Prosecution Insights
Last updated: April 19, 2026
Application No. 18/086,274

TECHNOLOGIES FOR ENERGY-MODULATED RADIATION THERAPY

Non-Final OA §102§103
Filed
Dec 21, 2022
Examiner
HONRATH, MARC D
Art Unit
3791
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
UNM RAINFOREST INNOVATIONS
OA Round
1 (Non-Final)
76%
Grant Probability
Favorable
1-2
OA Rounds
3y 2m
To Grant
99%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allow Rate
96 granted / 127 resolved
+5.6% vs TC avg
Strong +30% interview lift
Without
With
+30.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 2m
Avg Prosecution
38 currently pending
Career history
165
Total Applications
across all art units

Statute-Specific Performance

§101
6.2%
-33.8% vs TC avg
§103
38.4%
-1.6% vs TC avg
§102
17.6%
-22.4% vs TC avg
§112
29.3%
-10.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 127 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment Applicant’s amendment, filed 2 August 2023, is acknowledged. Claim 1 is cancelled. Claims 2-21 are new. Claims 2-21 are pending in the instant application. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 2 and 11 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by MacKinnon (US 20130015364 A1). Regarding claim 2, MacKinnon discloses a linear accelerator (LINAC) (Figure 2a “221”) retrofitted with an electron-energy modulator (Figure 2a “D5”), comprising: an electron injection system (Paragraph [0006]); an accelerator waveguide driven by a radio-frequency power source to accelerate electrons received from the electron injection system to thereby create an electron beam exiting the accelerator waveguide having an electron energy of at least 4 MeV (Paragraph [0032]); placed in a path of the electron beam exiting the accelerator waveguide (Figure 2a “D5”), the electron-energy modulator (Figure 2a “D5”), wherein the electron-energy modulator is configured to controllably reduce the electron energy of the electron beam to create a reduced-energy electron beam (Paragraph [0034]); and placed in a path of the reduced-energy electron beam, an x-ray converter target configured to generate x-rays from the reduced-energy electron beam (Figure 2B “250”). Regarding claim 11, MacKinnon discloses the LINAC is configured to produce a broad electron-energy distribution of the electron beam exiting the accelerator waveguide (Paragraph [0034]), the electron energy of the electron beam exiting the acceleration waveguide being an average energy (Paragraph [0034]); and the electron-energy modulator is configured to create a magnetic field to spatially spread the electron beam exiting the accelerator waveguide by energy (Figure 2B, bending magnets “201”, “202”, “203”, “204”) , and to selectively filter out higher-energy electrons of the spread-out electron beam to thereby reduce the average energy (Paragraph [0034], Figure 2B “230”, the aperture will catch any electrons with a higher or lower energy) . Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 3-6 and 12-17 are rejected under 35 U.S.C. 103 as being unpatentable over MacKinnon (US 20130015364 A1) in view of Guertin (US 20100051833 A1). Examiner will address claim 6 first for clarity of the record. Regarding claim 6, MacKinnon discloses using an electron-energy modulator to reduce the energy of an electron beam prior to striking an x-ray target (see rejection of claim 1 supra). MacKinnon does not disclose the electron-energy modulator comprises an energy-modulating layer onto which the electron beam impinges. Guertin discloses an energy modulator for use with a particle beam (Abstract) wherein the energy modulator comprises movable blocks that move in and out of the particle beam to control the energy of the beam (Abstract). Guertin further discloses the energy-modulating blocks varying in thickness in a direction perpendicular to the impinging electron beam (Figure 2, Paragraph [0028]) and being movable in the direction perpendicular to the impinging electron beam (Figure 2, Paragraph [0028]). It would have been obvious before the effective filing date of the claimed invention to one having ordinary skill in the art to modify the LINAC as taught by MacKinnon, with the energy modulator as taught by Guertin, since such a modification would provide the predictable results of allowing a user to more accurately control the energy level of the particle beam (Guertin, Paragraphs [0030]-[0031]). Regarding claims 3-5, MacKinnon does not disclose an energy reduction of the beam to the values of less than 4 MeV, 2 MeV, and 1 MeV. Guetrin discloses that the energy modulator can be configured to meet the energy reduction needs by block thickness selection, block material selection, or both (Paragraph [0030]). If a user was looking to achieve an energy beam with values of less than 4 MeV, 2 MeV, and 1 MeV, it would have been obvious before the effective filing date of the claimed invention to one having ordinary skill in the art to modify the LINAC as taught by MacKinnon, with the energy modulator as taught by Guetrin, wherein the blocks of the energy modulator would have block thickness and materials selected for both the target energy reduction and the source particle beam, since such a modification would allow a user to control the beam energy as prescribed by the treatment plan (Guetrin Paragraph [0036]). Regarding claim 12, MacKinnon discloses a method (Abstract) using a linear accelerator (LINAC) retrofitted with an electron-energy modulator (Figure 2A, LINAC “221” and D5) to create an electron beam (Paragraph [0032]), pass the electron beam through the electron-energy modulator to reduce an electron energy of the electron beam by a variable amount (Paragraph [0034], the bending magnets can be adjusted by current to control which energy level of electrons pass through the aperture, Paragraph [0054]) , and direct the electron beam with the reduced electron energy onto an x-ray converter target to generate an x-ray beam (Figure 2B), a spectral energy distribution of the x-ray beam depending on a value of the reduced energy of the electron beam (The maximum energy of the x-ray beam is dependent on the maximum energy of the electron beam); and directing the x-ray beam onto a treatment target to thereby irradiate the treatment target (Paragraph [0002]). MacKinnon does not disclose controlling operation of the electron-energy modulator to dynamically change the spectral energy distribution of the x-ray beam during continued irradiation of the treatment target. Guetrin discloses a method of using an energy modulator to reduce the energy of a particle beam (Abstract) wherein the energy modulator comprises movable blocks that move in and out of the particle beam to control the energy of the beam (Abstract). Guertin further discloses that the energy modulator is controlled during operation of the treatment to adjust the particle beam energy (Paragraph [0044]). It would have been obvious before the effective filing date of the claimed invention to one having ordinary skill in the art to modify the method as taught by MacKinnon, with the use of the energy modulator as taught by Guetrin, which would allow a user to control operation of the electron-energy modulator to dynamically change the electron beam energy and thereby dynamically change the spectral energy distribution of the x-ray beam during continued irradiation of the treatment target in the method disclose by MacKinnon. Regarding claim 13, MacKinnon as modified by Guertin, discloses the limitations of claim 12, Guertin discloses dynamically changing the energy of the particle beam (Guertin, Paragraph [0044]) when the particle beam irradiates the treatment target from a fixed angle to create a blended energy distribution (Guertin, Paragraph [0039]). As claim 12 modified the method disclosed by MacKinnon to include the energy modulator of Guertin, modifying the electron beam of MacKinnon with the energy modulator of Guertin would result in dynamically changing the spectral energy distribution of the x-ray beam. Regarding claim 14, MacKinnon as modified by Guertin, discloses the limitations of claim 12, Guertin further discloses the treatment may be done continuously (Guertin, Paragraph [0052]) from a range of angles (Guertin, Paragraph [0048]). Regarding claim 15, MacKinnon as modified by Guertin, discloses the limitations of claim 12, Guertin further discloses controlling the operation of the electron-energy modulator to change the spectral energy distribution of the x-ray beam in between consecutive irradiations of the treatment target (Guertin, Paragraph [0039]). Regarding claim 16, MacKinnon as modified by Guertin, discloses the limitations of claim 12, Guertin further discloses dynamically changing beam width or shape, or cross-sectional intensity distribution of the x-ray beam (Guertin, Paragraph [0040]). Regarding claim 17, MacKinnon as modified by Guertin, discloses the limitations of claim 12, Guertin further discloses moving an energy-modulating layer of the electron-energy modulator that varies in thickness in a direction perpendicular to the electron beam in the direction perpendicular to the electron beam (Guertin, Figure 2, if the entirety of the blocks is regarded as a layer, the insertion of different blocks into the electron beam would be a variable thickness). Allowable Subject Matter Claims 7-10 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Claim 7, dependent on claim 2, is directed to a housing, wherein the housing is surrounding the x-ray converter target and the electron-energy modulator, the housing being filled with a liquid, the electron-energy modulator being an energy-modulating layer that is formed by a portion of the liquid located upstream of the x-ray converter target, the x-ray converter target being movable inside the housing in a direction of the impinging electron beam to alter a thickness of the energy-modulating layer. Brown (US 20100310045 A1) discloses immersing a target in water for cooling purposes, but the prior art, singly or in combination, fails to disclose or teach using a layer of liquid in a housing as an energy-modulating layer by configuring the x-ray target to be moveable within the liquid filled housing. Claim 8, dependent on claim 2, claims the electron-energy modulator is configured to create a variable electric field between an exit window of the accelerator waveguide and the x-ray converter target. The prior art fails to disclose, either singly or in combination, an electron-energy modulator configured to create a variable electric field. Claims 9 and 10 are dependent on claim 8. Claim 18-21 are allowed. Regarding claim 18, the claim recites an energy-modulating x-ray converter target module for use in a linear accelerator wherein the module comprises a mechanism to move an energy-modulation layer to alter the thickness of the energy modulation layer encountered by an electron beam, wherein an x-ray converter target layer decreases in thickness in a direction in which the energy-modulation layer increases in thickness. The prior art, either singly or in combination, does not teach an x-ray converter target layer the decreases in thickness in a direction in which the energy-modulation layer increases in thickness. Guertin (US 20100051833 A1) and Saito( US 9245657 B2) teach a variable-thickness energy-modulation layer but are silent on an x-ray converter target layer. Brown (US 20100310045 A1) discloses a variable-thickness x-ray converter target, but is silent as to the energy-modulation layer. None of the prior art teach the x-ray converter target layer decreasing in thickness in a direction in which the energy-modulation layer increases in thickness. Claim 19-21 are dependent on claim 18. Any comments considered necessary by applicant must be submitted no later than the payment of the issue fee and, to avoid processing delays, should preferably accompany the issue fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for Allowance.” Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Marc D Honrath whose telephone number is (571)272-6219. The examiner can normally be reached M-F 7:30-5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Charles A Marmor II can be reached at (571) 272-4730. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CHARLES A MARMOR II/Supervisory Patent Examiner Art Unit 3791 /M.D.H./ Examiner, Art Unit 3791
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Prosecution Timeline

Dec 21, 2022
Application Filed
Aug 02, 2023
Response after Non-Final Action
Mar 11, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
76%
Grant Probability
99%
With Interview (+30.2%)
3y 2m
Median Time to Grant
Low
PTA Risk
Based on 127 resolved cases by this examiner. Grant probability derived from career allow rate.

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