Office Action Predictor
Last updated: April 15, 2026
Application No. 18/098,697

CATHODE ACTIVE MATERIAL FOR LITHIUM SECONDARY BATTERY AND LITHIUM SECONDARY BATTERY INCLUDING THE SAME

Final Rejection §103
Filed
Jan 19, 2023
Examiner
OHARA, BRIAN R
Art Unit
1724
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Sk Innovation Co., LTD.
OA Round
2 (Final)
79%
Grant Probability
Favorable
3-4
OA Rounds
2y 10m
To Grant
88%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allow Rate
422 granted / 533 resolved
+14.2% vs TC avg
Moderate +9% lift
Without
With
+8.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
44 currently pending
Career history
577
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
57.2%
+17.2% vs TC avg
§102
23.6%
-16.4% vs TC avg
§112
14.2%
-25.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 533 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Remarks Claims 1, 7 and 9 have been amended. Claims 2-6 and 8 are as previously presented. Claims 9-15 are withdrawn from consideration. Claims 1-8 are currently examined. Status of Objections and Rejections The rejection as set forth within the previous office action has been modified as necessitated by the applicants amendments. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims 1-3 and 6-8 are rejected under 35 U.S.C. 103 as being unpatentable over Yu (Inhibition of excessive SEI-forming and improvement of structure stability for LiNi0.8Co0.1Mn0.1O2 by Li2MoO4 coating, as cited within IDS), and further in view of Xiao (US 2022/0112094). As to claim 1, Yu discloses a cathode active material (Abstract, and discussed throughout) for a lithium secondary battery (Introduction and Electrochemical Testing; as the battery is being cycled it is a secondary battery) comprising a plurality of a lithium-transition metal composite oxide particle (Li2MoO4-coated LiNi0.8Co0.1Mn0.1O2; Abstract and discussed throughout) having a shape of primary particles (figure 1 and Material Characterization), wherein the lithium-transition metal composite oxide particle comprises a lithium-molybdenum-containing portion having a hexagonal close-packed structure is formed on the primary particles (Results and Discussion; also seen throughout). Yu is silent to lithium-transition metal composite oxide particle having a shape of a secondary particle in which primary particles are aggregated and a hexagonal closed packed structure is formed between the primary particles within the inner region of the secondary particle. Xiao discloses nickel rich lithium manganese cobalt oxide for cathodes ([0068]) wherein aggregated particle structure shortens the diffusion length of the primary particles and increases the number of pores and grain boundaries within the secondary particles, which accelerate the electrochemical reaction and improves the rate capability ([0069]). It would have been obvious to one of ordinary skill within the art at the time of the effective filling date of the invention to use a secondary particle in which primary particles are aggregated because aggregated particle structure shortens the diffusion length of the primary particles and increases the number of pores and grain boundaries within the secondary particles, which accelerate the electrochemical reaction and improves the rate capability ([0069], Xiao) and as a mere combing prior art elements according to known methods to obtain predictable results (see MPEP 2143 I). Thus, the coating being a hexagonal closed structure would be formed between the primary particles within the inner region of the secondary particle. As to claim 2, modified Yu discloses wherein, the primary particles have a hexagonal close-packed structure (Results and Discussion; seen throughout, also see MPEP 2112 and above claims). As to claim 3, modified Yu discloses wherein, the lithium-transition metal composite oxide particle does not include primary particles having a face centered cubic structure (Results and Discussion; seen throughout, also see MPEP 2112 and above claims). As to claim 6, modified Yu is silent to wherein, a carbon content remaining on an outer surface of the lithium-transition metal composite oxide particle and between the primary particles measured by a CS (carbon-sulfur) analyzer is 1,200 ppm or less. However, as carbon is an impurity, it would have been obvious to one of ordinary skill within the art at the time of the effective filling date of the invention to have carbon content being as low as possible as a mere purifying an old product (see MPEP 2144.04 VII). As to claim 7, modified Yu discloses wherein, the lithium-molybdenum-containing portion is further present on an outer surface of the lithium-transition metal composite oxide particle. ([0069], Xiao; as the particles of Yu would be make up the primary and secondary particles, and the lithium-molybdenum is a coating the structural limitation is present in the combination). As to claim 8, modified Yu discloses a lithium secondary battery (Introduction and Electrochemical Testing; as the battery is being cycled it is a secondary battery), comprising a cathode comprising a cathode active material layer, the cathode active material layer comprising the cathode active material for a lithium secondary battery of claim 1 (Electrochemical Testing, seen throughout); and an anode facing the cathode (Electrochemical Testing, seen throughout). Claims 4 and 5 are rejected under 35 U.S.C. 103 as being unpatentable over modified Yu as applied to claim 1 above, and further in view of Ren (Facile synthesis of Li2MoO4 coated LiNi1/3Co1/3Mn1/3O2 composite as a novel cathode for high-temperature lithium batteries, as cited within IDS). As to claims 4 and 5, modified Yu is silent to wherein, a content of molybdenum in the lithium-transition metal composite oxide particle measured through an inductively coupled plasma (ICP) analysis is in a range from 1,000 ppm to 14,000 ppm based on a total weight of the lithium-transition metal composite oxide particle (1,200 ppm to 7,000 ppm for claim 5). Ren discloses a lithium ion battery (Abstract) composing a cathode active material comprising a lithium-nickel-cobalt-manganese-oxide (Abstract) coated with Li2MoO4 (Abstract) wherein the amount of content of molybdenum in the lithium-transition metal composite oxide particle is a result effective variable (give that the only location of the molybdenum is within the coating and thus the coating and molybdenum are directly proportional) as the coating layer facilitates the migration of lithium-ion on the surface of the material, thereby decreasing the resistance of electrochemical reaction (Electrochemical Performance, Ren), thus there need to be a minim amount of coating to receive the benefits of the coating layer. However, due to the low electric conductivity of Li2MoO4, to thick of a coating layer causes high total polarization (Electrochemical Performance, Ren). Thus, it would have been obvious to one of ordinary skill within the art at the time of the effective filling date of the invention to optimize the amount of molybdenum as a result effective variable (see MPEP 2144.05 II). Response to Arguments Applicant's arguments filed 12/15/2025 have been fully considered but they are not persuasive. The applicant argues that Yu is silent to the hexagonal closed packed structure. The examiner respectfully disagrees as Yu states within the Results and Discussion section within the first paragraph “…indicating that the coating samples still have the same layered hexagonal alpha-NaFeO2 structure and R-3m space group…” Thus the coating layer having a closed packed structure and is formed on the primary particle. Therefore, the examiner maintains the rejection. The applicant than argues the prior art Xiao teaches away from the secondary particle configuration. The examiner respectfully disagrees. Xiao [0069] states: … aggregation of nano-sized primary particles into micro-sized secondary polycrystalline particles. This aggregated particle structure shortens the diffusion length of the primary particles and increases the number of pores and grain boundaries within the secondary particles, which accelerate the electrochemical reaction and improves the rate capability of NMC. … The negative potions that the applicant point to are due to the high Ni within the mixture not the aggregation. Xiao [0069] states: … as the Ni content increases above 0.6, challenges arise. For example, such Ni-rich NMC cathodes are subject to moisture sensitivity, aggressive side reactions, and/or gas generation during cycling, raising safety concerns… The applicant it not taking the art or the combination as a hole. Therefore the examiner maintains the rejection. The applicant also did not address the MPEP 2143 I, as mere combing prior art elements according to known methods to obtain predictable results (see MPEP 2143 I). Therefore the examiner maintains the rejection. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to BRIAN R OHARA whose telephone number is (571)272-0728. The examiner can normally be reached 7:30 AM-3:30 PM EST M-F. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Miriam Stagg can be reached at 571-270-5256. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BRIAN R OHARA/Examiner, Art Unit 1724
Read full office action

Prosecution Timeline

Jan 19, 2023
Application Filed
Sep 16, 2025
Non-Final Rejection — §103
Dec 15, 2025
Response Filed
Dec 29, 2025
Final Rejection — §103
Mar 30, 2026
Request for Continued Examination
Apr 01, 2026
Response after Non-Final Action

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12589999
LITHIUM MANGANESE IRON PHOSPHATE POSITIVE ELECTRODE ACTIVE MATERIAL AND PREPARATION METHOD, POSITIVE ELECTRODE PLATE, SECONDARY BATTERY AND ELECTRICAL APPARATUS THEREOF
2y 5m to grant Granted Mar 31, 2026
Patent 12586805
SOLID OXIDE FUEL CELL, SOLID OXIDE FUEL CELL STACK AND MANUFACTURING METHOD OF SOLID OXIDE FUEL CELL
2y 5m to grant Granted Mar 24, 2026
Patent 12580275
Battery Module
2y 5m to grant Granted Mar 17, 2026
Patent 12555814
FUEL CELL UNIT
2y 5m to grant Granted Feb 17, 2026
Patent 12555879
CYLINDRICAL SECONDARY BATTERY
2y 5m to grant Granted Feb 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

3-4
Expected OA Rounds
79%
Grant Probability
88%
With Interview (+8.9%)
2y 10m
Median Time to Grant
Moderate
PTA Risk
Based on 533 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in for Full Analysis

Enter your email to receive a magic link. No password needed.

Free tier: 3 strategy analyses per month