Prosecution Insights
Last updated: April 19, 2026
Application No. 18/101,231

Pluggable OTDR With Integrated BOSA

Final Rejection §103
Filed
Jan 25, 2023
Examiner
SINGH, DALZID E
Art Unit
2635
Tech Center
2600 — Communications
Assignee
II-VI Delaware, Inc.
OA Round
4 (Final)
91%
Grant Probability
Favorable
5-6
OA Rounds
2y 3m
To Grant
98%
With Interview

Examiner Intelligence

Grants 91% — above average
91%
Career Allow Rate
797 granted / 874 resolved
+29.2% vs TC avg
Moderate +6% lift
Without
With
+6.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
19 currently pending
Career history
893
Total Applications
across all art units

Statute-Specific Performance

§101
5.2%
-34.8% vs TC avg
§103
40.5%
+0.5% vs TC avg
§102
27.5%
-12.5% vs TC avg
§112
11.6%
-28.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 874 resolved cases

Office Action

§103
DETAILED ACTION Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-6, 8 and 9 are rejected under 35 U.S.C. 103 as being unpatentable over Magri et al (WO 2022/053133 A1) in view of Aguren (US Pub. No. 2012/0020672 A1). Regarding claim 1, Magri et al teaches an optical time domain reflectometer (OTDR) system comprising a modified bidirectionally optical subassembly (BOSA), wherein the modified BOSA comprises a directional element configured to permit transmitting a measurement signal and receiving a reflected version of the measurement signal at a substantially identical wavelength, the OTDR is formed as a single pluggable module (page 1, lines 21-23; “OTDR integrated in pluggable optical transceivers: modified transceivers (e.g., small form-factor pluggable (SFP)) are provided where the OTDR function/processing is embedded in these highly specialized OTDR transceivers.”; page 11, lines 23-26, optical transceiver 14 is configured to: transmit a measurement signal at a first wavelength… and receive a reflected version of the measurement signal at the first wavelength…”; page 11, lines 3-9; “…passive routing device 16 includes two arrayed waveguides and a circulator, as described herein, although other optical components that perform the specific functions of passive routing device 16 described herein may be used.”). Magri et al teaches the OTDR is formed as a single pluggable module and differs from the claimed invention in that Magri et al does not specifically teach the OTDR is formed as a single pluggable module that integrates the modified BOSA, a driver circuit, a transimpedance amplifier, and a processor element. However, it is well known that pluggable module integrates the modified BOSA, a driver circuit, a transimpedance amplifier, and a processor element. Aguren teaches optical transceiver having OTDR mode in a pluggable module (Aguren: para [0032]; “…the transceiver 100 is an SFP-type transceiver, that is, is in conformity with the requirements set out by the SFF committee in various documents for SFP, SFP+, SFF or similar transceivers (example SFF specification documents: INF-8074i, SFF-8431). In alternative embodiments, any other suitable type of optical transceiver can be employed, for example other transceivers with relatively small form factors such as XFP type transceivers and others. In some embodiments, the transceiver 100 is configured to be removably hot pluggable into connection with a host device circuit.”; para [0031]; “…the electronic circuitry 600 receives host device electrical control signals which are processed through a transmitter electrical signal processing channel including an equalizer 610 and a light source driver 611, for example a laser driver, to cause the laser 325 to transmit optical signals through the transmission channel 121. The electronic circuitry 600 also receives electrical signals from the photodetector 345 which, in the communications mode, are processed through a receiver electrical signal processing channel including a transimpedance amplifier (TIA) 620 and a limiter 621 for output to the host device. The electronic circuitry 600 comprises control logic 630 including OTDR control logic 631. The control logic 630 can communicate with control logic 630 of another transceiver 100 at an opposite end of an external optical fiber connected to the transmitter channel 121 using a modulator 613 and demodulator 623.”). Therefore, it would have been obvious to an artisan of ordinary skill in the art before the effective filling date of the claimed invention to modify the optical module of Magri et al to integrate the OTDR as a single pluggable module that include the modified BOSA, a driver circuit, a transimpedance amplifier, and a processor element in order to provide smaller size, lower power consumption, reduced heat generation, increased reliability, and lower cost compared to discrete components. Furthermore, integrating circuities provides greater durability due to fewer connections, more energy-efficient, and can be mass-produced at a lower cost, leading to more affordable and smaller electronic devices. Magri et al teaches modified transceiver in the form of small form-factor pluggable (SFP) which inherently comprise transmitter and a separate receiver to transmit and receive the measurement signal (Magri et al.: page 1, lines 21-23; “…modified transceivers (e.g., small form-factor pluggable (SFP)) are provided where the OTDR function/processing is embedded in these highly specialized OTDR transceivers; page 11, lines 23-26, optical transceiver 14 is configured to: transmit a measurement signal at a first wavelength… and receive a reflected version of the measurement signal at the first wavelength…”). Furthermore, in view of the combination, Aguren also teaches transceiver within the modified BOSA comprises an optical transmitter configured for transmitting the measurement signal (Aguren: para [0019]; “The transmitter arrangement 120 includes a transmitter channel … includes a light source and optics arrangement 125 for generating optical signals …. The light source conveniently comprises a laser, for example a semiconductor laser diode (325, FIG. 3) such as a vertical cavity surface emitting laser (VCSEL), and the optics conveniently comprises one or more lenses (326, FIG. 3).”) and a separate optical receiver configured for receiving the reflected version of the measurement signal at the substantially identical wavelength (Aguren: para [0020]; “The receiver arrangement 140 includes a receiver channel … includes a photodetector and optics arrangement 145 for receiving optical signals from the receiver channel 141 and converting the optical signals to electrical signals. The photodetector (345, FIG. 3) conveniently comprises an avalanche diode configured to operate close to avalanche mode, although for some embodiments alternative photodetectors may be appropriate, for example a p-i-n diode photodetector. The receiver optics conveniently comprises one or more lenses (346, FIG. 3). The laser diode 325 and photodetector 345 are operable to respectively generate and detect optical signals having mutually similar wavelength, for example in the region of 850 nm or any other suitable wavelength.”). Regarding claim 2, wherein said OTDR comprises a single module, said single module being in a pluggable form factor (Magri et al.: page 1, lines 21-23; “…modified transceivers (e.g., small form-factor pluggable (SFP)) are provided where the OTDR function/processing is embedded in these highly specialized OTDR transceivers.”). Regarding claim 3, wherein said OTDR comprises a single output port coupled to a fibre link to be tested (Magri et al.: page 1, lines 6-7; “…find the fault location of an optical fiber.”). Regarding claim 4, wherein said OTDR comprises an MSA interface (small form-factor pluggable (SFP)) is considered a multi-source agreement (MSA) interface). Regarding claim 5, wherein said pluggable form factor may be a QSFP format, a QSFP28 format, or an SFP format, or an OSFP format (Magri et al.: page 1, lines 21-23; “…modified transceivers (e.g., small form-factor pluggable (SFP)) are provided where the OTDR function/processing is embedded in these highly specialized OTDR transceivers.”). Regarding claim 6, wherein said modified BOSA comprises an optical circulator function or a coupler, and/or an optical bandpass function (Magri et al.: page 11, lines 6-9; “…passive routing device 16 includes two arrayed waveguides and a circulator, as described herein, although other optical components that perform the specific functions of passive routing device 16 described herein may be used.”). Regarding claim 8, wherein said optical transmitter is a laser and/or said optical receiver is a photo diode (Magri et al.: page 11, lines 17-20; “Optical transceiver 14 is configured to convert an electrical signal such as a data signal to an optical signal for transmission, and is also configured to convert a received optical signal to an electrical signal such as a linear electrical photo-detected signal.”). Regarding claim 9, wherein said single module is coupled to a host card for data analysis (Magri et al.: page 5, lines 7-9; “A measurement characteristic associated with the reflected version of the measurement signal is determined at the host device.”). Claim 10 is rejected under 35 U.S.C. 103 as being unpatentable over Magri et al (WO 2022/053133 A1) in view of Aguren (US Pub. No. 2012/0020672 A1) and further in view of Ahadian et al (US Pub. No. 2013/0208264 A1). Regarding claim 10, the combination of Magri et al as modified by Aguren et al teaches wherein said OTDR comprises electrical process and control circuitry (page 9, lines 12-21; “…the hardware 20 of the host device 12 further includes processing circuitry 24. The processing circuitry 24 may include a processor 26 and a memory 28. …, the processing circuitry 24 may comprise integrated circuitry for processing and/or control, e.g., one or more processors and/or processor cores and/or FPGAs (Field Programmable Gate Array) and/or ASICs (Application Specific Integrated Circuitry) adapted to execute instructions. Processing circuitry 24 may include and/or provide analog-to-digital converter module(s)/functions, digital signal processing module(s)/functions, logic module(s)/functions, clock data recovery module(s)/functions as described herein.”) and differs from the claimed invention in that the combination does not specifically teach OTDR comprises electrical process and control circuitry for analyzing the operation of a laser driver circuit and an output electrical voltage from a transimpedance amplifier and generating therefrom an OTDR trace as an output. Ahadian et al teaches integrated OTDR comprising electrical process and control circuitry for analyzing the operation of a laser driver circuit and an output electrical voltage from a transimpedance amplifier and generating therefrom an OTDR trace as an output (para [0036]; “The measurement can be started when a Start signal (for example, from an external source) is received by the OTDR timing generation circuit 308. The signal P from the OTDR timing circuitry 308 passes through the MUX 305 to the laser driver 306 which drives a laser (for, example, a VCSEL) or photoemitter 320, to generate light into the fiber 101. Light travels down the optical fiber 101 and after reflecting off a discontinuity or disruption 350 in the fiber, some light returns and illuminates the photodiode 322 attached to an amplifying device (shown here, using the example of a transimpedance amplifier (TIA)) 301. The amplifier or TIA 301 outputs a voltage proportional to the light intensity striking the photodiode 322 to the track and hold (T/H) circuits 302, one of which holds the signal at a time determined by the H0 signal and the other holds the signal at time determined by the H1 signal. …. The ADC 310 can be incorporated within a processor or MCU 312. The microcontroller 312 then typically further processes and possibly stores the value for later retrieval, depending on the OTDR sampling mode. The same measurement can be repeated many times at the same settings for H0 and H1, so averaging of the signal can be used to increase the signal to noise ratio.”). Since there are various circuit arrangement to measure, analyze and trace OTDR signal, it would have been obvious to an artisan of ordinary skill in the art before the effective filling date of the claimed invention to modify the electrical circuity of Magri et al by trying a different circuity as taught by Ahadian et al to obtain a predictable measurement, analysis and OTDR trace with a reasonable expectation of success. Response to Arguments Applicant’s arguments with respect to the amended claim 1 have been considered but are moot in view of the new ground of rejection. Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Sandstrom (US Patent No. 9,143,228 B2) is cited to show embedded ODTR in an SPF device comprising optical transmitter and optical receiver. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DALZID E SINGH whose telephone number is (571)272-3029. The examiner can normally be reached Monday-Friday 9-5 ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, DAVID PAYNE can be reached on 571-272-3024. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. DALZID E. SINGH Primary Examiner Art Unit 2635 /DALZID E SINGH/Primary Examiner, Art Unit 2635
Read full office action

Prosecution Timeline

Jan 25, 2023
Application Filed
Mar 04, 2025
Non-Final Rejection — §103
Jun 30, 2025
Response Filed
Jul 08, 2025
Final Rejection — §103
Aug 27, 2025
Response after Non-Final Action
Oct 03, 2025
Request for Continued Examination
Oct 10, 2025
Response after Non-Final Action
Oct 21, 2025
Non-Final Rejection — §103
Feb 23, 2026
Response Filed
Mar 20, 2026
Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
91%
Grant Probability
98%
With Interview (+6.4%)
2y 3m
Median Time to Grant
High
PTA Risk
Based on 874 resolved cases by this examiner. Grant probability derived from career allow rate.

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