Prosecution Insights
Last updated: April 19, 2026
Application No. 18/090,066

BATTERY MODULE AND BATTERY PACK

Non-Final OA §102§103
Filed
Dec 28, 2022
Examiner
REDDY, SATHAVARAM I
Art Unit
1785
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Avant Tecno Oy
OA Round
1 (Non-Final)
46%
Grant Probability
Moderate
1-2
OA Rounds
4y 2m
To Grant
99%
With Interview

Examiner Intelligence

Grants 46% of resolved cases
46%
Career Allow Rate
274 granted / 602 resolved
-19.5% vs TC avg
Strong +53% interview lift
Without
With
+53.1%
Interview Lift
resolved cases with interview
Typical timeline
4y 2m
Avg Prosecution
79 currently pending
Career history
681
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
53.6%
+13.6% vs TC avg
§102
17.4%
-22.6% vs TC avg
§112
24.3%
-15.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 602 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-8 and 10-15 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Frick et al (WO 2020/214383 A1). Regarding claim 1, Frick discloses a battery module (Fig. 7 #40; paragraph [090]) comprising: a plurality of battery cells having two opposite ends (electrochemical cells; Fig. 7 #200; paragraph [089]); a first busbar assembly (Fig. 7 #130; paragraph [107]) comprising at least a first busbar (electrically conductive substrate; paragraph [107]) coupled with a first busbar frame (insulation layer; paragraph [107]), and a second busbar assembly (Fig. 7 #130; paragraph [107]) comprising at least a second busbar (electrically conductive substrate; paragraph [107]) coupled with a second busbar frame configured to electrically couple the battery cells (insulation layer; paragraph [107]); and a main frame having side walls forming a housing (frame #50 including a cover plate #52, base plate #54, first end cap #56 and a second end cap #58 in Fig. 7; paragraph [098]) and a middle wall inside the housing dividing an inner space of the housing in a vertical direction to a first and a second section (center wall dividing the space into a left space and a right space in Fig. 7; Fig. 7 #60; paragraph [098]), wherein the middle wall comprises a plurality of holes for receiving the battery cells such that one end of each battery cell is in the first section and another end is in the second section (center wall #60 has two holes and grooves for holding the cells; Fig. 12 #60; paragraph [098]), and wherein the middle wall is substantially in the middle of the battery cells in the vertical direction supporting the battery cells substantially from the middle (center wall #60 arranged in the vertical direction; paragraph [098]), and wherein the middle wall further comprises a plurality fastening members for fastening the first busbar assembly to the main frame in the first section (center wall #60 in Fig. 14 has connections to the busbar assemblies #130; paragraph [102]) and the second busbar assembly to the main frame in the second section such that the battery cells are arranged between the first and the second busbar assemblies which couple the battery cells to the battery module (center wall #60 in Fig. 14 has connections to the busbar assemblies #130; paragraph [102]). Regarding claim 2, Frick discloses the battery module of claim 1 as noted above and Frick discloses the battery module comprising the main frame comprises a first conduit in vicinity of a first end of the frame for leading a heat transfer substance into the battery module (inlet flow diverters #540 diverting fluid to fluid passageways of battery module; paragraph [145]) and a second conduit in vicinity of a second end of the frame for leading the heat transfer substance out of the battery module (outlet flow diverters #640 diverting fluid collected from fluid passageways of battery module; paragraph [146]). Regarding claim 3, Frick discloses the battery module of claim 2 as noted above and Frick discloses the battery module comprising the first conduit comprises one or more inlets for leading the heat transfer substance into the first and/or the second section of the frame (inlet flow diverters #540 diverting fluid to fluid passageways of battery module; paragraph [145]) and the second conduit comprises one or more outlets for leading the heat transfer substance out of the first and/or second section of the frame (outlet flow diverters #640 diverting fluid collected from fluid passageways of battery module; paragraph [146]). Regarding claim 4, Frick discloses the battery module of claim 2 as noted above and Frick discloses the battery module comprising the first and/or the second busbar frame comprises at least one groove in vicinity of the ends of the battery cells configured to enable access of the heat transfer substance to the ends of the battery cells (inner surface of first wall portion and inner surface of second wall portion comprising grooves serving as fluid passageways for the battery module; paragraph [0127]). The grooves #98 disclosed in Fig. 33 are located at the end of the electrochemical cells #200. Regarding claim 5, Frick discloses the battery module of claim 4 as noted above and Frick discloses the battery module comprising the groove forms a channel network in the busbar frame to enable access of the heat transfer substance to a plurality of the ends of the battery cells (inner surface of first wall portion and inner surface of second wall portion comprising grooves serving as fluid passageways for the battery module; paragraph [0127]). The grooves #98 disclosed in Figs. 31-32 provide a network providing fluid to the ends of the electrochemical cells #200. Regarding claim 6, Frick discloses the battery module of claim 1 as noted above and Frick discloses the battery module comprising the first busbar frame is arranged between the first busbar and the battery cells (bus bar assembly #130 having insulation layer on cell terminal facing side of electrically conductive substrate; paragraph [107]), and the second busbar frame is arranged between the second busbar and the battery cells (opposing bus bar assembly #130 having insulation layer on cell terminal facing side of electrically conductive substrate; paragraph [107]). Regarding claim 7, Frick discloses the battery module of claim 1 as noted above and Frick discloses the battery module comprising a gap between the first busbar assembly and the middle wall in the first section (gap between bus bar assembly in Figs. 19-20 where center wall #60 is located; paragraphs [042]-[043]) and between the second busbar assembly and the middle wall in the second section of the frame (gap between bus bar assembly in Figs. 19-20 where center wall #60 is located; paragraphs [042]-[043]). Regarding claim 8, Frick discloses the battery module of claim 1 as noted above and Frick discloses the battery module comprising a gap between the adjacent battery cells arranged between the first and the second busbar assemblies (gap between electrochemical cells #200 and insulation layer #180 in Fig. 33; paragraph [107]). Regarding claim 10, Frick discloses the battery module of claim 1 as noted above and Frick discloses the battery module comprising a first edge of the side walls of the main frame comprises a first locking element (retaining bars #28 in Fig. 35 cooperating with first grooves #76 of first and second end caps #56 and #58; paragraph [133]) and a second edge of the side walls of the main frame comprises a second locking element (opening of barriers #118; paragraph [133]) and wherein the second locking element is configured to receive the first locking element (retaining bars #28 in Fig. 35 cooperating with first grooves #76 of first and second end caps #56 and #58 and passing through opening of barriers #118 to retain the battery modules within cassette housing; paragraph [133]). Regarding claim 11, Frick discloses the battery module of claim 1 as noted above and Frick discloses the battery module comprising the middle wall is substantially in the middle of the housing in a vertical direction (center wall #60 in Fig. 12 in the middle and in the vertical direction; paragraph [098]). Regarding claim 12, Frick discloses the battery module of claim 1 as noted above and Frick discloses the battery module comprising side walls comprise one or more fastening members for coupling a plurality of the battery modules together (retaining bars #28 in Fig. 35 cooperating with first grooves #76 of first and second end caps #56 and #58 and passing through opening of barriers #118 to retain the battery modules within cassette housing; paragraph [133]) Regarding claim 13, Frick discloses a battery pack comprising a plurality of battery modules (battery pack including twelve or more battery modules; paragraph [091]). Regarding claim 14, Frick discloses the battery pack of claim 13 as noted above and Frick discloses the battery pack comprising a plurality of the battery modules is stacked one on the other wherein a top and a bottom module comprises a cover (battery pack 1 in Figs. 1-7 comprises cassettes #20 each comprising three stacked battery modules stacked; paragraph [091]). Regarding claim 15, Frick discloses the battery pack of claim 13 as noted above and Frick discloses the battery pack comprising the cover of the top or the bottom module comprises an inlet connector (inlet flow diverter diverting fluid to battery modules in each cassette; paragraph [145]) and an outlet connector for leading a heat transfer substance out of a first and a second conduit of a main frame of the battery module (outlet flow diverter collecting fluid from spacer in each battery module; paragraph [146]). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim 9 is rejected under 35 U.S.C. 103 as being unpatentable over Frick et al (WO 2020/214383 A1) in view of Harris III (US 10,186,697 B1). Regarding claim 9, Frick discloses the battery module of claim 1 as noted above. Frick does not disclose the battery module comprising at least part of the fastening members of the middle wall comprises at least one guiding wall configured to guide a flow of the heat transfer substance inside the battery module. However, Harris III discloses a battery module comprising at least part of the fastening members of the middle wall comprises at least one guiding wall configured to guide a flow of the heat transfer substance inside the battery module (bus bar #136 separating same set of modular clips and modular clips #304 comprising cooling paths; col. 7, lines 21-31 and col. 10, lines 45-67). It would have been obvious to one of ordinary skill in the art to modify the battery module of Frick to include the modular clips comprising cooling paths of Harris III for the because having modular clips with cooling paths provides optimal battery temperature due to cooling battery cells to prevent overheating and warming battery cells in a cold environment (col. 10, lines 45-67 of Harris III). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SATHAVARAM I REDDY whose telephone number is (571)270-7061. The examiner can normally be reached Monday-Friday 9:00 AM-6:00 PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Mark Ruthkosky can be reached at (571)-272-1291. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SATHAVARAM I REDDY/Examiner, Art Unit 1785
Read full office action

Prosecution Timeline

Dec 28, 2022
Application Filed
Dec 19, 2025
Non-Final Rejection — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12571086
METHOD OF PRODUCING A PHOSPHATABLE PART FROM A SHEET COATED WITH AN ALUMINUM-BASED COATING AND A ZINC COATING
2y 5m to grant Granted Mar 10, 2026
Patent 12534645
TAPE CASSETTE INCLUDING TAPE AND COVER FILM, AND METHOD OF CREATING LABELS WITH THE TAPE CASSETTE
2y 5m to grant Granted Jan 27, 2026
Patent 12533903
COMBINATION OF THERMAL TRANSFER SHEET AND INTERMEDIATE TRANSFER MEDIUM, AND METHOD FOR PRODUCING PRINTED MATERIAL USING COMBINATION
2y 5m to grant Granted Jan 27, 2026
Patent 12533906
PRINTING FORMULATIONS AND METHODS
2y 5m to grant Granted Jan 27, 2026
Patent 12509606
PRETREATMENT LIQUID FOR IMPERMEABLE BASE MATERIAL, INK SET, BASE MATERIAL FOR IMAGE RECORDING, METHOD OF PRODUCING BASE MATERIAL FOR IMAGE RECORDING, IMAGE RECORDED MATERIAL, AND IMAGE RECORDING METHOD
2y 5m to grant Granted Dec 30, 2025
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
46%
Grant Probability
99%
With Interview (+53.1%)
4y 2m
Median Time to Grant
Low
PTA Risk
Based on 602 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month