Prosecution Insights
Last updated: October 04, 2026
Application No. 18/087,198

SINGLE-SLOT PCIE CARD WITH EXPANDED MEMORY

Non-Final OA §103
Filed
Dec 22, 2022
Priority
Jun 17, 2022 — provisional 63/353,262
Examiner
FIGUEROA, FELIX O
Art Unit
2831
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Smart Modular Technologies Inc.
OA Round
3 (Non-Final)
58%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
72%
With Interview

Examiner Intelligence

Grants 58% of resolved cases
58%
Career Allowance Rate
537 granted / 927 resolved
-10.1% vs TC avg
Moderate +14% lift
Without
With
+14.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
39 currently pending
Career history
980
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
56.9%
+16.9% vs TC avg
§102
34.1%
-5.9% vs TC avg
§112
7.0%
-33.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 927 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-3, 5, 9-15, 17-18 and 20 are rejected under 35 U.S.C. 103 as being unpatentable over MacLaren et al. (US 6,517,375) in view of Chiu et al. (US 9,653,830). Regarding claim 1, MacLaren discloses a peripheral component interconnect card, comprising: a first circuit board (58) comprising a card edge connector (62, Fig. 4); and a second circuit board (40) electrically connected with the first circuit board and angled transverse to the first circuit board, the second circuit board comprising a dual in-line memory module (DIMM) socket (38) oriented horizontally relative to the first circuit board and parallel with the card edge connector (i.e. at least part of the socket extends horizontally relative to at least a part of the first circuit board, and parallel with the card edge connector to a part of the card edge connector). MacLaren does not specify the type of card edge connector. Chiu teaches the card (110) with a connector (116) that can use a number of connection protocols, including PCIe. It would have been obvious to one having ordinary skill in the art before the invention was effectively filed to form the first card with a PCIe connector, as taught by Chiu, in order to provide a reliable high speed connection. Regarding claim 2, Chiu teaches the PCle card being a single-slot PCle card (116, see 210). Regarding claim 3, MacLaren discloses the second circuit board (40) comprising three or more DIMM sockets (38, Fig. 3), oriented horizontally relative to the first circuit board and parallel with the card edge connector (i.e. at least part of the socket extends horizontally relative to at least a part of the first circuit board, and parallel with the card edge connector to a part of the card edge connector), and meeting a single-slot PCle primary side height requirement while a memory module (30) is inserted in each DIMM socket (see Fig. 4). Regarding claim 5, MacLaren discloses the second circuit board comprising four DIMM sockets (38, Fig. 3), oriented horizontally relative to the first circuit board and parallel with the card edge connector (i.e. at least part of the socket extends horizontally relative to at least a part of the first circuit board, and parallel with the card edge connector to a part of the card edge connector), and meeting a single-slot PCle primary side height requirement while a memory module (30) is inserted in each DIMM socket (Fig. 4). Regarding claim 9, MacLaren discloses a mechanical retainer (56) configured to secure the second circuit board to the first circuit board. Regarding claim 10, MacLaren discloses the mechanical retainer maintaining an angle of 90 degrees ± 15 degrees between the first circuit board and the second circuit board (90 degrees, shown in Fig. 4). Regarding claim 11, MacLaren discloses a single-slot peripheral component interconnect card, comprising: a first circuit board (58) comprising a card edge connector (62); and a second circuit board (40) electrically connected with the first circuit board and comprising three or more dual in-line memory module (DIMM) sockets (38) oriented horizontally relative to the first circuit board and parallel with the card edge connector (i.e. at least part of the socket extends horizontally relative to at least a part of the first circuit board, and parallel with the card edge connector to a part of the card edge connector). MacLaren does not specify the type of card edge connector. Chiu teaches the card (110) with a connector (116) that can use a number of connection protocols, including PCIe. It would have been obvious to one having ordinary skill in the art before the invention was effectively filed to form the first card with a PCIe connector, as taught by Chiu, in order to provide a reliable high speed connection. Regarding claim 12, MacLaren discloses the second circuit board angled relative to the first circuit board (Fig. 4). Regarding claim 13, MacLaren discloses the second circuit board angled transverse to the first circuit board (Fig. 4). Regarding claim 14, MacLaren discloses a flexible electrical connection (resilient terminals inside cartridge connector 56) between the first circuit board and the second circuit board. Regarding claim 15, MacLaren discloses the flexible electrical connection comprises a plurality of memory channels supporting the three or more DIMM sockets on the second circuit board. Regarding claim 17, MacLaren discloses a computer peripheral card, comprising: a first circuit board (58) comprising a card edge connector (62); a second circuit board (40) angled transverse to the first circuit board, the second circuit board comprising a memory module connector (38) oriented horizontally relative to the first circuit board and parallel with the card edge connector (i.e. at least part of the socket extends horizontally relative to at least a part of the first circuit board, and parallel with the card edge connector to a part of the card edge connector); and a flexible electrical connection (terminals inside 38) between the first circuit board and the second circuit board. Regarding claim 18, MacLaren discloses the memory module connector being a dual in-line memory module (DIMM) socket (38). Regarding claim 20, Chiu teaches the card (110) with a connector (116) that can use a number of connection protocols, including PCIe. It would have been obvious to one having ordinary skill in the art before the invention was effectively filed to form the first card with a PCIe connector, as taught by Chiu, in order to provide a reliable high speed connection. Claims 4, 6 and 7 are rejected under 35 U.S.C. 103 as being unpatentable over MacLaren and Chiu, and further in view of Wright et al. (US 7,768,280). Regarding claim 4, Wright teaches at least one of the three or more sockets (84) disposed on a first major surface of the second circuit board; and at least one of the three or more sockets (86) disposed on a second major surface of the second circuit board opposite the first major surface. It would have been obvious to one having ordinary skill in the art before the invention was effectively filed to form DIMM sockets on both major surfaces of the circuit board, as taught by Wright, in order to Regarding claim 6, Wright teaches the use of a flexible cable (88) connecting the first circuit board (90) and the second circuit board (92). It would have been obvious to one having ordinary skill in the art before the invention was effectively filed to use a flexible cable connecting the circuit boards, as taught by Wright, in order to provide an effective and lower profile connection. Regarding claim 7, MacLaren, as modified by Wright, discloses the flexible cable comprising a plurality of memory channels (individual lines) supporting a plurality of DIMM sockets on the second circuit board (intended use). Response to Arguments Applicant’s arguments with respect to the claims have been considered but are moot in view of the new grounds of rejection, as applied. Please note that the claim language also lacks any description as to what part or surface of the circuit board or the socket the horizontal orientation or parallel is taken from. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to FELIX O FIGUEROA whose telephone number is (571)272-2003. The examiner can normally be reached M-F 9am-6pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Renee Luebke can be reached at (571)727-2009. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /FELIX O FIGUEROA/Primary Examiner, Art Unit 2833
Read full office action

Prosecution Timeline

Dec 22, 2022
Application Filed
Nov 19, 2025
Non-Final Rejection mailed — §103
Feb 18, 2026
Response Filed
May 07, 2026
Final Rejection mailed — §103
Jul 07, 2026
Response after Non-Final Action
Jul 20, 2026
Request for Continued Examination
Jul 23, 2026
Response after Non-Final Action
Jul 29, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Patent 12712316
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Patent 12695227
CONNECTOR
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Patent 12690149
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3y 1m to grant Granted Jul 21, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
58%
Grant Probability
72%
With Interview (+14.5%)
2y 9m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 927 resolved cases by this examiner. Grant probability derived from career allowance rate.

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