Prosecution Insights
Last updated: April 19, 2026
Application No. 18/082,028

BORON-CONTAINING ORGANIC COMPOUND AND APPLICATIONS THEREOF

Non-Final OA §102
Filed
Dec 15, 2022
Examiner
SELLS, JAMES D
Art Unit
1745
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Shenzhen China Star Optoelectronics Semiconductor Display Technology Co. Ltd.
OA Round
1 (Non-Final)
81%
Grant Probability
Favorable
1-2
OA Rounds
2y 7m
To Grant
93%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allow Rate
710 granted / 874 resolved
+16.2% vs TC avg
Moderate +12% lift
Without
With
+11.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
24 currently pending
Career history
898
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
42.4%
+2.4% vs TC avg
§102
31.7%
-8.3% vs TC avg
§112
14.2%
-25.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 874 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-16 are rejected under 35 U.S.C. 102(a)(1) as being clearly anticipated by Myong-Gon et al (CN 113924307). Myong-Gon discloses polycyclic compounds of Chemical Formula 1 (see paragraphs 88-97 of the specification): PNG media_image1.png 157 247 media_image1.png Greyscale R1 to R8 are the same or different from each other and are each independently hydrogen; deuterium; cyano; a halogen group; substituted or unsubstituted alkyl; substituted or unsubstituted alkoxy; substituted or unsubstituted alkylthio; substituted or unsubstituted cycloalkyl; substituted or unsubstituted silyl; substituted or unsubstituted aryl; substituted or unsubstituted aryloxy; substituted or unsubstituted arylthio; substituted or unsubstituted heterocyclyl; or a substituted or unsubstituted amine group, or is bonded to an adjacent substituent to form a substituted or unsubstituted ring, R1 to R6 is bonded to the adjacent substituent to form a substituted or unsubstituted aliphatic hydrocarbon ring, When r1 to r4 and r6 are each 2 or more, or r5 is 2, the substituents in parentheses are the same or different from each other. Myong-Gon further discloses (see paragraphs 164-170 of the specification): In one embodiment of the specification the substituted or unsubstituted aliphatic hydrocarbon ring formed by bonding one or more of R1 to R6 to the adjacent substituent is of the following chemical formula Cy1. PNG media_image2.png 89 191 media_image2.png Greyscale Myong-Gon also discloses the manufacture of organic light emitting devices (see paragraphs 1450-1457 of the specification), wherein it is specifically disclosed that "a light-emitting layer is formed on the electron blocking layer by vacuum deposition of the following BH1 as host and a thickness of 2 parts by weight of a compound M10 to 200 of the present disclosure as blue light-emitting dopant relative to 100 parts by weight of the light-emitting layer" (see paragraph 1454 of the specification, examples 1-10), wherein the compound BH1 structure is as follows (see paragraph 1457 of the specification). Myong-Gon also discloses that the organic-material layer may have a multilayer structure including a hole-injection layer, a hole-transport layer, a light-emitting layer, an electron-transport layer, and the like, but is not limited thereto, and may have a single-layer structure. Further, using various polymeric materials, the organic material layer can be prepared into a smaller number of layers using solvent methods (e.g., spin coating, dip coating, knife coating, screen printing, ink jet printing, thermal transfer methods, etc.) rather than deposition methods (see paragraph 718 of the specification). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JAMES D SELLS whose telephone number is (571)272-1237. The examiner can normally be reached M-Th 8:30-5. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Phillip Tucker can be reached at 571-272-1095. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. JAMES D. SELLS Primary Examiner Art Unit 1745 /JAMES D SELLS/Primary Examiner, Art Unit 1745
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Prosecution Timeline

Dec 15, 2022
Application Filed
Jan 28, 2026
Non-Final Rejection — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
81%
Grant Probability
93%
With Interview (+11.8%)
2y 7m
Median Time to Grant
Low
PTA Risk
Based on 874 resolved cases by this examiner. Grant probability derived from career allow rate.

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