Prosecution Insights
Last updated: April 19, 2026
Application No. 18/093,057

ANTIMICROBIAL FILTRATION

Non-Final OA §103
Filed
Jan 04, 2023
Examiner
HORGER, KIM S.
Art Unit
1784
Tech Center
1700 — Chemical & Materials Engineering
Assignee
The University of Toledo
OA Round
5 (Non-Final)
70%
Grant Probability
Favorable
5-6
OA Rounds
2y 8m
To Grant
90%
With Interview

Examiner Intelligence

Grants 70% — above average
70%
Career Allow Rate
192 granted / 274 resolved
+5.1% vs TC avg
Strong +20% interview lift
Without
With
+20.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
44 currently pending
Career history
318
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
49.9%
+9.9% vs TC avg
§102
7.6%
-32.4% vs TC avg
§112
27.6%
-12.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 274 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 22 December 2025 has been entered. Response to Amendment The amendment filed 25 November 2025 has been entered with the request for continued examination filed 22 December 2025. Claims 1, 7-9, 14-17, and 23 remain pending in the application, wherein claim 1 has been amended and claim 23 is new. Support for the amendments to claim 1 and new claim 23 is found in paragraphs 0145 of the instant specification. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1, 7-9, 14-17, and 23 are rejected under 35 U.S.C. 103 as being unpatentable over Carredo (US PGPub. No. 2021/0154610, previously cited) in view of Perera et al. (US PGPub. No. 2020/0338493, previously cited) in view of Setlock (WO 2019/113032, previously cited) and in view of Leonard (US Pat. No. 3,619,718). Claim 1: Carredo teaches an air filter with a porous copper layer having natural antimicrobial property (paragraph 0002). The porous copper layer can be produced from copper-sintered-foam or open-cell copper foam (paragraph 0027) permanently or removably coupled to a base filter layer (i.e. a substrate) (paragraph 0020). Carredo teaches that open-cell copper foams can be manufactured by various methods including chemical vapor deposition or electro-plating over a non-copper core to produce a porous copper foam structure resembling that of the copper alloy metal (paragraph 0045) (i.e. the substrate is infiltrated and coated with the copper antibacterial metallic foam). Since copper is a metal and is taught to have natural antimicrobial property (paragraph 0002) and be produced as a foam (paragraph 0027) coupled on a base filter layer (i.e. on a substrate) (paragraph 0020), this is considered to teach an antimicrobial metallic foam on a substrate. Carredo teaches that the natural antimicrobial and self-sanitizing properties of copper is due to the atomic structure causing holes in bacterial cell membranes and disrupting viral coats so that pathogens cannot function or reproduce (i.e. deactivating the microorganisms) and respiratory viruses including coronaviruses were rapidly deactivated within minutes by copper surfaces (paragraph 0066). Carredo teaches that the air filter is a multilayer comprising at least one porous copper layer coupled to a base filter layer, which can be any known air filter or filter material (paragraph 0020), and conventional air filter materials include glass fibers (i.e. fiberglass) (paragraph 0003). However, the disclosure of Carredo is focused solely on copper as the antimicrobial (i.e. Carredo does not teach other metallic antimicrobial materials). In a related field of endeavor, Perera teaches an air filter comprising an antimicrobial or antibacterial material (paragraph 0001), comprising metal particles that possess antimicrobial properties (paragraph 0006). Perera teaches that the metal may be present as a metal, a metal compound, a metal alloy, or combination of these and is preferably selected from one or combination of platinum, titanium, copper, gold, silver, zinc, etc. (paragraph 0053). Suitable compounds include copper oxide, zinc oxide, silver oxide, etc. (paragraph 0054). As Carredo and Perera each teach an air filter that incorporates metals having antimicrobial properties, they are analogous. It would have been obvious to one of ordinary skill in the art before the effective filing date to modify the air filter having a base filter layer of glass fibers or fabric (i.e. glass fibers and fabric are materials known to be insulators) of Carredo by substituting the copper foam to be a foam made of any of the antimicrobial metals or metal compounds, such as silver (i.e. metallic silver is known to be a conductive material as a property of metals) taught by Perera as this is considered a simple substitution of one element for another element known to perform the same function (see MPEP § 2143), and one would have had a reasonable expectation of success. However, although Carredo teaches that the porous layer can be produced from conventional manufacturing processes, neither Carredo nor Perera specifically teach the instantly claimed method of forming the antimicrobial foam. In a related field of endeavor of producing a coated or infiltrated substrate, Setlock teaches a method of making metal catalysts (paragraph 0003) that is a metal foam (paragraph 0010). The method includes applying a reaction mixture of a metal salt solution with a corn syrup reducing agent to a substrate to produce a coated or infiltrated substrate and heating (paragraph 0004). The metal salt may be a nitrate salt etc. that may be dissolved in methanol, and the metal may be copper, silver etc. (i.e. silver nitrate; i.e. a silver-containing precursor) (paragraph 0005). Setlock teaches that the weight ratio of metal salt-to-corn syrup can be adjusted to tailor the pore and grain size (paragraph 0049). The catalyst can be used in a variety of applications including filters (paragraph 0056). As Carredo and Setlock both teach a metal foam for a filter, they are analogous. It would have been obvious to one of ordinary skill in the art before the effective filing date to modify the antimicrobial air filter of Perera-modified Carredo to include where the porous layer is produced using the known process taught by Setlock as this is considered a simple substitution of one known element (i.e. the generally taught production by any conventional process) for another known element (i.e. the process taught by Setlock) as both are known to produce a porous layer/metal foam that can be used for filters, and one would have had a reasonable expectation of success. Furthermore, although Setlock does not specify the instantly claimed ratio of solution (i.e. silver-containing precursor and corn syrup) and methanol, determining this ratio would be within the level of ordinary skill in the art through routine experimentation as Setlock teaches that the weight ratios can be adjusted to tailor the pore and grain size (paragraph 0049) and Carredo teaches aperture sizes (i.e. pore size) being related to micron rating and filtration efficiency (paragraph 0046), and one would have had a reasonable expectation of success. However, these references do not teach that the substrate (i.e. the fiberglass) is baked. In a related field of endeavor, Leonard teaches that a standard bonded fiberglass filter may have possible contamination by surfactants but can be baked at 450-500 °C to remove the resin (i.e. binding material) (Col. 3, lines 1-12). Leonard further teaches that the baked fiberglass filter has shorter flow time than through the bonded filter due to the removal of the resin coating (Col. 4, lines 54-59). As Carredo teaches a base filter layer, which can be any known air filter or filter material (paragraph 0020), and conventional air filter materials include glass fibers (i.e. fiberglass) (paragraph 0003) and Leonard teaches a fiberglass filter, they are analogous. It would have been obvious to one of ordinary skill in the art before the effective filing date to modify the filter of Setlock-modified, Perera-modified Carredo to include where the fiberglass filter is baked (i.e. by itself) to remove the resin as this can affect the contamination by surfactants and shorten flow time, and one would have had a reasonable expectation of success. It further would have been obvious to bake the fiberglass filter with the precursor infiltrated (i.e. which contains corn syrup as taught by Setlock) as this is considered a duplication of parts (i.e. repeating a step) without producing unexpected results, absent an objective showing. See MPEP § 2144.04(VI)(B). Claims 7-8: Perera teaches that the metal may be present as a metal, a metal compound, a metal alloy, or combination of these and is preferably selected from one or combination of platinum, titanium, copper, gold, silver, zinc, etc. (paragraph 0053). Suitable compounds include copper oxide, zinc oxide, silver oxide, etc. (paragraph 0054). It would have been obvious to one of ordinary skill in the art before the effective filing date to select the metal as a combination of a metal such as silver and a metal compound such as silver oxide as Perera specifically names these materials as being suitable for an antimicrobial air filter. Claim 9: Carredo teaches that the porosity, thickness, density, and number of layers of foam air filters can be adjusted to increase efficiency, desired airflow, etc. (paragraph 0048). This is considered to teach that the foam air filters have airflow (i.e. is fluid permeable since air is a fluid). Furthermore, since air passes through all the layers of the air filters (see Figs. 5-7 of Carredo), the substrate as a base filter layer (paragraph 0020) or as a non-copper core plated to form an open-cell copper foam (paragraph 0046) also allows air to pass through (i.e. is fluid permeable). Claim 14: Carredo teaches a device comprising the air filter (paragraph 0023), where the device may be HVAC/furnace, etc. (paragraph 0050) (i.e. an air filter configured for use in an air filtration system). Claims 15-17: Carredo teaches the air filter can have a frame or housing (paragraph 0049 and 0059), may be in a range of configurations including being housed in a cartridge (paragraph 0048), can be washable and reusable (paragraph 0064), and may be embodied in a face mask or face portion of a PPE (i.e. personal protection equipment) kit (paragraph 0050). Although Carredo does not use the word “cassette”, the teaching of a cartridge is considered to be interchangeable with the term “cassette” as the instant specification discloses that Figs. 18A and 18B show an example of a facemask having a cassette or cartridge filter (paragraph 0092 of the instant specification). Claim 23: Leonard teaches that a standard bonded fiberglass filter can be baked at 450-500 °C to remove the resin (i.e. binding material) (Col. 3, lines 1-12). This range overlaps the instantly claimed range and the courts have held that a prima facie case of obviousness exists where claimed ranges overlap, lie inside of, or are close to ranges in the prior art. See MPEP § 2144.05. It is noted that as of the writing of this Office Action, no demonstration of a criticality to the claimed ranges has been presented. Response to Arguments Applicant’s arguments, filed 25 November 2025 (and entered with the request for continued examinations filed 22 December 2025), with respect to the prior art, have been fully considered and are persuasive in view of the amendments. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Carredo in view of Perera in view of Setlock and in view of Leonard, as outlined above. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to KIM S HORGER whose telephone number is (571)270-5904. The examiner can normally be reached M-F 9:30 AM - 4:00 PM EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Humera Sheikh can be reached on 571-272-0604. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KIM S. HORGER/Examiner, Art Unit 1784
Read full office action

Prosecution Timeline

Jan 04, 2023
Application Filed
Jul 24, 2024
Non-Final Rejection — §103
Nov 04, 2024
Response Filed
Dec 19, 2024
Final Rejection — §103
Mar 25, 2025
Response after Non-Final Action
Apr 10, 2025
Request for Continued Examination
Apr 11, 2025
Response after Non-Final Action
May 05, 2025
Non-Final Rejection — §103
Aug 06, 2025
Response Filed
Aug 22, 2025
Final Rejection — §103
Nov 25, 2025
Response after Non-Final Action
Dec 22, 2025
Request for Continued Examination
Dec 28, 2025
Response after Non-Final Action
Jan 08, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
70%
Grant Probability
90%
With Interview (+20.4%)
2y 8m
Median Time to Grant
High
PTA Risk
Based on 274 resolved cases by this examiner. Grant probability derived from career allow rate.

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