Prosecution Insights
Last updated: October 27, 2026
Application No. 18/060,560

Cathode for All-Solid-State Battery Comprising Coating Layer-Formed Cathode Active Material and Manufacturing Method Thereof

Non-Final OA §102§103
Filed
Nov 30, 2022
Priority
Apr 19, 2022 — RE 10-2022-0047923
Examiner
RUTHKOSKY, MARK
Art Unit
1785
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Kia Corporation
OA Round
3 (Non-Final)
64%
Grant Probability
Moderate
3-4
OA Rounds
3m
Est. Remaining
78%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allowance Rate
40 granted / 62 resolved
-0.5% vs TC avg
Moderate +13% lift
Without
With
+13.4%
Interview Lift
resolved cases with interview
Typical timeline
4y 2m
Avg Prosecution
6 currently pending
Career history
76
Total Applications
across all art units

Statute-Specific Performance

§103
54.3%
+14.3% vs TC avg
§102
23.1%
-16.9% vs TC avg
§112
19.3%
-20.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 62 resolved cases

Office Action

§102 §103
DETAILED ACTION Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 9/3/2026 has been entered. Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1, 7-8 and 21 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Fujino et al., US 2020/0044284 A1. Regarding claim 1, Fujino discloses an active material comprising a composite material comprising a cathode active material (i.e., cathode active material [0078-0086]) and a coating layer covering a surface of a cathode active material (i.e., a second solid electrolyte layer may be formed on the surface of the active material; see note below) [0047], wherein the coating layer comprises a first solid electrolyte and a second solid electrolyte (i.e., solid electrolyte layer formed between the cathode layer and the anode layer) [0011]. Fujino discloses that the solid electrolyte coating layer is the same for both the anode and cathode material and is therefore only discussed in the context of the anode ([0048 and 0085]). It should be noted that citations to Fujino's disclosures pertaining to limitations of the solid electrolyte coating layer (namely, those in the present claim and dependent claims 4-6) are made to the anode material coating layer with the understanding that this applies also to the cathode material coating layer ([0079] and [0085]). Fujino further discloses that the electrolyte is a sulfide-based solid electrolyte (i.e., sulfide solid electrolyte) [0048]. Regarding claims 7 and 8, Fujino discloses the cathode of claim 1. The claim limitations of claims 7 and 8 are drawn to properties of the cathode. Considering that the cathode of the instant invention is not patentably distinct from that of Fujino (see rejection of claim 1, [0006]), the claimed properties and functions are presumed to be inherent. See MPEP 2112.01(I). Regarding claim 21, Fujino discloses a number of sulfide-based solid electrolytes ([0059-0064] and the examples) including at least Li2S-P2S5. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 2 and 4-6 are rejected under 35 U.S.C. 103 as being unpatentable over Fujino et al., (US 2020/0044284 A1). Regarding claim 2, Fujino discloses the cathode of claim 1. Fujino further discloses that the cathode active material particles have D50 values between 10 nm (i.e., 0.01 µm) to 50 µm. This overlaps the claimed range of "about 1 µm to 10 µm." It would have been obvious to a skilled artisan, as of the effective filing date of the claimed invention, to have modified the particles of Fujino via routine experimentation with the D50 particle size of the cathode active material within the range disclosed by Fujino in order to optimize the battery performance. Therefore, the skilled artisan would have arrived at an optimal value within the claimed range while performing routine experimentation with the D50 particle size of the cathode active material within the range disclosed by Fujino in order to optimize the battery performance. See MPEP § 2144.05 (II). Regarding claim 4, Fujino discloses the cathode of claim 1. Fujino further discloses that the thickness of the solid electrolyte layer in Example 3 is 100 nm (0.1 µm). This is sufficiently close to "about 0.15 µm" to render the claimed range prima facie obvious. Regarding claim 5, Fujino discloses the cathode of claim 1. Assuming a spherical particle, the volume of the coating layer can be calculated by Equation 1: PNG media_image1.png 64 634 media_image1.png Greyscale wherein R is the radius of the entire particle (i.e., R = D50) and r is the radius of the core. Put another way, when R=r+t, where t is the thickness of the coating. Therefore: PNG media_image2.png 64 634 media_image2.png Greyscale Thus, using the ranges disclosed, the volume range of Fujino is therefore: PNG media_image3.png 98 628 media_image3.png Greyscale As the range 0.0031 to 3135 µm³ overlaps the claimed range of 4 to 40 µm³, the claim is rendered prima facie obvious over Fujino (See MPEP § 2144.05 (II)). Regarding claim 6, Fujino discloses the cathode of claim 1. Fujino discloses that the coating is 1 to 63 parts by weight relative to 100 parts by weight for the active material [1] 0049]. This overlaps the claimed range of 0.74 to 10 parts by weight. It would have been obvious to a skilled artisan, as of the effective filing date of the claimed invention, to have modified the particles of Fujino via routine experimentation with weight ratio within the range disclosed by Fujino in order to optimize the battery performance. Therefore, the skilled artisan would have arrived at an optimal value within the claimed range while performing routine experimentation. Response to Arguments Applicant's arguments filed 9/3/2026 have been fully considered but they are not persuasive. Applicant argues that the solid electrolyte coating layer disclosed in Fujino is applicable only to the surface of the anode active material. This argument is not persuasive. The cathode layer is taught [0078-0087] to include an active material, a solid electrolyte, a conductive material and a binder [0079]. The active material includes a lithium-ion conductive (electrolyte) protective layer formed on the surface of the cathode active material [0082]. With respect to applicant’s arguments regarding paragraph [0085] of Fujino, it is agreed that the active material, solid electrolyte, conductive material and binder refer to paragraph [0079]. However, the reference does positively recite that these disclosed materials for the cathode may be the same as those used in the anode layer. Fujino therefore teaches a composite material comprising a cathode active material, a coating layer completely covering a surface of the cathode active material, wherein the coating layer comprises a first solid electrolyte and wherein the cathode has a second solid electrolyte. Applicant argues that the cathode and anode base materials may be similar (active material, first solid electrolyte, conductive material and binder) but the coating materials of the anode and cathode active materials are different. Applicant notes that in particular, Fujino does not show a sulfide-based solid electrolyte coating for the cathode active material but rather a protection coating. This argument is not persuasive. The claimed cathode requires a composite material comprising a cathode active material and a coating layer completely covering a surface of the cathode active material. The coating layer comprises a first sulfide-based solid electrolyte; and a second solid electrolyte. In Fujino, the first solid electrolyte refers to a solid electrolyte other than the second solid electrolyte ([0057]). Examples of the first solid electrolyte include sulfide solid electrolytes ([0058-0064]). The second sulfide solid electrolyte covers the surface of the anode active material (see at least [0004], [0021]). The mixture contains the active material and second solid electrolyte on the surface of the active material ([0021]). The second solid electrolyte forms the coating layer and is a sulfide (see [0118]). In paragraph [0048], Fujino teaches that “the second solid electrolyte is the same as the later described first solid electrolyte and thus the description herein is omitted.” Thus, the coating materials of the anode and cathode active materials are not different ([0087]). Fujino teaches all of the limitations of claim 1. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Mark Ruthkosky whose telephone number is (571)272-1291. The examiner can normally be reached IFP. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Gregory Tryder can be reached at 571-272-1291. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /MARK RUTHKOSKY/Supervisory Patent Examiner, Art Unit 1785
Read full office action

Prosecution Timeline

Nov 30, 2022
Application Filed
May 06, 2025
Non-Final Rejection mailed — §102, §103
Aug 05, 2025
Response Filed
Jun 16, 2026
Final Rejection mailed — §102, §103
Sep 03, 2026
Request for Continued Examination
Sep 04, 2026
Response after Non-Final Action
Oct 05, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12763327
POSITIVE ELECTRODE ACTIVE MATERIAL AND POSITIVE ELECTRODE PLATE FOR ALL-SOLID-STATE LITHIUM SECONDARY BATTERY, ALL-SOLID-STATE LITHIUM SECONDARY BATTERY, AND APPARATUS
3y 11m to grant Granted Oct 13, 2026
Patent 12695156
LITHIUM SECONDARY BATTERY
3y 10m to grant Granted Jul 28, 2026
Patent 12689064
SECONDARY BATTERY, ELECTRONIC DEVICE, AND POWER TOOL
3y 12m to grant Granted Jul 21, 2026
Patent 12676381
SEALED BATTERY
4y 1m to grant Granted Jul 07, 2026
Patent 12665246
NON-AQUEOUS ELECTROLYTE SECONDARY BATTERY
4y 0m to grant Granted Jun 23, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
64%
Grant Probability
78%
With Interview (+13.4%)
4y 2m (~3m remaining)
Median Time to Grant
High
PTA Risk
Based on 62 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month