Office Action Predictor
Last updated: April 16, 2026
Application No. 18/053,749

POSITIVE ELECTRODE ACTIVE MATERIAL AND POSITIVE ELECTRODE PLATE FOR ALL-SOLID-STATE LITHIUM SECONDARY BATTERY, ALL-SOLID-STATE LITHIUM SECONDARY BATTERY, AND APPARATUS

Non-Final OA §103
Filed
Nov 08, 2022
Examiner
RUTHKOSKY, MARK
Art Unit
1785
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Jiangsu Contemporary Amperex Technology Limited
OA Round
3 (Non-Final)
58%
Grant Probability
Moderate
3-4
OA Rounds
4y 2m
To Grant
63%
With Interview

Examiner Intelligence

Grants 58% of resolved cases
58%
Career Allow Rate
31 granted / 53 resolved
-6.5% vs TC avg
Minimal +4% lift
Without
With
+4.4%
Interview Lift
resolved cases with interview
Typical timeline
4y 2m
Avg Prosecution
11 currently pending
Career history
64
Total Applications
across all art units

Statute-Specific Performance

§103
51.6%
+11.6% vs TC avg
§102
23.5%
-16.5% vs TC avg
§112
21.7%
-18.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 53 resolved cases

Office Action

§103
DETAILED ACTION Response to Amendment Applicant’s amendment filed 10/21/2025 has been entered. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1, 4, 5 and 6 are rejected under 35 U.S.C. 103 as being obvious over Kim et al. (KR 102047256B1), as evidenced by Vedantu Website (hittps://www.vedantu.com/jee-main/chemistry- sodium-thiosulphate). Regarding Claims 1 and 4, Kim teaches a positive electrode active material for all-solid-state lithium secondary battery (abstract, [0157]), comprising a positive electrode active substance and a sodium thiosulfate coating layer coating a surface of the positive electrode active substance (abstract, [0078], [0011], claim 7, example 1-8; example 2-4; example 3-4; example 5-4; example 6-4; example 7-4; example 9-1, 2, 3, 4; Formula 23). According to Kim invention, through the thio-coating, chemical stability of the lithium metal oxide particles is improved and surface by-products are reduced. Annotated Formula 23 below for the structure of sodium thiosulfate: PNG media_image1.png 202 554 media_image1.png Greyscale Kim teaches does not explicitly teach the sodium thiosulfate coating layer is a continuous amorphous membrane layer on the surface of the positive electrode active substance, however it is well known in the art sodium thiosulfate becomes amorphous when it is rapidly heated above its melting point (the m.p of Na2S2O3 . x H2O is around 48.3 °C (118.9 °F; 321.4 K) - Vedantu Website). Kim anticipates the sodium thiosulfate coating layer as it will be an amorphous membrane layer on the surface of the positive electrode active substance since Kim teaches a method of making the positive electrode active material with a sodium thiosulfate coating layer where the final product is dried under vacuum from 200 °C to 300 °C for 24 hours ([0167]), which is a temperature much higher that the melting point of sodium thiosulfate. Kim does not teach a mass percentage of the sodium thiosulfate coating layer in the positive electrode active material is 3% to 30% or 3% to 30%, as claimed in claim 4. Kim teaches a mass percentage of the sodium thiosulfate coating layer in the positive electrode active material is about 0.005 % to 2% ({0055]) when chemical stability of the lithium metal oxide particles is improved and surface by-products are reduced. A prima facie case of obviousness exists where the claimed ranges or amounts do not overlap with the prior art but are merely close. (See MPEP 2144.05(1), Titanium Metals Corp. of America v. Banner, 778 F.2d 775, 783, 227 USPQ 773, 779 (Fed. Cir. 1985)). The teaching of about 2% of thiosulfate is close to the claimed endpoint of 3% to establish a prima facie case of obviousness [MPEP 2144.05(1)]. Further, it would have been obvious to one of ordinary skill in the art to increase the amount of thiosulfate in order to suppress side reactions with the electrolyte while maintaining the stability of the layered structure of the lithium metal oxide particles. Kim teaches that the thio-coating may increase the structure or crystal stability, thereby significantly improving the stability and capacity/output retention characteristics of the positive electrode active material (about paragraphs 60-65). One skilled in the art would be motivated to try larger amount of thiosulfate to reduce surface by-products and improve the chemical stability of the lithium metal oxide particles (see MPEP 2143 I, E citing KSR, 550 U.S. at 421, 82 USPQ2d at 1397.) Regarding Claim 5, Kim teaches all the limitations of claim 1 as discussed above. Kim further teaches the positive electrode active substance is selected from at least one of lithium metal oxides with an olivine structure, lithium metal oxides with a layered structure ((0053]), lithium metal oxides with a spinel structure, or modified materials of the foregoing materials. Regarding Claim 6, Kim teaches all the limitations of claim 1 as discussed above. Kim further teaches wherein the positive electrode active substance is selected from at least one of Li(1+x3)Ni[1-(y3+z3)]Coy3M"z3O2, is selected from at least one of Mn, Al, Mg, and Ti (Table 1, [0170] example 1-8, example 2-4, example 3-4, example 4-5, example 6-4, example 7-4, example 9-1, 2, 3, 4). Claim 3 is rejected under 35 U.S.C. 103 as being obvious over Kim et al. (KR102047256B1, cited in IDS, see machine translation). Regarding claim 3, Kim teaches all the limitations of claim 1 as discussed above. Kim does not explicitly teach a coating rate of the sodium thiosulfate coating layer on the surface of the positive electrode active substance at least 95%. Kim teaches a method of coating a layer of thiosulfate compound on the surface of lithium metal oxide particles to maintain the stability of the layered structure of the lithium metal oxide particles while suppressing side reactions with the electrolyte ({0122]), comprising: a step of preparing lithium metal oxide particles; and a step of washing the lithium metal oxide particles with a washing solution comprising sodium thiosulfate (claim 14) and forming a coating layer, a ligand bond, or a complex bond on the surface of the lithium metal oxide particles. 1 kg of pure water (deionized water, DIW) was placed in a 2L reactor to fully remove dissolved oxygen in pure water by nitrogen bubbling for 30 minutes, and then the weight of the thio-based compound (e.g., sodium thiosulfate) of Table 1 with respect to lithium metal oxide. It was added to and stirred for 30 minutes. Then, after stirring at a speed of 300 rpm for 30 minutes in a nitrogen atmosphere with a lithium metal oxide of Table 1 as a cathode active material of 1 kg, it was filtered under reduced pressure using a Buchner funnel. The filtered lithium metal oxide was dried under vacuum at 200 °C to 300 °C for 24 hours, and classified into 325 mesh to obtain a final lithium metal oxide. According to Kim the thiosulfate coating layer is formed substantially over the entire surface of the lithium metal oxide particles, and a coating layer formed over a portion of the surface of the lithium metal oxide particles ([0078]). Applicant teaches a method of preparation of the positive electrode active material where in a dry argon atmosphere, a raw material of a positive electrode active substance and a raw material of sodium thiosulfate were mixed in a specific mass ratio, and then the mixture was ball-milled and dried to obtain a positive electrode active material (instant specification: [0041]), the vacuum dry temperature may be 40 °C to 47 °C, instant specification: [0047]). Therefore, based on the method of making the positive electrode active material taught by Kim being similar to the method disclosed by the applicant, one of ordinary skilled in the art, before the effective filing date of the claimed invention, would reasonably expect the coating rate of the sodium thiosulfate coating layer of Kim on the surface of the positive electrode active substance to be at least 95%. Claim 7, 8, 9, and 10 are rejected under 35 U.S.C. 103 as being obvious over Kim et al. (KR 102047256B1), cited in IDS, see machine translation), in view of Kimura et al. (US 2010/0112456A1). Regarding Claim 7, Kim teaches all the limitations of claim 1 as discussed above. Kim further teaches a positive electrode current collector and a positive electrode active substance layer disposed on at least one surface of the positive electrode current collector ([0144]). Kim does not teach wherein the positive electrode active substance layer comprises a solid-state electrolyte. Kimura, from the same field of endeavor, teaches a solid state battery having a positive electrode composite material layer and a negative electrode composite material layer comprising a sulfide glass (abstract, Figure 1) and a manufacturing method thereof. The sulfide glass and the positive electrode active material are pressure-formed and in contact with each other ({0010]). The solid state battery having this configuration allows viscous sulfide glass to reduce or prevent the destruction of an ion conduction network that is otherwise caused when the battery is charged/discharged, as an active material expands and shrinks ([0012]) assuring the manufacturing of a solid state battery excellent in pressure formability ({0014]). It would have been obvious to one of having ordinary skill in the art before the effective filing date of the claimed invention to have added to the all-solid-state battery from KIM the solid- state electrolyte from Kimura in order allow viscous sulfide glass to reduce or prevent the destruction of an ion conduction network that is otherwise caused when the battery is charged/discharged, as an active material expands and shrinks ([0012]) assuring the manufacturing of a solid state battery excellent in pressure formability ({0014]). Regarding Claim 8, modified Kim teaches all the limitations of claim 7 as discussed above. Modified Kim teaches all-solid-state lithium secondary battery, wherein the solid-state electrolyte is a sulfide solid-state electrolyte Kimura, Figure 1: 30, claim 3). Regarding Claim 9, modified Kim discloses all of the claim limitations as set forth above. Modified Kim teaches an all-solid-state lithium secondary battery, comprising a positive electrode plate, a negative electrode plate, and a solid-state electrolyte membrane disposed between the positive electrode plate and the negative electrode plate (Kimura: Figure 1, 10, 20, 30). Regarding Claim 10, modified Kim discloses all of the claim limitations as set forth above. Modified Kim teaches an all-solid-state lithium secondary battery wherein the all-solid-state lithium secondary battery is used as a power source of an apparatus or an energy storage unit of an apparatus (KIM: [0002]). Response to Arguments Applicant's arguments have been fully considered but they are not persuasive. Applicant argues that Kim does not teach a mass percentage of the sodium thiosulfate coating layer in the positive electrode active material is 3% to 30% or 3% to 30%, as claimed in claim 4. Applicant’s arguments with respect to claim(s) 1 and 4 have been considered but are not persuasive. New grounds of rejection are noted citing the obviousness of the amount of additive. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Mark Ruthkosky whose telephone number is (571)272-1291. The examiner can normally be reached IFP. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Gregory Tryder, can be reached at 571-272-1291. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MARK RUTHKOSKY/Supervisory Patent Examiner, Art Unit 1785
Read full office action

Prosecution Timeline

Nov 08, 2022
Application Filed
Feb 06, 2025
Non-Final Rejection — §103
May 11, 2025
Response Filed
Sep 09, 2025
Final Rejection — §103
Sep 28, 2025
Response after Non-Final Action
Oct 21, 2025
Request for Continued Examination
Oct 22, 2025
Response after Non-Final Action
Feb 21, 2026
Non-Final Rejection — §103
Mar 31, 2026
Response Filed

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12573631
LITHIUM ION SECONDARY BATTERY
2y 5m to grant Granted Mar 10, 2026
Patent 12562438
POWER STORAGE DEVICE
2y 5m to grant Granted Feb 24, 2026
Patent 12531270
ELECTROLYTE SOLUTION FOR NON-AQUEOUS ELECTROLYTE SECONDARY BATTERY, AND NON-AQUEOUS ELECTROLYTE SECONDARY BATTERY
2y 5m to grant Granted Jan 20, 2026
Patent 12489149
SECONDARY BATTERY
2y 5m to grant Granted Dec 02, 2025
Patent 12463198
NEGATIVE ELECTRODE ACTIVE MATERIAL FOR NON-AQUEOUS ELECTROLYTE SECONDARY BATTERY AND MANUFACTURING METHOD THEREOF
2y 5m to grant Granted Nov 04, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

3-4
Expected OA Rounds
58%
Grant Probability
63%
With Interview (+4.4%)
4y 2m
Median Time to Grant
High
PTA Risk
Based on 53 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in for Full Analysis

Enter your email to receive a magic link. No password needed.

Free tier: 3 strategy analyses per month