Prosecution Insights
Last updated: May 29, 2026
Application No. 18/075,690

Sulfide Solid Electrolyte

Final Rejection §103
Filed
Dec 06, 2022
Priority
Sep 11, 2019 — JP 2019-165780 +2 more
Examiner
CHUO, TONY SHENG HSIANG
Art Unit
1751
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Mitsui Mining & Smelting Co. Ltd.
OA Round
4 (Final)
46%
Grant Probability
Moderate
5-6
OA Rounds
7m
Est. Remaining
53%
With Interview

Examiner Intelligence

Grants 46% of resolved cases
46%
Career Allowance Rate
320 granted / 700 resolved
-19.3% vs TC avg
Moderate +7% lift
Without
With
+7.3%
Interview Lift
resolved cases with interview
Typical timeline
4y 1m
Avg Prosecution
25 currently pending
Career history
755
Total Applications
across all art units

Statute-Specific Performance

§103
92.9%
+52.9% vs TC avg
§102
3.3%
-36.7% vs TC avg
§112
1.8%
-38.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 700 resolved cases

Office Action

§103
DETAILED ACTION Response to Amendment Claims 1, 2, and 4-13 are currently pending. Claim 3 is cancelled. New claims 8-13 have been added. The amended claim 1 does overcome the previously stated 103 rejections. However, upon further consideration, claims 1, 2, and 4-13 are rejected under the following new 103 rejections. This action is made FINAL as necessitated by the amendment. Information Disclosure Statement The information disclosure statement (IDS) submitted on 3/27/25 was filed before the mailing date of the Non-Final Rejection on 4/1/25. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 2, 5, 6, 8, 9, 11, and 12 are rejected under 35 U.S.C. 103 as being unpatentable over Utsuno et al (WO 2018/164224 A1) using (US 2020/0006808) as an equivalent English translation, in view of Takeuchi et al (JP 2018186017 A, machine translation). Regarding claims 1, 2, 6, 8, 9, 11, and 12, Utsuno et al discloses a lithium ion battery (solid-state battery) comprising a positive electrode layer comprising a sulfide-based solid electrolyte and a positive electrode active material, a negative electrode layer, and a solid electrolyte layer located between the positive electrode layer and the negative electrode layer, wherein the solid electrolyte layer includes sulfide solid electrolyte particles, the sulfide solid electrolyte particles comprising: a composition represented by Lia(P1-αMα)SbXc such as Li5.4PS4.4Cl1.6 (compound represented by a compositional formula LiaPSbXc), wherein X is preferably one or more halogens selected from F, Cl, Br, and I, wherein the sulfide solid electrolyte is analyzed by X-ray diffraction using CuKα radiation, a peak appears at 25.62° (peak B), wherein the sulfide solid electrolyte has a cumulative volume particle diameter D50 of 4.3 um, and the cumulative volume particle diameter D50 is measured through particle size distribution analysis using a laser diffraction and scattering method at a cumulative volume of 50 vol% of the sulfide solid electrolyte; wherein the Li3PS4 crystal structure contains only chlorine as a halogen; wherein the Li3PS4 crystal structure contains only chlorine and bromine as halogens; wherein the sulfide solid electrolyte particles is inherently a powder that is a collection of particles ([0074]-[0076],[0141]-[0152],[0163],[0194], [0197],[0208]-[0212]). However, Utsuno et al does not expressly teach a sulfide solid electrolyte comprising a lithium halide hydrate and has: peak A at 2θ = 20.7°±0.5° in an X-ray diffraction pattern obtained by performing X-ray diffraction measurement using CuKa1 radiation; peak C at 2θ = 22.0°± 0.5° in the X-ray diffraction pattern obtained by performing X-ray diffraction measurement using CuKa1 radiation, the peak C being derived from the lithium halide hydrate; wherein a value of a ratio of IA to IB, IA/IB, is 0.05 or more, where IA is an intensity of the peak A, and IB is an intensity of the peak B, and a value of a ratio of IC to IB, IC/IB, is more than 0.02 or more and 2.0 or less, where IC is an intensity of the peak C (claim 1). Takeuchi et al discloses a solid electrolyte layer “112” comprising a sulfide-based solid electrolyte and a specific material “124” that is a lithium halide hydrate ([0026],[0029]). Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was made to modify the Utsuno solid electrolyte layer to a lithium halide hydrate in order to utilize a specific material that functions as a lithium ion conductive assistant and also functions as an adhesive that ensures physical and electrical connection between the solid electrolyte layer and the electrodes ([0029]). Examiner’s note: the Office takes the position that the limitation “peak A at 2θ = 20.7°±0.5° in an X-ray diffraction pattern obtained by performing X-ray diffraction measurement using CuKa1 radiation; peak C at 2θ = 22.0°± 0.5° in the X-ray diffraction pattern obtained by performing X-ray diffraction measurement using CuKa1 radiation, the peak C being derived from the lithium halide hydrate contained in the sulfide solid electrolyte, wherein a value of a ratio of IA to IB, IA/IB, is 0.05 or more, where IA is an intensity of the peak A, and IB is an intensity of the peak B, and a value of a ratio of IC to IB, IC/IB, is more than 0.02 or more and 2.0 or less, where IC is an intensity of the peak C” is an inherent characteristic of the Utsuno/Takeuchi solid electrolyte layer because Utsuno as modified by Takeuchi discloses the same sulfide solid electrolyte comprising a compound represented by the compositional formula, LiaPSbXc and a lithium halide hydrate as the present invention. Regarding claim 5, Utsuno et al also discloses an electrode mix (electrode mixture) comprising an active material and the sulfide solid electrolyte particles ([0112]). Claims 4 and 10 are rejected under 35 U.S.C. 103 as being unpatentable over Utsuno et al in view of Takeuchi et al as applied to claim 1 above, and further in view of Sung et al (US 2018/0138544). However, Utsuno et al as modified by Takeuchi et al does not expressly teach a sulfide solid electrolyte that has a percentage of weight reduction of 1.6% or more, and the percentage of weight reduction being measured by heating the sulfide solid electrolyte from 25°C to 400°C at a temperature increase rate of 10°C/min in thermogravimetry (claim 4). Sung et al discloses a mass reduction of a sulfide-based solid electrolyte of about 3.3 wt% after heat-treatment of the mixture for 2 hrs at 260°C ([0085],[0093],[0094] and Fig. 2). Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was made to modify the Utsuno/Takeuchi solid electrolyte layer to include a percentage of weight reduction of 1.6% or more, the percentage of weight reduction being measured by heating the sulfide solid electrolyte to 260°C at a temperature increase rate of 10°C/min in thermogravimetry in order to sufficiently reduce the amount of impurities, thereby preventing the lowering the lithium-ionic conductivity of the sulfide-based solid electrolyte ([0076]). Claims 7 and 13 are rejected under 35 U.S.C. 103 as being unpatentable over Utsuno et al in view of Takeuchi et al as applied to claim 1 above, and further in view of Senga et al (US 2018/0162730). However, Utsuno et al as modified by Takeuchi et al does not expressly teach a mixing step of mixing a sulfide electrolyte raw material with a lithium halide hydrate to obtain a mixture; and a heating step of heating the mixture to 50°C or more in a vacuum (claim 7). Senga et al discloses a production method of sulfide solid electrolyte comprising mixing a sulfur containing complex containing lithium sulfide (sulfide electrolyte raw material) with lithium halide; wherein lithium halide may be in a form of a solution prepared by dissolving it in water (lithium halide hydrate); wherein the production method of sulfide solid electrolyte includes heating at a temperature of 150°C or higher, wherein the heating is carried out in vacuum ([0047],[0111]-[0115]). Therefore, it would have been obvious to one of ordinary skill in the art at the time the invention was made to modify the Utsuno/Takeuchi method of producing a sulfide solid electrolyte to include a mixing step of mixing a sulfide electrolyte raw material with a lithium halide hydrate to obtain a mixture; and a heating step of heating the mixture to 150°C or more in a vacuum in order to utilize a commercially available lithium halide hydrate to form into a crystalline solid electrolyte and to prevent the crystalline solid electrolyte from being degraded ([0111],[0115]). Response to Arguments Applicant’s arguments with respect to claims 1, 2, and 4-13 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to TONY S CHUO whose telephone number is (571)272-0717. The examiner can normally be reached Monday - Friday, 9:00am - 5:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jonathan Leong can be reached on 571-270-1292. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /T.S.C/Examiner, Art Unit 1751 /JONATHAN G LEONG/Supervisory Patent Examiner, Art Unit 1751 12/18/2025
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Prosecution Timeline

Show 4 earlier events
Jan 16, 2025
Request for Continued Examination
Jan 19, 2025
Response after Non-Final Action
Apr 01, 2025
Non-Final Rejection mailed — §103
Sep 30, 2025
Response Filed
Dec 22, 2025
Final Rejection mailed — §103
Mar 12, 2026
Interview Requested
Mar 18, 2026
Examiner Interview Summary
Mar 18, 2026
Applicant Interview (Telephonic)

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Prosecution Projections

5-6
Expected OA Rounds
46%
Grant Probability
53%
With Interview (+7.3%)
4y 1m (~7m remaining)
Median Time to Grant
High
PTA Risk
Based on 700 resolved cases by this examiner. Grant probability derived from career allowance rate.

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