comprising: wherein the at least one DRX configuration comprises a respective DRX configuration corresponding to a respective service (Paragraph 133, 139, These passages teach that DRX configuration may be selected or determined based on service type and that monitoring may be mapped to a specific service) or a default DRX configuration for a broadcast based side link (SL) communication (Paragraph 83, 139, These passages teach that DRX configuration may depend on broadcast cast type and that broadcast traffic is handled distinctly), and wherein each respective service is a respective groupcast based or broadcast based SL communication (Paragraph 81, 82, 139, These passages explicitly identify broadcast and groupcast (multicast) sidelink services and link DRX configuration to cast type), the first message being used for establishing a unicast based communication between the terminal device and the another terminal device (Paragraph 84, 85, These passages explicitly teach that a Direct Communication Request is used to establish a one-to-one (unicast) communication link between two WTRUs) and the first service comprising the unicast based communication (Paragraph 82, 84, These passages teach that unicast traffic is treated as a defined service with associated QoS and link establishment procedures), wherein the first message comprises: a direct communication request (DCR) or a link establishment message (Paragraph 84, 85, These passages explicitly disclose a Direct Communication Request used in a link establishment procedure between two WTRUs). Freda et al. does not explicitly teach sending at least one discontinuous reception (DRX) configuration; and wherein the default DRX configuration is used for a terminal device to receive, from another terminal device, a first message of a first service. However, Zhou et al. teaches sending at least one discontinuous reception (DRX) configuration (Paragraph 146, 160, These passages teach transmitting DRX configuration parameters from a network device to UEs via signaling channels); and wherein the default DRX configuration is used for a terminal device to receive, from another terminal device, a first message of a first service (Paragraph 137-138, 144, 169, These passages teach that configured DRX parameters govern when a UE wakes and receives data/messages from other UEs over sidelink). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to provide sending at least one discontinuous reception (DRX) configuration; and wherein the default DRX configuration is used for a terminal device to receive, from another terminal device, a first message of a first service as taught by Zhou et al. in the system of Freda et al., so that it would enable sidelink devices establishing unicast communications through DCR or link establishment messaging to reliably monitor for and receive initial service establishment messages under predefined DRX wake-up behavior while reducing unnecessary power consumption and improving coordination of sidelink communications across broadcast, groupcast, and unicast services. Regarding claim 5, Freda et al. teaches each DRX configuration of the at least one DRX configuration comprises one or more of: a wakeup cycle, wakeup duration, or a timer configuration (Paragraph 86, 92, 135, 138, These passages disclose that a DRX configuration includes a DRX cycle (wakeup periodicity), an on-duration timer (wakeup duration), and multiple DRX-related timers (e.g., inactivity, retransmission, HARQ RTT)). Regarding claim 6, Freda et al. teaches information about each service corresponding to the at least one DRX configuration comprises one or more of: a service identifier, or, a data packet (Paragraph 82, 83, 133, 139, These passages teach that DRX configuration is determined per service type and cast type (service identifier such as L2 ID), and that service-related information includes per-packet characteristics (data packets tagged with QoS)). Regarding claim 7, Freda et al. teaches an apparatus, comprising at least one processor, coupled with a memory, wherein the at least one processor is configured to execute a computer program stored in the memory, to cause the apparatus to perform: wherein the at least one DRX configuration comprises a respective DRX configuration corresponding to a respective service (Paragraph 133, 139, These passages teach that DRX configuration may be selected or determined based on service type and that monitoring may be mapped to a specific service) or a default DRX configuration for a broadcast based side link (SL) communication (Paragraph 83, 139, These passages teach that DRX configuration may depend on broadcast cast type and that broadcast traffic is handled distinctly), and wherein each respective service is a respective groupcast based or broadcast based SL communication (Paragraph 81, 82, 139, These passages explicitly identify broadcast and groupcast (multicast) sidelink services and link DRX configuration to cast type); wherein the first DRX configuration is the default DRX configuration (Paragraph 138, 139, These passages teach that multiple DRX configurations may exist and that one is applied depending on cast/service type, supporting application of a particular DRX configuration), the first message being used for establishing a unicast based communication between the apparatus or a terminal device including the apparatus and the another terminal device (Paragraph 84, 85, These passages explicitly teach that a Direct Communication Request is used to establish a one-to-one (unicast) communication link between two WTRUs) and the first service comprising the unicast based communication (Paragraph 82, 84, These passages teach that unicast traffic is treated as a defined service with associated QoS and link establishment procedures), wherein the first message comprises: a direct communication request (DCR) or a link establishment message (Paragraph 84, 85, These passages explicitly disclose a Direct Communication Request used in a link establishment procedure between two WTRUs). Freda et al. does not explicitly teach receiving, from a network device, at least one discontinuous reception (DRX) configuration; and receiving, from another terminal device, a first message of a first service according to a first DRX configuration. However, Zhou et al. teaches receiving, from a network device, at least one discontinuous reception (DRX) configuration (Paragraph 146, 160, These passages directly teach a UE receiving DRX configuration parameters from a network device via control signaling); and receiving, from another terminal device, a first message of a first service according to a first DRX configuration (Paragraph 169, These passages teach receiving a message from another UE over sidelink under DRX operation). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to provide receiving, from a network device, at least one discontinuous reception (DRX) configuration; and receiving, from another terminal device, a first message of a first service according to a first DRX configuration as taught by Zhou et al. in the system of Freda et al., so that it would enable the sidelink communication procedures and link establishment messaging of Freda et al. to operate under network-configured DRX behavior for improved power efficiency, coordinated sidelink monitoring, and service-specific management of broadcast, groupcast, and unicast sidelink communications. Regarding claim 8, Freda et al. teaches each DRX configuration of the at least one DRX configuration comprises one or more of: a wakeup cycle, wakeup duration, or a timer configuration (Paragraph 86, 92, 135, 138, These passages disclose that a DRX configuration includes a DRX cycle (wakeup periodicity), an on-duration timer (wakeup duration), and multiple DRX-related timers (e.g., inactivity, retransmission, HARQ RTT)). Regarding claim 9, Freda et al. teaches information about each service corresponding to the at least one DRX configuration comprises one or more of: a service identifier, or, a data packet (Paragraph 82, 83, 133, 139, These passages teach that DRX configuration is determined per service type and cast type (service identifier such as L2 ID), and that service-related information includes per-packet characteristics (data packets tagged with QoS)). Regarding claim 10, Freda et al. teaches an apparatus, comprising at least one processor, coupled with a memory, wherein the at least one processor is configured to execute a computer program stored in the memory, to cause the apparatus to perform: wherein the at least one DRX configuration comprises a respective DRX configuration corresponding to a respective service (Paragraph 133, 139, These passages teach that DRX configuration may be selected or determined based on service type and that monitoring may be mapped to a specific service) or a default DRX configuration for a broadcast based side link (SL) communication (Paragraph 83, 139, These passages teach that DRX configuration may depend on broadcast cast type and that broadcast traffic is handled distinctly), and wherein each respective service is a respective groupcast based or broadcast based SL communication (Paragraph 81, 82, 139, These passages explicitly identify broadcast and groupcast (multicast) sidelink services and link DRX configuration to cast type), the first message being used for establishing a unicast based communication between the terminal device and the another terminal device (Paragraph 84, 85, These passages explicitly teach that a Direct Communication Request is used to establish a one-to-one (unicast) communication link between two WTRUs) and the first service comprising the unicast based communication (Paragraph 82, 84, These passages teach that unicast traffic is treated as a defined service with associated QoS and link establishment procedures), wherein the first message comprises: a direct communication request (DCR) or a link establishment message (Paragraph 84, 85, These passages explicitly disclose a Direct Communication Request used in a link establishment procedure between two WTRUs). Freda et al. does not explicitly teach sending at least one discontinuous reception (DRX) configuration; and wherein the default DRX configuration is used for a terminal device to receive, from another terminal device, a first message of a first service. However, Zhou et al. teaches sending at least one discontinuous reception (DRX) configuration (Paragraph 146, 160, These passages teach transmitting DRX configuration parameters from a network device to UEs via signaling channels); and wherein the default DRX configuration is used for a terminal device to receive, from another terminal device, a first message of a first service (Paragraph 137-138, 144, 169, These passages teach that configured DRX parameters govern when a UE wakes and receives data/messages from other UEs over sidelink). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to provide sending at least one discontinuous reception (DRX) configuration; and wherein the default DRX configuration is used for a terminal device to receive, from another terminal device, a first message of a first service as taught by Zhou et al. in the system of Freda et al., so that it would enable sidelink devices establishing unicast communications through DCR or link establishment messaging to reliably monitor for and receive initial service establishment messages under predefined DRX wake-up behavior while reducing unnecessary power consumption and improving coordination of sidelink communications across broadcast, groupcast, and unicast services. Regarding claim 11, Freda et al. teaches each DRX configuration of the at least one DRX configuration comprises one or more of: a wakeup cycle, wakeup duration, or a timer configuration (Paragraph 86, 92, 135, 138, These passages disclose that a DRX configuration includes a DRX cycle (wakeup periodicity), an on-duration timer (wakeup duration), and multiple DRX-related timers (e.g., inactivity, retransmission, HARQ RTT)). Regarding claim 12, Freda et al. teaches information about each service corresponding to the at least one DRX configuration comprises one or more of: a service identifier, or, a data packet (Paragraph 82, 83, 133, 139, These passages teach that DRX configuration is determined per service type and cast type (service identifier such as L2 ID), and that service-related information includes per-packet characteristics (data packets tagged with QoS)). Regarding claim 13, Freda et al. teaches establishing the unicast based communication between the terminal device and the another terminal device based on the first message (Paragraph 82, 84, 85, These passages teach that a first message (e.g., a Direct Communication Request) initiates and forms the basis for establishing a one-to-one (unicast) link between two WTRUs through negotiation and mutual authentication). Regarding claim 16, Freda et al. teaches establishing the unicast based communication between the apparatus and the another terminal device based on the first message (Paragraph 82, 84, 85, These passages teach that a first message (e.g., a Direct Communication Request) initiates and forms the basis for establishing a one-to-one (unicast) link between two WTRUs through negotiation and mutual authentication). Regarding claim 19, Freda et al. teaches the first message is a broadcast message (Paragraph 81, 83, These passages expressly identify broadcast traffic as a supported traffic type and describe broadcast traffic in terms of individual messages). Regarding claim 20, Freda et al. teaches the first message is a broadcast message (Paragraph 81, 83, These passages expressly identify broadcast traffic as a supported traffic type and describe broadcast traffic in terms of individual messages). Regarding claim 21, Freda et al. teaches the first message is a broadcast message (Paragraph 81, 83, These passages expressly identify broadcast traffic as a supported traffic type and describe broadcast traffic in terms of individual messages). Regarding claim 22, Freda et al. teaches the first message is a broadcast message (Paragraph 81, 83, These passages expressly identify broadcast traffic as a supported traffic type and describe broadcast traffic in terms of individual messages). Allowable Subject Matter The applicant could consider adding concepts directed to the two-level indication framework, such as explicitly reciting that the terminal device obtains first indication information indicating at least one receiving periodicity and at least one non-receiving periodicity, and second indication information indicating receiving and non-receiving time units within the receiving periodicity, for example via L1 and L2 indication fields or a two-level bitmap mapping that defines time-domain wakeup and sleep locations. The claim could further incorporate determining to monitor signaling and/or data only within a first time unit of a first periodicity and to enter a sleep state in a second periodicity and/or second time unit, thereby explicitly tying the DRX configuration to controlled wakeup/sleep behavior for sidelink communication. Additional concepts could include associating the indication information and/or DRX configuration with a specific resource pool, service configuration, cell, or resource allocation mode, and monitoring or transmitting only on resources within the resource pool corresponding to the indicated time units. The applicant might also add the matching/mismatching mechanism, such as determining whether a service configuration or resource pool configuration matches a first DRX configuration based on a correspondence between a DRX cycle and a service cycle, and, if mismatched, determining a second DRX configuration by adjusting a time-domain location of a wakeup time period according to one or more time-domain adjustment amounts. Further refinements could include reciting switching indications that trigger switching between a first DRX configuration and a second DRX configuration, constraining the adjusted wakeup time period to lie within a wakeup window of the service configuration, or specifying that the default DRX configuration is a broadcast-dedicated DRX configuration having a smallest DRX cycle among a plurality of predefined broadcast-dedicated DRX configurations and being used to receive or send signaling originally associated with multiple broadcast-dedicated DRX configurations, thereby more fully capturing the power-consumption and reliability balancing improvements described in the specification. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Wang et al. (US 20220232664 A1) Murray et al. (US 20220191793 A1) Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANDREW SHAJI KURIAN whose telephone number is (703)756-1878. The examiner can normally be reached Monday-Friday 8am-4pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Ricky Ngo can be reached at (571) 272-3139. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ANDREW SHAJI KURIAN/Examiner, Art Unit 2464 /IQBAL ZAIDI/Primary Examiner, Art Unit 2464
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Prosecution Timeline

Show 4 earlier events
Sep 26, 2025
Response after Non-Final Action
Oct 14, 2025
Request for Continued Examination
Oct 21, 2025
Response after Non-Final Action
Dec 15, 2025
Non-Final Rejection mailed — §103
Mar 13, 2026
Response Filed
May 19, 2026
Non-Final Rejection mailed — §103
Aug 12, 2026
Response Filed
Oct 21, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

5-6
Expected OA Rounds
79%
Grant Probability
69%
With Interview (-9.6%)
3y 5m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 28 resolved cases by this examiner. Grant probability derived from career allowance rate.

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