Prosecution Insights
Last updated: April 19, 2026
Application No. 18/089,389

Anti-Twist Phacoemulsification Tip

Final Rejection §103
Filed
Dec 27, 2022
Examiner
DANIEL, ANTARIUS S
Art Unit
3783
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Johnson & Johnson Surgical Vision Inc.
OA Round
2 (Final)
52%
Grant Probability
Moderate
3-4
OA Rounds
3y 4m
To Grant
69%
With Interview

Examiner Intelligence

Grants 52% of resolved cases
52%
Career Allow Rate
94 granted / 179 resolved
-17.5% vs TC avg
Strong +16% interview lift
Without
With
+16.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
51 currently pending
Career history
230
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
52.3%
+12.3% vs TC avg
§102
16.8%
-23.2% vs TC avg
§112
25.0%
-15.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 179 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claim 1 is objected to because of the following informalities: Claim 1: On line 4, “needle” should recite “aspiration needle” to coincide with the previous recitations of the element. Claim 1: Each recitation of “sleeve” in claim 1 should recite “irrigation sleeve” to coincide with the previous recitations of the element. Appropriate correction is required. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1, 2, 4 are rejected under 35 U.S.C. 103 as being unpatentable over Urich (US 2020/0222236) in view of Nilsson (US 5,873,851) as evidenced by Kranys (US 5,405,338) and Berg (US 2004/0243102). Regarding Claim 1, Urich discloses a phacoemulsification probe (100, Fig 1) comprising: an irrigation sleeve (104, Fig 1) configured to fit over a hollow aspiration needle (106, Fig 1) and a probe body (126, Fig 1), said irrigation sleeve to provide a fluid pathway for the flow of irrigation fluid between said needle and walls of said irrigation sleeve (Para 0026; See arrows in Fig 1 showing fluid pathway formed by the sleeve 104 and out of the ports 102), said sleeve having a distal end insertable into an incision made in an eye (See Fig 1), said distal end having ports (102, Fig 1) to release said irrigation fluid into said eye. Urich is silent regarding the walls of said irrigation sleeve have at least one anti-tortional element longitudinally placed along a length of said sleeve to provide structural support to prevent twisting of said sleeve; and wherein said at least one anti-tortional element allows flattening of said irrigation sleeve for maneuvering of said sleeve within said eye while preserving the integrity of said incision. Nilsson teaches an analogous phacoemulsification probe (device of Fig 12) comprising an irrigation sleeve (240, Fig 12) configured to fit over a hollow aspiration cannula (202, Fig 12), wherein the walls of said irrigation sleeve have at least one anti-tortional element (242, Fig 12) longitudinally placed along a length of said sleeve to provide structural support to prevent twisting of said sleeve; and wherein said at least one anti-tortional element allows flattening of said irrigation sleeve for maneuvering of said sleeve within said eye while preserving the integrity of said incision (Col 4, lines 22-29; As evidenced by Kranys and Berg, helically wound coils provide torsional rigidity to prevent twisting and kinking as detailed in Col 1, lines 6-12 of Kranys and Para 0006 of Berg). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the irrigation sleeve disclosed by Urich to include a helical spring as taught by Nilsson in order to have a sleeve that can partially compressed in order to make a good seal when inserted through the incision in the cornea while being completely pinched closed at the incision (Col 4, lines 22-29). Regarding Claim 2, the modified invention of Urich and Nilsson discloses said at least one anti-tortional element (242, Fig 12 -Nilsson) is embedded in said walls (See Fig 12 -Nilsson). Regarding Claim 4, the modified invention of Urich and Nilsson discloses said at least one anti-tortional element (242, Fig 12 -Nilsson) forms a spiral around said irrigation sleeve (See Fig 12 -Nilsson). Claims 3 and 5-7 are rejected under 35 U.S.C. 103 as being unpatentable over Urich (US 2020/0222236) in view of Nilsson (US 5,873,851) and further in view of Mackool (US 5,685,841). Regarding Claim 3, the modified invention of Urich and Nilsson discloses all of the elements of the invention as discussed above, however, is silent regarding said at least one anti-tortional element is affixed to the outside of said walls. Mackool teaches a tube (36, Fig 13) having a structural support element (58, Fig 13) wherein the structural support element may be embedded within the wall of the tube or affixed to the outside of said walls (Col 2, lines 50-61; See Fig 13). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the anti-tortional element disclosed by Nilsson to be affixed to the outside of wall of the irrigation sleeve as Mackool teaches that the anti-tortional element embedded in the wall or the anti-tortional element affixed to the outside of the wall could be used to achieve the same result (providing reinforcement of the tubing as detailed in Col 2, lines 42-61) and thus were art-recognized equivalents at the time the invention was made. It has been held that substituting parts of an invention involves only routine skill in the art. Regarding Claim 5, the modified invention of Urich, Nilsson, and Mackool discloses said at least one anti-tortional element forms a spiral around said irrigation sleeve (See Fig 13 -Mackool). Regarding Claim 6, the modified invention of Urich and Nilsson discloses all of the elements of the invention as discussed above, however, is silent regarding said irrigation sleeve is manufactured from silicon. Mackool teaches that it is desirable to make a tube out of a soft, elastic, expandable material such as silicone to counteract the momentary flow surge (Col 4, lines 38-52). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the irrigation sleeve to be made of silicone as taught by Mackool in order to have a tube that can counteract momentary flow surges(Col 4, lines 38-52). Regarding Claim 7, the modified invention of Urich and Nilsson discloses all of the elements of the invention as discussed above, however, is silent regarding said at least one anti-tortional element is manufactured from metal. Mackool teaches that it is desirable to manufacture a reinforcement element from metal to provide a noncompressible, rigid, material that is able to provide the support needed to the tubing (Col 5, lines 11-19). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to modify the anti-tortional element to be made of metal as taught by Mackool in order to have a support element that is non-compressible and rigid (Col 5, lines 11-19). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANTARIUS S DANIEL whose telephone number is (571)272-8074. The examiner can normally be reached M-F 7:00am to 4:30pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kevin Sirmons can be reached at 571-272-4965. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ANTARIUS S DANIEL/Examiner, Art Unit 3783 /KEVIN C SIRMONS/Supervisory Patent Examiner, Art Unit 3783
Read full office action

Prosecution Timeline

Dec 27, 2022
Application Filed
Aug 28, 2025
Non-Final Rejection — §103
Nov 20, 2025
Response Filed
Dec 18, 2025
Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
52%
Grant Probability
69%
With Interview (+16.2%)
3y 4m
Median Time to Grant
Moderate
PTA Risk
Based on 179 resolved cases by this examiner. Grant probability derived from career allow rate.

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