Prosecution Insights
Last updated: May 29, 2026
Application No. 18/067,688

THREE-DIMENSIONAL INSTRUMENT POSE ESTIMATION

Non-Final OA §103
Filed
Dec 16, 2022
Priority
Dec 31, 2021 — provisional 63/295,515
Examiner
ZHANG, FAN
Art Unit
2682
Tech Center
2600 — Communications
Assignee
Auris Health, Inc.
OA Round
2 (Non-Final)
55%
Grant Probability
Moderate
2-3
OA Rounds
0m
Est. Remaining
71%
With Interview

Examiner Intelligence

Grants 55% of resolved cases
55%
Career Allowance Rate
326 granted / 596 resolved
-7.3% vs TC avg
Strong +16% interview lift
Without
With
+16.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
21 currently pending
Career history
635
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
95.3%
+55.3% vs TC avg
§102
1.9%
-38.1% vs TC avg
§112
0.4%
-39.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 596 resolved cases

Office Action

§103
DETAILED ACTION Notice of AIA Status 1. The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments 2. Applicant’s remarks received on Nov. 26, 2025 with respect to the amended independent claims have been acknowledged but not found persuasive. Nevertheless, a new reference was introduced in order to advance the prosecution. Currently claims 1-3, 5, 8, 9, 13, 17-19, 21, 24, 25, 29, 33-35, 37, 41, and 45 are rejected; and claims 4, 6, 7, 10-12, 14-16, 20, 22, 23, 26-28, 30-32, 36, 38-40, 42-44, and 46-48 are cancelled. With respect to the amended independent claims, Applicant argues that the cited references fail to teach “generating a three-dimensional representation of the instrument based on the identified segment and the location sensor data.” Examiner respectfully disagrees. Birenbaum identifies pixels for catheter tip segment within 2D fluoroscopic frames by using neural networks [p0010]. A 3D construction is linked to the registration process: “a method for detecting a catheter in fluoroscopic data during a surgical navigation procedure is provided. The method includes tracking an electromagnetic position of a catheter using electromagnetic coordinates during a navigation procedure of the catheter to a target area, displaying the tracked electromagnetic position of the catheter on a display of a 3D rendering…[p0013]. The system utilizes a sensor 44 located on the distal portion of the catheter, tracked by an electromagnetic tracking system for detecting a position of the catheter [p0015]. Once the catheter is tracked, a 3D position of the catheter tip is reconstructed: “eliminate false positive catheter tip candidates of the secondary catheter detection by reconstructing a 3D position of the catheter tip and finding an intersecting point of rays corresponding to each 2D frame…” [p0016]. That is, the system reconstructs the 3D position of the tip which is a part of the instrument by finding the intersecting point of rays from 2D segments and registering that data with the EM sensor position. Piorkowski discloses the generation of a 3D representation of a catheter icon using electromagnetic sensors to compute the position of orientation of the catheter within a 3D tracking volume [fig. 2]. The rendered 3D icon representing how the catheter is angled and positioned in space is projected onto planar fluoroscopy images. Therefore, given Birenbaum’s disclosure on reconstructing the 3D position of the tip/part of the catheter by finding the intersecting point of rays from 2D segments and registering that data with the EM sensor position and Piorkowski’s teaching on generating and overlapping a 3D representation of a catheter on a planner representation of 2D image data, it would have been obvious for an ordinary skilled in the art before the effective filing date of the claimed invention to combine Birenbaum’s tip segmentation accuracy with Piorkowski’s full body 3D representation of an instrument for improving visual experience. Response to Amendments Claim Rejections - 35 USC § 103 3. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. 41066.. Claims 1, 2, 5, 9, 17, 18, 21, 25, 33, 34, 37, and 41 are rejected under 35 U.S.C. 103 as being unpatentable over Birenbaum et al (US Pub: 2019/0239961) and in further view of Piorkowski et al (Nonfluoroscopic Sensor-Guided Navigation of Intracardiac Electrophysiology Catheters Within Prerecorded Cine Loops, 04/06/2011) and Walker et al (US Pub: 2017/0151027) (Applicant disclosed reference). Regarding claim 1 (currently amended), Birenbaum et al teaches: A method to visualize a three-dimensional pose of an instrument with respect to a two-dimensional image [abstract], the method comprising: obtaining two-dimensional image data generated by an imaging device of a medical system [p0010]; identifying a segment of the two-dimensional image data that corresponds to the instrument [p0010]; obtaining location sensor data indicating at least one position of the instrument [p0013-p0015]; generating a three-dimensional representation of the instrument based on the identified segment and the location sensor data [p0016]; and generating an augmented representation of the two-dimensional image data by overlaying the three-dimensional representation of the instrument on a planar representation of the two-dimensional image data [p0013, p0018]. Birenbaum et al fuses electromagnetic tracked catheter pose with fluoroscopic derived position and displays the position of the catheter on 3D rendering of soft tissue. In the same field of endeavor, Piorkowski et al explicitly overlays 3D catheter pose onto 2D fluoroscopy image: the augmented representation including a three-dimensional representation of the instrument in conjunction with a planar representation of the two-dimensional image data [page e36: Technology Description, p03, p04]. Piorkowski discloses the generation of a 3D representation of a catheter icon using electromagnetic sensors to compute the position of orientation of the catheter within a 3D tracking volume [fig. 2]. The rendered 3D icon representing how the catheter is angled and positioned in space is projected onto planar fluoroscopy images. For a redundant teaching in the same field of endeavor, Walker et al further renders a three-dimensional representation of the instrument based on the identified segment and the location sensor data [p0073, p0074]. Therefore, given Birenbaum’s disclosure on reconstructing the 3D position of the tip/part of the catheter by finding the intersecting point of rays from 2D segments and registering that data with the EM sensor position and Piorkowski and Walker’s teaching on generating and overlapping a 3D representation of a catheter on a planner representation of 2D image data, it would have been obvious for an ordinary skilled in the art before the effective filing date of the claimed invention to combine Birenbaum’s tip segmentation accuracy with Piorkowski and Walker’s full body 3D representation of an instrument for improving visual experience. Regarding claim 2 (currently amended), the rationale applied to the rejection of claim 1 has been incorporated herein. Birenbaum et al further teaches: The method of Claim 1, further comprising: identifying a second segment of the two-dimensional image data that corresponds to a second instrument; and obtaining additional location sensor data indicating at least one position of the second instrument, wherein: generating the augmented representation of the two-dimensional image data is further based on second segment and the additional location sensor data, and the augmented representation further includes a three-dimensional representation of the second instrument overlaid on the planar representation of the two-dimensional image data [p0016 (There are multiple catheter tip candidates.)]. Regarding claim 5 (original), the rationale applied to the rejection of claim 1 has been incorporated herein. Birenbaum et al further teaches: The method of Claim 1, wherein the location sensor data includes sensor data generated by a location sensor located at least partially on a distal end of the instrument [p0034]. Regarding claim 9 (currently amended), the rationale applied to the rejection of claim 1 has been incorporated herein. Piorkowski et al further teaches: The method of Claim 1, wherein the two-dimensional image data lacks a third dimension, and generating the augmented representation further comprises: determining an angle of the two-dimensional image data relative to a coordinate frame of the location sensor data; and based on the angle and the location sensor data, adding data indicative of the instrument to the two-dimensional image data, the added data including positioning in the third dimension [page e36: Technology Description, p03, p04 (2D cine lacks depth. The system projects EM-tracked 3D pose onto 2D view.)]. Claims 17, 18 (currently amended), 21 (original), and 25 (currently amended) have been analyzed and rejected with regard to claims 1, 2, 5, and 9 respectively. Claims 33, 34 (currently amended), 37 (original), and 41 (currently amended) have been analyzed and rejected with regard to claims 1, 2, 5, and 9 respectively; and in accordance with Birebaum et al’s further teaching on: A non-transitory computer readable storage medium having stored thereon instructions that, when executed, cause a processor of a device to [p0054]. 51066.. Claims 3, 19, and 35 are rejected under 35 U.S.C. 103 as being unpatentable over Birenbaum et al (US Pub: 2019/0239961), Piorkowski et al (Nonfluoroscopic Sensor-Guided Navigation of Intracardiac Electrophysiology Catheters Within Prerecorded Cine Loops, 04/06/2011), and Walker et al (US Pub: 2017/0151027) (Applicant disclosed reference); and in further view of Gilboa (US Pub: 2004/0249267). Regarding claim 3 (currently amended), the rationale applied to the rejection of claim 2 has been incorporated herein. Birenbaum et al in view of Piorkowski et al does not specify a plane anchored at a position of the instrument. In the same field of endeavor, Gilboa teaches: The method of Claim 1, wherein the augmented representation further includes: a first indicator representing a plane anchored at a position of the instrument; and a second indicator representing a plane anchored at a position of the second instrument [p0172]. Therefore, given Gilboa’s prescription on a plane indicator anchored at a position of one instrument and Birenbaum et al’s disclosure on multiple catheter tips, it would have been obvious for an ordinary skilled in the art before the effective filing date of the claimed invention to combine the teaching of all to have multiple indicators representing planes anchored at positions of the multiple instruments on UI for improving navigating experience. Regarding claim 19 (currently amended), the rationale applied to the rejection of claim 18 has been incorporated herein. Claim 19 has been analyzed and rejected with regard to claim 3. Regarding claim 35 (currently amended), the rationale applied to the rejection of claim 33 has been incorporated herein. Claim 35 has been analyzed and rejected with regard to claim 3. 61066.. Claims 8 and 24 are rejected under 35 U.S.C. 103 as being unpatentable over Birenbaum et al (US Pub: 2019/0239961), Piorkowski et al (Nonfluoroscopic Sensor-Guided Navigation of Intracardiac Electrophysiology Catheters Within Prerecorded Cine Loops, 04/06/2011), and Walker et al (US Pub: 2017/0151027) (Applicant disclosed reference); and in further view of DeFonzo et al (US Pub: 20200085516). Regarding claim 8 (original), the rationale applied to the rejection of claim 1 has been incorporated herein. Birenbaum et al in view of Piorkowski et al does not disclose a kinematic model for the instrument. In the same field of endeavor, DeFonzo et al teaches: the location sensor data includes data from a kinematic model of the instrument, the kinematic model being derived based on commanded movement of the instrument [p0117]. Therefore, given DeFonzo et al’s prescription on location data including data from a kinematic model derived from commanded movement, it would have been obvious for an ordinary skilled in the art before the effective filing date of the claimed invention to combine the teaching of all to include data from a kinematic model for improving robustness and latency of the augmented representation. Regarding claim 24 (original), the rationale applied to the rejection of claim 17 has been incorporated herein. Claim 24 has been analyzed and rejected with regard to claim 8. 71066.. Claims 13, 29, and 45 are rejected under 35 U.S.C. 103 as being unpatentable over Birenbaum et al (US Pub: 2019/0239961), Piorkowski et al (Nonfluoroscopic Sensor-Guided Navigation of Intracardiac Electrophysiology Catheters Within Prerecorded Cine Loops, 04/06/2011), and Walker et al (US Pub: 2017/0151027) (Applicant disclosed reference); and in further view of Tran et al (3D Catheter Shape Reconstruction Using Electromagnetic and Image Sensors, 2017). Regarding 13 (currently amended), the rationale applied to the rejection of claim 1 has been incorporated herein. Birenbaum et al in view of Piorkowski et al does not disclose generating point cloud data. In the same field of endeavor, Tran et al teaches: The method of Claim 1, further comprising: generating first point cloud data based on the location sensor data, the first point cloud data including first point data in a first dimension, a second dimension, and a third dimension [abstract, page 2: 2. Probabilistic framework]; and generating second point cloud data based on the two-dimensional image data, the second point cloud data including second point data in the first dimension, the second dimension, and an unknown dimension [page 2: fig. 1 (2D set of points from fluoroscopic image are second point cloud. Fluoroscopic images miss depth.)], wherein generating the three-dimensional representation of the instrument further comprises using the first point cloud data to update the second point cloud data to include third point cloud data in the unknown dimension [pages 2 and 3: 2. Probabilistic framework; page 5: 2.2.3 (Using sensor based 3D points to supply/update unknown dimension.)]. Therefore, it would have been obvious for an ordinary skilled in the art before the effective filing date of the claimed invention to combine the teaching of all to update an image derived 2D point set with depth from a sensor derived 3D point cloud to produce an image-consistent 3D instrument layout for improved accuracy. Regarding claim 29 (currently amended), the rationale applied to the rejection of claim 17 has been incorporated herein. Claim 29 has been analyzed and rejected with regard to claim 13. Regarding claim 45 (currently amended), the rationale applied to the rejection of claim 33 has been incorporated herein. Claim 45 has been analyzed and rejected with regard to claim 13. Conclusion 8. There is a new ground of rejection necessitated by the corresponding amendment presented in this Office Action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Contact 9. Any inquiry concerning this communication or earlier communications from the examiner should be directed to FAN ZHANG whose telephone number is (571)270-3751. The examiner can normally be reached on Mon-Fri 9:00-5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Benny Tieu can be reached on 571-272-7490. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Fan Zhang/ Patent Examiner, Art Unit 2682
Read full office action

Prosecution Timeline

Dec 16, 2022
Application Filed
Aug 27, 2025
Non-Final Rejection mailed — §103
Nov 26, 2025
Response Filed
Feb 19, 2026
Final Rejection mailed — §103
Apr 03, 2026
Response after Non-Final Action
May 11, 2026
Request for Continued Examination
May 12, 2026
Response after Non-Final Action

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12633020
Output Validation of an Image Reconstruction Algorithm
4y 6m to grant Granted May 19, 2026
Patent 12626359
IMAGE ANALYZER AND STORAGE MEDIUM
3y 5m to grant Granted May 12, 2026
Patent 12582477
COMPUTER-IMPLEMENTED METHOD FOR DETERMINATION OF A BONE CEMENT VOLUME OF A BONE CEMENT FOR A PERCUTANEOUS VERTEBROPLASTY
2y 7m to grant Granted Mar 24, 2026
Patent 12586277
QUASI-NEWTON MRI DEEP LEARNING RECONSTRUCTION
2y 8m to grant Granted Mar 24, 2026
Patent 12579612
SYSTEM AND METHOD FOR CONVOLUTION OF AN IMAGE
2y 10m to grant Granted Mar 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

2-3
Expected OA Rounds
55%
Grant Probability
71%
With Interview (+16.3%)
3y 3m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 596 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month