Prosecution Insights
Last updated: April 19, 2026
Application No. 18/059,665

DYNAMIC UPDATING OF SUBBAND FULL DUPLEX SLOTS AND SYMBOLS

Final Rejection §102
Filed
Nov 29, 2022
Examiner
PHAM, NHU
Art Unit
2479
Tech Center
2400 — Computer Networks
Assignee
Qualcomm Incorporated
OA Round
2 (Final)
90%
Grant Probability
Favorable
3-4
OA Rounds
3y 2m
To Grant
99%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allow Rate
17 granted / 19 resolved
+31.5% vs TC avg
Moderate +12% lift
Without
With
+12.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
21 currently pending
Career history
40
Total Applications
across all art units

Statute-Specific Performance

§101
3.5%
-36.5% vs TC avg
§103
52.0%
+12.0% vs TC avg
§102
36.0%
-4.0% vs TC avg
§112
8.5%
-31.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 19 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant’s arguments with respect to claims 1 and 23 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. The Applicant argues that Panasonic fails to describe “modifying one or more scheduled downlink communications based on the second configuration indicating the change from the at least one SBFD symbol/slot format to the different SBFD symbol/slot format”. The Examiner respectfully disagrees. Panasonic discloses an SBFD aware UE is configured with a new semi-static symbol/slot format that overwrites previously defined legacy downlink symbols with uplink or flexible symbols. Be redefining the direction of those symbols, the UE modifies previously scheduled downlink communications because the originally scheduled DL transmissions can no longer occur in symbols that are reconfigured as UL or flexible. Thus, the new configuration causes the UE to modify its scheduled downlink operation based on a change from one symbol/slot format to a different symbol/slot format in Page 4. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-6,8-13,15-28,30 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Panasonic (“Discussion on subband non-overlapping full duplex”, 3GPP TSG RAN WG1 #111; R1-2211876; November 14th – 18th, 2022; Pages 1-9). Regarding claim 1, Panasonic discloses: A method of wireless communication performed by a user equipment (UE), the method comprising: receiving, from a network unit, a first configuration indicating time location and frequency location for a network side subband full duplex (SBFD) mode of operation, wherein the time location indicates at least one SBFD symbol or slot (SBFD symbol/slot) format (Page 3: 2.1.4 Subband time location indication: For SBFD operation, gNB needs to be able to configure different transmission directions to different UEs on the same symbol or slot. By Rel-15/16/17 specifications, cell common transmission direction is configured by SIB and different direction to different UEs can be realized by UE-dedicated RRC slot format configuration or a group common PDCCH (DCI 2_0)) and the frequency location indicates a plurality of downlink and uplink subbands or a plurality of uplink subbands and guard bands (Page 3: 2.1.4 Subband time location indication: Proposal 6: Frequency location of subbands types other than UL subband (i.e., DL subband, guard band if supported) is also explicitly indicated); and receiving, from the network unit, a second configuration indicating a change from the at least one SBFD symbol/slot format to a different SBFD symbol/slot format; (Page 5: 2.2.1 Configured UL transmission: if the SBFD time pattern changes, reconfiguration of configured UL transmission is needed for new alignment, which increases the signaling overhead. Note that this issue does not happen when SBFD operation is carried out in Flexible symbol/slot as configured UL transmission is disabled in Flexible symbol/slots; Page 4: Proposal 8: Consider to introduce a new semi-static slot format for Rel-18 (and beyond) where the legacy semi-static DL symbol/slot can be re-configured as UL or Flexible symbol/slot.) and modifying one or more scheduled downlink communications based on the second configuration indicating the change from the at least one SBFD symbol/slot format to the different SBFD symbol/slot format. (Page 4: In order not to change the legacy cell-common semi-static slot format, SBFD aware UE can be configured with a new semi-static symbol/slot format where the legacy DL symbol/slot can be overwritten to a UL or Flexible symbol/slot. With such approach, the SBFD operation between legacy UE and SBFD aware UE becomes possible.) Regarding claims 2, 24, Panasonic discloses: wherein the at least one SBFD symbol/slot is configured in a legacy downlink symbol/slot or flexible symbol/slot. (Page 1: 2.1.1 Transparent and non-transparent SBFD operation: Regarding the relationship between SBFD operation and symbol type, the following operations were discussed. SBFD operation in legacy DL symbols SBFD operation in legacy flexible symbols SBFD operation in legacy UL symbols (2nd priority as per RAN guidance)) Regarding claims 3,25, Panasonic discloses: wherein the at least one SBFD symbol/slot is configured on a legacy downlink symbol/slot or a legacy flexible symbol/slot (Page 1: 2.1.1 Transparent and non-transparent SBFD operation: Regarding the relationship between SBFD operation and symbol type, the following operations were discussed. SBFD operation in legacy DL symbols SBFD operation in legacy flexible symbols SBFD operation in legacy UL symbols (2nd priority as per RAN guidance)) and is treated as a fixed SBFD configuration with a plurality of downlink and uplink subbands. (Page 1: 2.1.1 Transparent and non-transparent SBFD operation: Both time and frequency locations of subbands for SBFD operation are known to SBFD aware UEs.) Regarding claims 4, 26, Panasonic discloses: further comprising applying the first configuration to one or more component carriers. (Page 2: 2.1.3 Subband frequency location indication: DL/UL subband includes any intra or inter carrier guard band) Regarding claims 5, 27, Panasonic discloses: wherein the plurality of downlink and uplink subbands or the plurality of uplink subbands and guard bands are within a time-division duplex (TDD) carrier. (Page 4: 2.1.4 Subband time location indication: The new Rel-18 semi-static slot format can be configured in two ways: in a cell-common manner using a new parameter such as tdd-UL-DL-ConfigurationCommon-r18; or in a UE-dedicated manner reusing the existing parameter tdd-UL-DL-ConfigurationDedicated.) Regarding claims 6,28, Panasonic discloses: further comprising: applying the second configuration after a gap time period following the receiving the second configuration. (Page 6-7: 2.2.3 Timing alignment: NTA,offset can be used for switching gap from UL symbol to DL symbol at gNB. For option 1, zero value of NTA,offset is applied for both SBFD UL symbols and normal UL symbols. For option 2, zero value of NTA,offset is applied for SBFD UL symbols and non-zero value of NTA,offset is applied for normal UL symbols. For option 3, non-zero value of NTA,offset is commonly applied for both SBFD UL symbols and normal UL symbols.) Regarding claims 8, 13, 30, Panasonic discloses: wherein the modifying comprises cancelling one or more scheduled downlink communications except physical downlink control channel (PDCCH) communications based, at least in part, on the second configuration indicating the change to a legacy downlink symbol/slot. (Page 4: 2.1.4 Subband time location indication: As a result, SBFD operation at cell level is made possible, by transmitting DL and receiving UL at the same time over “D->U” symbols. Instead of “D->U” using tdd-UL-DL-ConfigurationCommon-r18, “D->F” is also possible… UE may be scheduled with DL reception within the UL subband in the SBFD symbol (e.g., inherently PDCCH) Regarding claim 9, Panasonic discloses: further comprising: receiving, from the network unit, a third configuration comprising a parameter set associated with downlink communication based, at least in part, on the second configuration indicating the change to a legacy downlink symbol/slot. (Page 4: 2.1.4 Subband time location indication: The following figure shows one example of using cell-common signalling, where both parameters, tdd-UL-DL-ConfigurationCommon and tdd-UL-DL-ConfigurationCommon-r18, are broadcast by SIB, configuring slot formats for a periodicity of 5 slots. Rel-15/16/17 UEs recognize tdd-UL-DL-ConfigurationCommon, and obtain the slot format as DDDDU. On the other hand, SBFD aware UEs may recognize both parameters, and obtain a different slot format from tdd-UL-DL-ConfigurationCommon-r18 as DUUUU. As a result, SBFD operation at cell level is made possible, by transmitting DL and receiving UL at the same time over “D->U” symbols. Instead of “D->U” using tdd-UL-DL-ConfigurationCommon-r18, “D->F” is also possible.) Regarding claim 10, Panasonic discloses: further comprising: receiving, from the network unit, a third configuration comprising a parameter set associated with uplink communication based, at least in part, on the second configuration indicating the change to a legacy uplink symbol/slot. (Page 4: 2.1.4 Subband time location indication: The following figure shows one example of using cell-common signalling, where both parameters, tdd-UL-DL-ConfigurationCommon and tdd-UL-DL-ConfigurationCommon-r18, are broadcast by SIB, configuring slot formats for a periodicity of 5 slots. Rel-15/16/17 UEs recognize tdd-UL-DL-ConfigurationCommon, and obtain the slot format as DDDDU. On the other hand, SBFD aware UEs may recognize both parameters, and obtain a different slot format from tdd-UL-DL-ConfigurationCommon-r18 as DUUUU. As a result, SBFD operation at cell level is made possible, by transmitting DL and receiving UL at the same time over “D->U” symbols. Instead of “D->U” using tdd-UL-DL-ConfigurationCommon-r18, “D->F” is also possible.) Regarding claim 11, Panasonic discloses: wherein the modifying comprises: cancelling one or more scheduled downlink communications based, at least in part, on the second configuration indicating the change to a legacy flexible symbol/slot; (Page 5-6: 2.2.1 Configured UL transmission: the configured UL transmission can be associated with an applicable symbol type (e.g. SBFD symbol vs. normal UL symbol), such that UE will skip the UL transmission instance if it is not overlapping with the applicable symbol type.) Regarding claim 15, Panasonic discloses: further comprising: receiving, from the network unit, a third configuration comprising a parameter set associated with downlink communication based, at least in part, on the second configuration indicating the change to a legacy flexible symbol/slot. (Page 4: The new Rel-18 semi-static slot format can be configured in two ways: in a cell-common manner using a new parameter such as tdd-UL-DL ConfigurationCommon-r18; or in a UE-dedicated manner reusing the existing parameter tdd-UL-DL-ConfigurationDedicated. Note that for the former case, although it is a cell common signaling, it would not be visible to Rel-15/16/17 UEs (meaning no impact to legacy UE configuration) because it is a newly introduced parameter in SIB.) Regarding claim 15, Panasonic discloses: wherein the change is from the SBFD symbol/slot to at least one of an initial radio resource control (RRC) configured symbol/slot or a symbol/slot format associated with a slot format indicator (SFI). (Page 3: 2.1.4 Subband time location indication: For SBFD operation, gNB needs to be able to configure different transmission directions to different UEs on the same symbol or slot. By Rel-15/16/17 specifications, cell common transmission direction is configured by SIB and different direction to different UEs can be realized by UE-dedicated RRC slot format configuration or a group common PDCCH (DCI 2_0). The following Figure 2 illustrates one example of using UE-dedicated RRC to configure different transmission directions. Note that the existing signalling schemes can only overwrite semi-static Flexible symbol/slot of SIB.) Regarding claim 16, Panasonic discloses: wherein the initial RRC configured symbol/slot is a RRC configured common downlink symbol/slot or a RRC configured dedicated downlink symbol/slot. (For SBFD operation, gNB needs to be able to configure different transmission directions to different UEs on the same symbol or slot. By Rel-15/16/17 specifications, cell common transmission direction is configured by SIB and different direction to different UEs can be realized by UE-dedicated RRC slot format configuration or a group common PDCCH (DCI 2_0). The following Figure 2 illustrates one example of using UE-dedicated RRC to configure different transmission directions. Note that the existing signalling schemes can only overwrite semi-static Flexible symbol/slot of SIB.) Regarding claim 17, Panasonic discloses: wherein the initial RRC configured symbol/slot is a RRC configured flexible symbol/slot. (For SBFD operation, gNB needs to be able to configure different transmission directions to different UEs on the same symbol or slot. By Rel-15/16/17 specifications, cell common transmission direction is configured by SIB and different direction to different UEs can be realized by UE-dedicated RRC slot format configuration or a group common PDCCH (DCI 2_0). The following Figure 2 illustrates one example of using UE-dedicated RRC to configure different transmission directions. Note that the existing signalling schemes can only overwrite semi-static Flexible symbol/slot of SIB.) Regarding claim 18, Panasonic discloses: wherein the RRC configured symbol/slot is a RRC configured common uplink symbol/slot or a RRC configured dedicated uplink symbol/slot. (Page 3: 2.1.4 Subband time location indication: The following Figure 2 illustrates one example of using UE-dedicated RRC to configure different transmission directions. Note that the existing signalling schemes can only overwrite semi-static Flexible symbol/slot of SIB.) Regarding claim 19, Panasonic discloses: wherein the change is from at least one of an initial radio resource control (RRC) configured downlink symbol/slot or a symbol/slot format associated with a slot format indicator (SFI) to an RRC configured uplink symbol/slot. ((Page 4: 2.1.4 Subband time location indication: The following figure shows one example of using cell-common signalling, where both parameters, tdd-UL-DL-ConfigurationCommon and tdd-UL-DL-ConfigurationCommon-r18, are broadcast by SIB, configuring slot formats for a periodicity of 5 slots. Rel-15/16/17 UEs recognize tdd-UL-DL-ConfigurationCommon, and obtain the slot format as DDDDU. On the other hand, SBFD aware UEs may recognize both parameters, and obtain a different slot format from tdd-UL-DL-ConfigurationCommon-r18 as DUUUU. As a result, SBFD operation at cell level is made possible, by transmitting DL and receiving UL at the same time over “D->U” symbols. Instead of “D->U” using tdd-UL-DL-ConfigurationCommon-r18, “D->F” is also possible. Then the symbol used for SBFD operation for SBFD aware UEs is F symbol and the transmission direction can be determined dynamic manner based on SFI or dedicated DCI, which would be one simple way to realize the Option 2 (i.e. The SBFD aware UE may be scheduled with DL reception within the UL subband in the SBFD symbol) mentioned in Section 2.1.2.) Regarding claim 20, Panasonic discloses: wherein the change is from at least one of an initial radio resource control (RRC) configured uplink symbol/slot or a symbol/slot format associated with a slot format indicator (SFI) to an RRC configured downlink symbol/slot. ((Page 4: 2.1.4 Subband time location indication: The following figure shows one example of using cell-common signalling, where both parameters, tdd-UL-DL-ConfigurationCommon and tdd-UL-DL-ConfigurationCommon-r18, are broadcast by SIB, configuring slot formats for a periodicity of 5 slots. Rel-15/16/17 UEs recognize tdd-UL-DL-ConfigurationCommon, and obtain the slot format as DDDDU. On the other hand, SBFD aware UEs may recognize both parameters, and obtain a different slot format from tdd-UL-DL-ConfigurationCommon-r18 as DUUUU. As a result, SBFD operation at cell level is made possible, by transmitting DL and receiving UL at the same time over “D->U” symbols. Instead of “D->U” using tdd-UL-DL-ConfigurationCommon-r18, “D->F” is also possible. Then the symbol used for SBFD operation for SBFD aware UEs is F symbol and the transmission direction can be determined dynamic manner based on SFI or dedicated DCI, which would be one simple way to realize the Option 2 (i.e. The SBFD aware UE may be scheduled with DL reception within the UL subband in the SBFD symbol) mentioned in Section 2.1.2.) Regarding claim 21, Panasonic discloses: wherein the second configuration indicates a change in at least one of a size of the downlink subbands, a size of the uplink subbands, or a size of the guard bands. (Page 3: 2.1.3 Subband frequency location indication: For semi-static configuration of subband frequency locations, to reuse RB set configuration can be considered. For RB set, frequency domain resources for each subband can be semi-statically configured by UE-specific RRC signalling (i.e., IntraCellGuardBandsPerSCS). Guard bands between subbands can also be configured. Subbands and guard bands consist of 1 RB or a set of consecutive RBs. Thus, the functionality and the configuration of RB set can be basically reused except that the configuration is sent over UE-specific signalling.) Regarding claim 22, Panasonic discloses: further comprising: monitoring for the second configuration in group-common downlink control information (DCI) or a medium access control control (MAC-CE) communication; not detecting the second configuration in the group-common DCI or the MAC-CE communication; (Page 3: 2.1.4 Subband time location indication: For SBFD operation, gNB needs to be able to configure different transmission directions to different UEs on the same symbol or slot. By Rel-15/16/17 specifications, cell common transmission direction is configured by SIB and different direction to different UEs can be realized by UE-dedicated RRC slot format configuration or a group common PDCCH (DCI 2_0). The following Figure 2 illustrates one example of using UE-dedicated RRC to configure different transmission directions. Note that the existing signalling schemes can only overwrite semi-static Flexible symbol/slot of SIB.) reserving resources associated with one or more flexible SBFD symbols/slots; (Page 4: 2.1.4 Subband time location indication: Observation 1: It is not sufficient to operate SBFD only over legacy semi-static Flexible symbol/slot. Method to utilize legacy semi-static DL symbol/slot should be studied.) receiving at least one of a physical downlink shared channel (PDSCH) communication or a channel state information reference signal (CSI-RS); wherein the modifying comprises: cancelling one or more scheduled downlink communications (Page 4: In order not to change the legacy cell-common semi-static slot format, SBFD aware UE can be configured with a new semi-static symbol/slot format where the legacy DL symbol/slot can be overwritten to a UL or Flexible symbol/slot. With such approach, the SBFD operation between legacy UE and SBFD aware UE becomes possible.); and cancelling one or more scheduled uplink communications. (Page 4: 2.1.4 Subband time location indication: The new Rel-18 semi-static slot format can be configured in two ways: in a cell-common manner using a new parameter such as tdd-UL-DL-ConfigurationCommon-r18; or in a UE-dedicated manner reusing the existing parameter tdd-UL-DL-ConfigurationDedicated. Note that for the former case, although it is a cell common signaling, it would not be visible to Rel-15/16/17 UEs (meaning no impact to legacy UE configuration) because it is a newly introduced parameter in SIB. For the latter case, on the other hand, gNB has flexibility to select which UE to configure.) Regarding claim 23 depending on claim 1, Panasonic discloses: A user equipment (UE) comprising: a memory; a transceiver; and at least one processor coupled to the memory and the transceiver (Note: processor, memory, and transceiver are inherently included in the UE) Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to NHU PHAM whose telephone number is (703)756-4511. The examiner can normally be reached Monday - Friday: 8:30 am - 5 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jae Y. Lee can be reached at (571) 270-3936. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /NHU PHAM/Examiner, Art Unit 2479 /JAE Y LEE/Supervisory Patent Examiner, Art Unit 2479
Read full office action

Prosecution Timeline

Nov 29, 2022
Application Filed
Jun 03, 2025
Non-Final Rejection — §102
Aug 20, 2025
Response Filed
Mar 04, 2026
Final Rejection — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12574832
METHOD AND SYSTEM FOR PROVIDING BACK-OFF TIMER TO UES DURING NETWORK SLICE ADMISSION CONTROL
2y 5m to grant Granted Mar 10, 2026
Patent 12574161
METHOD AND APPARATUS FOR DETERMINING TIME DENSITY RELATED TO PT-RS IN NR V2X
2y 5m to grant Granted Mar 10, 2026
Patent 12550033
COMMUNICATION METHOD, APPARATUS, AND SYSTEM
2y 5m to grant Granted Feb 10, 2026
Patent 12519698
METAVERSE END-TO-END (E2E) NETWORK ARCHITECTURE
2y 5m to grant Granted Jan 06, 2026
Patent 12513622
POWER CONTROL METHOD AND DEVICE
2y 5m to grant Granted Dec 30, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

3-4
Expected OA Rounds
90%
Grant Probability
99%
With Interview (+12.5%)
3y 2m
Median Time to Grant
Moderate
PTA Risk
Based on 19 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month