Prosecution Insights
Last updated: October 27, 2026
Application No. 18/051,653

TCF7L2 MEDIATED REMYELINATION IN THE BRAIN

Non-Final OA §103
Filed
Nov 01, 2022
Priority
Nov 02, 2021 — provisional 63/274,763 +1 more
Examiner
CONNORS, ALEXANDRA F
Art Unit
1634
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
University of Rochester
OA Round
3 (Non-Final)
24%
Grant Probability
At Risk
3-4
OA Rounds
3m
Est. Remaining
69%
With Interview

Examiner Intelligence

Grants only 24% of cases
24%
Career Allowance Rate
27 granted / 114 resolved
-36.3% vs TC avg
Strong +46% interview lift
Without
With
+45.5%
Interview Lift
resolved cases with interview
Typical timeline
4y 2m
Avg Prosecution
37 currently pending
Career history
164
Total Applications
across all art units

Statute-Specific Performance

§101
3.6%
-36.4% vs TC avg
§103
46.6%
+6.6% vs TC avg
§102
13.7%
-26.3% vs TC avg
§112
27.5%
-12.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 114 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. This action is in response to the papers filed August 18, 2026 and September 15, 2026. A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 09/15/2026 has been entered. Claims 1-12, 14-24, and 27-32 are pending in the application. Claims 1-12 and 14-23 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 10/17/2025. No claims have been canceled, amended or newly added. No claims have been amended, canceled or newly added as set forth in the claim set filed 08/18/2026. The examiner acknowledges previously receiving an executed Declaration under 37 C.F.R. § 1.132 executed by Dr. Steven A. Goldman on April 7, 2026 (“Goldman Declaration”), and filed on 04/10/2026. Therefore, claims 24 and 27-32 are examined on the merits. Priority Applicant’s claim for the benefit of a prior-filed provisional application 63/378,092 filed 10/03/2022 and 63/274,763 filed 11/02/2021under 35 U.S.C. 119(e) or under 35 U.S.C. 120, 121, 365(c), or 386(c) is acknowledged. Thus, the earliest possible priority for the instant application is November 02, 2021. Response to arguments Withdrawn objections/ Rejections in response to Applicants’ arguments or amendments Claim Rejections - 35 USC§ 103 The rejection of claims 24 and 27-32 under 35 U.S.C. 103 as being unpatentable over Pol (Experimental Neurology, Volume 247, September 2013, Pages 694-702) in view of Ye (Nature Neuroscience volume 12, pages 829–838 (2009); IDS Reference) as evidenced by Megason (Development (2002) 129 (9): 2087–2098) and Zhang (Feb 2021, The Journal of Neuroscience, 41(8):1650–1664; IDS Reference) and Slutsky (Vol. 278, No. 11, Issue of March 14, pp. 8960–8968, 2003) is withdrawn. Applicant’s arguments and amendments filed 09/15/2026 and 08/18/2026 have been considered. In light of the filing of a RCE, the references have been considered and Pol is no longer the primary reference utilized. A new rejection has been made to better address all limitations within the claims. A response to Applicant’s arguments with regard to a withdrawn rejection is moot. New objections/ Rejections in response to Applicants’ arguments or amendments Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 24 and 27-31 are rejected under 35 U.S.C. 103 as being unpatentable over Goldman (WO; IDS Reference) in view of Li (Int J Clin Exp Med 2011;4(4):241-251) Regarding claim 24, Goldman teaches a gene expression vector construct which comprises a nucleic acid which encodes TCFL72 as a modulator of glial cell differentiation under a Ef1a promoter (Claim 1, para. 0006, 0021, 0064, 0158). However, Goldman does not teach that the promoter is a glial specific cell promoter. Li teaches a PDGFRA promoter which has strong promoter activity in CG4, a rat brain-derived O-2A progenitor cell line (p. 245, 2nd column). It would have been obvious to one of ordinary skill in the art at the time of the effective filing date to have a construct encoding TCFL72 which comprises a PDGFRA promoter (i.e. glial specific promoter) with a reasonable expectation of success. An artisan would be motivated to utilize a glial specific promoter such as PDGFRA as it is shown that the promoter has strong activity in an O-2A progenitor cell Line and TCFL72 is utilized to modulate oligodendrocyte differentiation. Regarding claim 27-28, the combination of Goldman and Li make obvious claim 24. Moreover, Goldman teaches that the modulators are packaged into a therapeutic expression vector such as denovirus vectors, adeno-associated virus vectors, retrovirus vectors, lentivirus vectors, or herpes virus vectors (para. 0064). Regarding claims 29 and 30, the combination of Goldman and Li make obvious claim 24. The limitation of “administered to a subject with a glial progenitor cell-targeted fusogen or a glial cell progenitor cell-selective surface binding moiety” is an intended use or purpose for the construct. For product claims, intended purpose/use does not provide patentable weight unless it provides any structure limitation. See MPEP2111.02 Regarding claims 31, the combination of Goldman and Li make obvious claim 24. Moreover, Goldman teaches cells transfected with plasmid constructs (para. 0158). Therefore, the invention would have been obvious to one of ordinary skill in the art at the time of the effective filing date. Claims 32 are rejected under 35 U.S.C. 103 as being unpatentable over Goldman (WO; IDS Reference) in view of Li (Int J Clin Exp Med 2011;4(4):241-251) as applied to claim 24, and in further view of Pol (Experimental Neurology, Volume 247, September 2013, Pages 694-702) As discussed above, the combination of Goldman and Li make obvious a construct with a PDGFRA promoter and a nucleic acid encoding TCFL72. However, these references do not teach a glial specific enhancer. Pol teaches a lentiviral vector comprising a nucleic acid molecule for a gene SOX10-MCS5 glial cell specific enhancer, which directs reporter expression to oligodendrocyte lineage cells in mouse and zebrafish (i.e. enhancer for a gene selectively or specifically expressed by glial progenitor cells) which dynamically identifies live human oligodendrocyte precursor cells (OPCs) (Abstract, Fig 1a). It would have been obvious to one of ordinary skill in the art at the time of the effective filing date to additionally include a glial specific enhancer as taught by Pol with the construct comprising a glial specific promoter as taught by Goldman and Li with a reasonable expectation of success. An artisan would have been motivated to do so as it would increase the selectivity of the vector to oligodendrocyte progenitor cells as Pol teaches constructs comprising such an enhancer dynamically identify live human oligodendrocyte precursor cells. Therefore, the invention would have been obvious to one of ordinary skill in the art at the time of the effective filing date. Conclusion No claims are allowed. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ALEXANDRA CONNORS whose telephone number is (571)272-7010. The examiner can normally be reached Monday - Friday (9AM-5PM). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, MARIA LEAVITT can be reached on (571) 272-1085. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ALEXANDRA F CONNORS/Examiner, Art Unit 1634 /MARIA G LEAVITT/Supervisory Patent Examiner, Art Unit 1634
Read full office action

Prosecution Timeline

Show 2 earlier events
Jan 13, 2026
Non-Final Rejection mailed — §103
Apr 10, 2026
Response after Non-Final Action
Apr 10, 2026
Response Filed
Jul 14, 2026
Final Rejection mailed — §103
Aug 18, 2026
Response after Non-Final Action
Sep 15, 2026
Request for Continued Examination
Sep 16, 2026
Response after Non-Final Action
Oct 01, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
24%
Grant Probability
69%
With Interview (+45.5%)
4y 2m (~3m remaining)
Median Time to Grant
High
PTA Risk
Based on 114 resolved cases by this examiner. Grant probability derived from career allowance rate.

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