Prosecution Insights
Last updated: October 02, 2026
Application No. 18/067,256

RESONANCE DEVICE, COLLECTIVE SUBSTRATE, AND RESONANCE DEVICE MANUFACTURING METHOD

Final Rejection §102§103
Filed
Dec 16, 2022
Priority
Aug 24, 2020 — JP 2020-140876 +1 more
Examiner
ROSENAU, DEREK JOHN
Art Unit
2837
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Murata Manufacturing Co., Ltd.
OA Round
2 (Final)
78%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
86%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
982 granted / 1264 resolved
+9.7% vs TC avg
Moderate +8% lift
Without
With
+8.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
31 currently pending
Career history
1281
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
54.5%
+14.5% vs TC avg
§102
26.3%
-13.7% vs TC avg
§112
16.7%
-23.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1264 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-7 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Tanaya (US 2007/0228891). With respect to claim 1, Tanaya discloses a resonance device (Figs 1, 2A, and 2B) comprising: a first substrate (item 54) including a resonator (item 55) having a vibrating portion (items 35 and 36), a holding portion (item 53) surrounding the vibrating portion in a plan view of the resonance device and configured to hold the vibrating portion (Figs 2A and 2B), and an isolation groove (gap between vibrating portions 35/36 and holding portion 53) in the holding portion and that surrounds the vibrating portion in the plan view of the resonance device (Figs 2A and 2B); and a second substrate (item 56) facing the first substrate with the resonator interposed therebetween (Fig 1) and that includes a first connection portion (items 37 and 38) electrically connected to the vibrating portion (Figs 2A and 2B, paragraph 94). With respect to claim 2, Tanaya discloses the resonance device according to Claim 1, further comprising: a joint portion (items 53, 37a, and 37b) jointing the first substrate to the second substrate and sealing a vibration space for the resonator (Figs 1, 2A, and 2B), the joint portion having conductivity and electrically connected to the first connection portion, and a second connection portion electrically connected to the joint portion and extending to outer edges of the resonator in the plan view (Paragraph 94, wherein the connection portion is electrically connected via extraction portions 37a and 38a). With respect to claim 3, Tanaka discloses the resonance device according to Claim 2, wherein the second connection portion extends to the outer edges on a surface of the first substrate that faces the second substrate and on a surface of the second substrate that faces the first substrate (Figs 1, 2A and 2B). With respect to claim 4, Tanaka discloses the resonance device according to Claim 2, wherein the isolation groove extends along an outer periphery of the joint portion in the plan view (Figs 2A and 2B, wherein the language of the claim does not specify whether the isolation groove must extend outward or inward of the outer periphery of the joint portion). With respect to claim 5, Tanaka discloses the resonance device according to Claim 2, wherein the isolation groove extends along an inner periphery of the joint portion in the plan view (Figs 2A and 2B, rein the language of the claim does not specify whether the isolation groove must extend outward or inward of the inner periphery of the joint portion). With respect to claim 6, Tanaka discloses the resonance device according to Claim 1, wherein the isolation groove is between outer edges of the resonator and the vibrating portion in the plan view (Figs 2A and 2B). With respect to claim 7, Tanaka discloses the resonance device according to Claim 2, wherein the isolation groove is configured such that a conductive path from an outside of the resonator via the holding portion to the vibrating portion is interrupted by the isolation groove before the jointing by the joint portion (Figs 1, 2A and 2B). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 8 is rejected under 35 U.S.C. 103 as being unpatentable over Tanaka in view of Hirota et al. (US 2018/0034441). With respect to claim 8, Tanaka discloses the resonance device according to Claim 1. Tanaka does not disclose that the resonator further includes a degenerate silicon substrate. Hirota et al. teaches a piezoelectric resonance device in which the resonator further includes a degenerate silicon substrate (Paragraph 82). Before the effective filing date, it would have been obvious to one of ordinary skill in the art to combine the degenerate silicon of Hirota et al. with the piezoelectric resonance device of Tanaka for the benefit of improving temperature characteristics (Paragraph 82 of Hirota et al.). Response to Arguments Applicant's arguments filed 17 July 2026 have been fully considered but they are not persuasive. Applicant argues that the gap between the vibrating and holding portions of Tanaya is not an “isolation groove”. However, based on the broadest reasonable interpretation of this term, any gap of any depth or width may be considered an “isolation groove”. Therefore, Tanaya does disclose the claimed isolation groove. Applicant argues that Tanaya does not disclose the gap between the holding and vibrating portions of Tanaya does surround the vibrating portion due to the connection of the vibrating portion to the holding portion at the base end of the vibrating portions. However, as the gap between the holding and vibrating portions extends completely along three sides of the vibrating portions as well as portions of the fourth side, this gap does surround the vibrating portion based on the broadest reasonable interpretation of the term. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Derek John Rosenau whose telephone number is (571)272-8932. The examiner can normally be reached Monday-Thursday 7 am to 5:30 pm Central Time. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Dedei Hammond can be reached at (571) 270-7938. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DEREK J ROSENAU/Primary Examiner, Art Unit 2837
Read full office action

Prosecution Timeline

Dec 16, 2022
Application Filed
May 13, 2026
Non-Final Rejection mailed — §102, §103
Jul 17, 2026
Response Filed
Sep 09, 2026
Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Patent 12744509
MULTILAYER PIEZOELECTRIC SUBSTRATE DEVICE WITH POLYCRYSTALLINE SUBSTRATE
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Patent 12744021
APPARATUS
3y 11m to grant Granted Sep 22, 2026
Patent 12745567
PIEZOELECTRIC ELEMENT AND MANUFACTURING METHOD FOR PIEZOELECTRIC ELEMENT
3y 0m to grant Granted Sep 22, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
78%
Grant Probability
86%
With Interview (+8.0%)
2y 11m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 1264 resolved cases by this examiner. Grant probability derived from career allowance rate.

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