Prosecution Insights
Last updated: October 02, 2026
Application No. 18/086,247

Positive Electrode Slurry Composition, Positive Electrode and Lithium Secondary Battery Manufactured Using the Same

Final Rejection §103§112
Filed
Dec 21, 2022
Priority
Dec 24, 2021 — RE 10-2021-0187191 +1 more
Examiner
WALKER, KEITH D
Art Unit
1735
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution Ltd.
OA Round
2 (Final)
35%
Grant Probability
At Risk
3-4
OA Rounds
9m
Est. Remaining
59%
With Interview

Examiner Intelligence

Grants only 35% of cases
35%
Career Allowance Rate
121 granted / 345 resolved
-29.9% vs TC avg
Strong +24% interview lift
Without
With
+23.5%
Interview Lift
resolved cases with interview
Typical timeline
4y 7m
Avg Prosecution
10 currently pending
Career history
356
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
55.1%
+15.1% vs TC avg
§102
17.8%
-22.2% vs TC avg
§112
21.4%
-18.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 345 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Status Claims 1-12 are pending examination in the application. Information Disclosure Statement The Information Disclosure Statements filed to date have been accepted and considered and are included with the current action. Priority Acknowledgment is made of applicant’s claim for foreign priority under 35 U.S.C. 119 (a)-(d). Should applicant desire to obtain the benefit of foreign priority under 35 U.S.C. 119(a)-(d) prior to declaration of an interference, a certified English translation of the foreign application must be submitted in reply to this action. 37 CFR 41.154(b) and 41.202(e). Failure to provide a certified translation may result in no benefit being accorded for the non-English application. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 4, 7, 9 & 10 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. The claims use the term “total solid content” and “a solid content” in evaluating a claimed weight percent of an element. However, the definition of these terms is unclear and therefore held to be indefinite since the metes and bounds of the terms cannot be determined from the specification. In other words, it is unclear what elements are included to make up the “solid content”. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1 – 4 & 7-12 are rejected under 35 U.S.C. 103 as being unpatentable over US 2020/0028174 (Ahn). Regarding claims 1 & 2, Ahn teaches a positive electrode slurry comprising an active material of lithium iron phosphate, a binder of polyvinylidene fluoride (PVDF), a dispersant and a solvent (Abstract; [0032, 0033, 0040]). The active material can be coated with a carbon material ([0034]). Ahn is silent to the 1H-NMR measurement of the PVDF. However, the specification is silent to what kind of PVDF is utilized or what if anything has been done to the PVDF to obtain this particular reading. Since there are a finite known kinds of PVDF and they have known properties, then it would be obvious to one of ordinary skill in the art at the time of filing to try the different kinds and use the claimed PVDF. Combining prior art elements according to known methods to yield predictable results and using known techniques to improve similar devices in the same way are considered obvious to one of ordinary skill in the art (KSR, MPEP 2141 (III)). Regarding claim 3, the average particle size (D50) of the active material is less than 2 microns ([0031]). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. Similarly, a prima facie case of obviousness exists where the claimed ranges or amounts do not overlap with the prior art but are merely close. (MPEP 2144.05) Regarding claims 4 & 10, as discussed above in the 112 rejection, while it is unclear what makes up the “total solid content”, Ahn teaches that the positive electrode can be made up of 1 -30 wt% conductive material, 1 – 30 wt% binder, about 0.8 – 2 wt% dispersant and the rest active material ([0035, 0039, 0040, 0069-0077]; Tables 1 & 2). So based on the percentages available, the amount of active material would overlap with the claimed amount of 91 to 98 wt% for claim 4 and the 40 to 75 wt% in claim 10, as best as can be determined. Furthermore, it is known in the art to vary the amount of active material in the electrode in order to balance the energy density of the electrode with other factors like conductivity and binding strength offered by the other components that make up the electrode. In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. Similarly, a prima facie case of obviousness exists where the claimed ranges or amounts do not overlap with the prior art but are merely close. (MPEP 2144.05) Regarding claim 7, the binder is taught to be included in an amount of 1 to 30wt% ([0040]). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. Similarly, a prima facie case of obviousness exists where the claimed ranges or amounts do not overlap with the prior art but are merely close. (MPEP 2144.05) It has been held that when the difference between a claimed invention and the prior art is the range or value of a particular variable, then a prima facie rejection is properly established when the difference in the range or value is minor. (MPEP 2144.05) Regarding claims 8 & 9, the dispersant is a hydrogenated nitrile butadiene rubber (HNBR) and included in an amount of 0.1 to 2 wt% ([0035, 0071], Table 1 & 2). In the case where the claimed ranges "overlap or lie inside ranges disclosed by the prior art" a prima facie case of obviousness exists. Similarly, a prima facie case of obviousness exists where the claimed ranges or amounts do not overlap with the prior art but are merely close. (MPEP 2144.05) Regarding claims 11 & 12, Ahn teaches the positive electrode active material is for a secondary battery and as such would obviously include a positive current collector, a negative electrode, a separator and an electrolyte. These features are well known in the battery art as being required to make a secondary battery (Abstract). Claims 5 and 6 are rejected under 35 U.S.C. 103 as being unpatentable over US 2020/0028174 (Ahn) in view of US 2015/0104712 (Kerlau). The teachings of Ahn as discussed above are incorporated herein. Regarding claim 5, Ahn is silent to the PVDF binder being a homopolymer. Kerlau teaches a lithium battery electrode where the binder can be a homopolymer ([0141]). Kerlau teaches that the various types of binders are all well-known equivalents and therefore because the products are art recognized equivalents at the time the invention was made, one of ordinary skill in the art would have found it obvious to substitute the general PVDF of Ahn for the homopolymer of Kerlau. Regarding claim 6, Kerlau teaches the average molecular weight should be 200,000 to 3,000,000 g/mol ([0141]). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to KEITH WALKER whose telephone number is (571)272-3458. The examiner can normally be reached Monday - Friday 8am - 4pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KEITH WALKER/Supervisory Patent Examiner, Art Unit 1735
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Prosecution Timeline

Dec 21, 2022
Application Filed
Jul 22, 2025
Non-Final Rejection mailed — §103, §112
Oct 15, 2025
Applicant Interview (Telephonic)
Oct 20, 2025
Response Filed
Oct 20, 2025
Examiner Interview Summary
Sep 30, 2026
Final Rejection mailed — §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
35%
Grant Probability
59%
With Interview (+23.5%)
4y 7m (~9m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 345 resolved cases by this examiner. Grant probability derived from career allowance rate.

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