Prosecution Insights
Last updated: April 19, 2026
Application No. 18/103,090

POWER RECOVERY UNDER GRID CONTINGENCIES USING DROOP-CONTROLLED GRID-FORMING INVERTERS

Non-Final OA §102
Filed
Jan 30, 2023
Examiner
KOUSAR, SADIA
Art Unit
2859
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Regents Of The University Of Minnesota
OA Round
1 (Non-Final)
63%
Grant Probability
Moderate
1-2
OA Rounds
3y 1m
To Grant
73%
With Interview

Examiner Intelligence

Grants 63% of resolved cases
63%
Career Allow Rate
69 granted / 109 resolved
-4.7% vs TC avg
Moderate +9% lift
Without
With
+9.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
46 currently pending
Career history
155
Total Applications
across all art units

Statute-Specific Performance

§101
2.7%
-37.3% vs TC avg
§103
55.9%
+15.9% vs TC avg
§102
30.1%
-9.9% vs TC avg
§112
9.6%
-30.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 109 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 1-20 is/are rejected under 35 U.S.C. 102(a)(2) as being unpatentable by Allert et al. (US 2022/0368154), herein after Allert. Regarding claim 1, Allert discloses a method of maintaining electrical power to one or more designated loads connected to an electrical bus (abstract), the electrical bus being selectively connected to an electric power grid as a first source of power (see the annotated fig. I), the electrical bus being connected to an inverter for selectively providing power to the electrical bus from a second source of electrical power (the power source connected to the electrical bus through inverter 30, fig. 1), the method comprising: PNG media_image1.png 720 959 media_image1.png Greyscale Annotated fig. I operating the inverter to be synchronized with the electric power grid (paragraph [0026]) and provide a selected amount of active and reactive electrical power from the second source of electrical power while the one or more designated loads receive electrical power from the electric power grid (The first inverter may also be configured to operate in parallel with the AC-grid in a grid following mode, in which an AC-load connected to the second port is powered by the AC-grid and the first inverter in parallel, wherein the first inverter provides grid-following currents which may be fed-in to the AC-load and/or the AC-grid as far as the latter is available. The first inverter may comprise a first control unit, e. g. firmware, with a control strategy allowing the parallel operation of the first inverter with the AC-grid. The control strategy includes the first inverter and the first choke and is configured to control the power provided to the AC-load via the second port, paragraph [00006]Note: the inverters are autonomously sink with AC grid, paragraph [0026]); monitoring connection of the electrical bus to the electric power grid (central control unit of the electrical unit is configured to determine a failure or loss of the AC-grid and to is connect the AC-load from the AC-grid in case of a failure or loss of the AC-grid, paragraph [0017]); and at the time the electrical bus is no longer receiving power from the electrical grid, operating the inverter to provide required power without interruption to the one or more designated loads of the electrical bus (paragraph [0025]-[0027]). Regarding claim 2, Allert further discloses wherein the selected amount of active and reactive power is zero (control parameters may be communicated via the communication channel 28 from the central control unit 26 to the inverters 30, 40, 50, wherein the control parameters may optionally comprise active power setpoints, reactive power setpoints, voltage reference values, frequency reference values, or slopes of droop functions used in the inverters 30, 40 to generated a balanced supply of the AC-load 24 with electrical power from the inverters 30, 40, in particular during a grid failure, paragraph [0063] where the active and reactive power set points could be zero to provide the stable balance power). Regarding claim 3, Allert further discloses wherein monitoring connection of the electrical bus to the electrical power grid comprises island detection (the central control unit 26 may communicate control signals to the inverters 30, 40 still operating in grid forming mode such that voltage, frequency, and/or phase vector of the electrical power supplied to the AC-load 24 is synchronized with the respective parameters of the AC-grid 22 in order to ensure a smooth transition between islanded operation and grid-connected operation, paragraph [0061] shows that the control unit consistently monitor island mode). Regarding claim 4, Allert further discloses wherein monitoring connection of the electrical bus to the electrical power grid comprises monitoring status or operation of the connection of the electrical bus to the electric power grid (the central control unit 26 may communicate control signals to the inverters 30, 40 still operating in grid forming mode such that voltage, frequency, and/or phase vector of the electrical power supplied to the AC-load 24 is synchronized with the respective parameters of the AC-grid 22 in order to ensure a smooth transition between islanded operation and grid-connected operation, paragraph [0061]). Regarding claim 5, Allert further discloses wherein a feeder switch (48, fig. 1) selectively electrically connects the electrical bus to the electric power grid (A first switch 48 is arranged between the first port 12 and the second port. The AC-grid 22 may be disconnected from and connected to the electrical unit 10 using this first switch 48, paragraph [0048]), and wherein monitoring status or operation of the connection of the electrical bus to the electric power grid comprises monitoring the status or operation of the feeder switch (The method further comprises detecting a failure of the AC-grid 22 based on the electrical parameters at S3, and in case of a failure of the AC-grid 22, disconnecting the backup power system from the AC-grid 22, e. g. by using the first switch 48 at S4, paragraph [0060]). Regarding claim 6, Allert further discloses wherein the electrical bus is connected to a second inverter for selectively providing power to the electrical bus from a third source of electrical power (48 is connected to the electrically connected to electrical bus through the inverter 40, fig. 1), the method further comprising: operating the second inverter to be synchronized with the electric power grid and provide a second selected amount of active and reactive electrical power from the third source of electrical power while the one or more designated loads receive electrical power from the electric power grid (The first inverter and/or second inverter may also be configured to operate in parallel with the AC-grid in a grid-following mode, in which a local grid connected to the second port is powered mainly by the AC-grid and supplemented by grid-following power provided by the first inverter and/or second inverter in parallel, paragraph [0010]); and wherein at the time the electrical bus is no longer receiving power from the electrical grid, operating each of the inverter with the second inverter so that each provides electrical power and together the inverter and the second inverter provide the required power without interruption to the one or more designated loads of the electrical bus (The first inverter and/or second inverter may comprise a control unit, e. g. a dedicated firmware, with a control strategy allowing the parallel operation of the first inverter and/or the second inverter in grid-forming mode to supply the AC-load in case of a failure of the AC-grid, paragraph [0010]). Regarding claim 7, Allert further discloses wherein the selected amount of active and reactive power is zero (control parameters may be communicated via the communication channel 28 from the central control unit 26 to the inverters 30, 40, 50, wherein the control parameters may optionally comprise active power setpoints, reactive power setpoints, voltage reference values, frequency reference values, or slopes of droop functions used in the inverters 30, 40 to generated a balanced supply of the AC-load 24 with electrical power from the inverters 30, 40, in particular during a grid failure, paragraph [0063] where the active and reactive power set points could be zero to provide the stable balance power). Regarding claim 8, Allert further discloses wherein the electrical bus is connected to a second inverter for selectively providing power to the electrical bus from a third source of electrical power (48 is connected to the electrically connected to electrical bus through the inverter 40, fig. 1), the method further comprising: operating the second inverter to be synchronized with the electric power grid and provide a second selected amount of active and reactive electrical power from the third source of electrical power while the one or more designated loads receive electrical power from the electric power grid (The first inverter and/or second inverter may also be configured to operate in parallel with the AC-grid in a grid-following mode, in which a local grid connected to the second port is powered mainly by the AC-grid and supplemented by grid-following power provided by the first inverter and/or second inverter in parallel, paragraph [0010]); and wherein at the time the electrical bus is no longer receiving power from the electrical grid, operating each of the inverter with the second inverter so that each provides electrical power and together the inverter and the second inverter provide the required power without interruption to the one or more designated loads of the electrical bus (The first inverter and/or second inverter may comprise a control unit, e. g. a dedicated firmware, with a control strategy allowing the parallel operation of the first inverter and/or the second inverter in grid-forming mode to supply the AC-load in case of a failure of the AC-grid, paragraph [0010]). Regarding claim 9, Allert discloses a system for maintaining electrical power to one or more designated loads connected to an electrical bus (Abstract), the electrical bus being selectively connected to an electric power grid as a first source of power (see the annotated fig. 1), the system comprising: a second source (battery 38, fig. 1) of electrical power; an inverter connected to the second source of electrical (inverter 30 connected to 38, fig. 1); and a controller (the central controller 26, fig. 2)receiving an input indicating if the electrical bus is connected to the electrical power grid (a power backup system comprises: monitoring electrical parameters of the AC-grid 22 using the central control unit 26, paragraph [0060]), the controller being configured to: selectively provide a selected amount of active and reactive electrical power to the electrical bus from the second source of electrical power while being synchronized with the electric power grid and while the one or more designated loads receive electrical power from the electric power grid (paragraph [0006], [0026]); based on the input, monitor the connection of the electrical bus to the electric power grid(central control unit of the electrical unit is configured to determine a failure or loss of the AC-grid and to is connect the AC-load from the AC-grid in case of a failure or loss of the AC-grid, paragraph [0017]); and at the time the electrical bus is no longer receiving power from the electrical grid, operate the inverter to provide required power without interruption to the one or more designated loads of the electrical bus (paragraph [0025]-[0027]). Regarding claim 10, Allert further discloses wherein the second selected amount of active and reactive power is zero(control parameters may be communicated via the communication channel 28 from the central control unit 26 to the inverters 30, 40, 50, wherein the control parameters may optionally comprise active power setpoints, reactive power setpoints, voltage reference values, frequency reference values, or slopes of droop functions used in the inverters 30, 40 to generated a balanced supply of the AC-load 24 with electrical power from the inverters 30, 40, in particular during a grid failure, paragraph [0063] where the active and reactive power set points could be zero to provide the stable balance power). Regarding claim 11, Allert further discloses wherein the input is based on island detection(the central control unit 26 may communicate control signals to the inverters 30, 40 still operating in grid forming mode such that voltage, frequency, and/or phase vector of the electrical power supplied to the AC-load 24 is synchronized with the respective parameters of the AC-grid 22 in order to ensure a smooth transition between islanded operation and grid-connected operation, paragraph [0061]). Regarding claim 12, Allert further discloses wherein the input comprises a status or operation of the connection of the electrical bus to the electric power grid (the central control unit 26 may communicate control signals to the inverters 30, 40 still operating in grid forming mode such that voltage, frequency, and/or phase vector of the electrical power supplied to the AC-load 24 is synchronized with the respective parameters of the AC-grid 22 in order to ensure a smooth transition between islanded operation and grid-connected operation, paragraph [0061]). Regarding claim 13, Allert further discloses wherein a feeder switch (48, fig. 1) selectively electrically connects the electrical bus to the electric power grid(A first switch 48 is arranged between the first port 12 and the second port. The AC-grid 22 may be disconnected from and connected to the electrical unit 10 using this first switch 48, paragraph [0048]), and wherein the input comprises the status or operation of the feeder switch(The method further comprises detecting a failure of the AC-grid 22 based on the electrical parameters at S3, and in case of a failure of the AC-grid 22, disconnecting the backup power system from the AC-grid 22, e. g. by using the first switch 48 at S4, paragraph [0060]). Regarding claim 14, Allert further discloses the system further comprising: a third source of electrical power (48, fig. 2); a second inverter connected to the third source of electrical power (40 is connected to 48, fig. 2); configured to selectively provide a selected amount of power to the electrical bus from the third source of electrical power while being synchronized with the electric power grid and while the one or more designated loads receive electrical power from the electric power grid(The first inverter and/or second inverter may also be configured to operate in parallel with the AC-grid in a grid-following mode, in which a local grid connected to the second port is powered mainly by the AC-grid and supplemented by grid-following power provided by the first inverter and/or second inverter in parallel, paragraph [0010]); and wherein the controller is configured to: selectively provide a second selected amount of active and reactive electrical power to the electrical bus from the second source of electrical power while being synchronized with the electric power grid and while the one or more designated loads receive electrical power from the electric power grid (paragraph [0010] both first and second convert are used to provide the balance amount of power); and at the time the electrical bus is no longer receiving power from the electrical grid, operate each of the inverter with the second inverter so that each provides electrical power and together the inverter and the second inverter provide the required power without interruption to the one or more designated loads of the electrical bus(The first inverter and/or second inverter may comprise a control unit, e. g. a dedicated firmware, with a control strategy allowing the parallel operation of the first inverter and/or the second inverter in grid-forming mode to supply the AC-load in case of a failure of the AC-grid, paragraph [0010]). Regarding claim 15, Allert further discloses wherein the second selected amount of active and reactive power is zero (control parameters may be communicated via the communication channel 28 from the central control unit 26 to the inverters 30, 40, 50, wherein the control parameters may optionally comprise active power setpoints, reactive power setpoints, voltage reference values, frequency reference values, or slopes of droop functions used in the inverters 30, 40 to generated a balanced supply of the AC-load 24 with electrical power from the inverters 30, 40, in particular during a grid failure, paragraph [0063] where the active and reactive power set points could be zero to provide the stable balance power). Regarding claim 16, Allert further discloses the system further comprising a third source of electrical power (48, fig. 2); a second inverter connected to the third source of electrical power (40 is connected to 48, fig. 2); configured to selectively provide a selected amount of power to the electrical bus from the third source of electrical power while being synchronized with the electric power grid and while the one or more designated loads receive electrical power from the electric power grid(The first inverter and/or second inverter may also be configured to operate in parallel with the AC-grid in a grid-following mode, in which a local grid connected to the second port is powered mainly by the AC-grid and supplemented by grid-following power provided by the first inverter and/or second inverter in parallel, paragraph [0010]); and wherein the controller is configured to: selectively provide a second selected amount of active and reactive electrical power to the electrical bus from the second source of electrical power while being synchronized with the electric power grid and while the one or more designated loads receive electrical power from the electric power grid (paragraph [0010] both first and second convert are used to provide the balance amount of power); and at the time the electrical bus is no longer receiving power from the electrical grid, operate each of the inverter with the second inverter so that each provides electrical power and together the inverter and the second inverter provide the required power without interruption to the one or more designated loads of the electrical bus(The first inverter and/or second inverter may comprise a control unit, e. g. a dedicated firmware, with a control strategy allowing the parallel operation of the first inverter and/or the second inverter in grid-forming mode to supply the AC-load in case of a failure of the AC-grid, paragraph [0010]). Regarding claim 17, Allert further discloses wherein the selected amount of active and reactive power is zero (control parameters may be communicated via the communication channel 28 from the central control unit 26 to the inverters 30, 40, 50, wherein the control parameters may optionally comprise active power setpoints, reactive power setpoints, voltage reference values, frequency reference values, or slopes of droop functions used in the inverters 30, 40 to generated a balanced supply of the AC-load 24 with electrical power from the inverters 30, 40, in particular during a grid failure, paragraph [0063] where the active and reactive power set points could be zero to provide the stable balance power). Regarding claim 18, Allert discloses an apparatus configured to maintain electrical power to one or more designated loads connected to an electrical bus (fig. 2), the electrical bus being selectively connected to an electric power grid as a first source of power (see annotated fig I), the apparatus comprising: an inverter (30, fig. 2) configured to be connected to a second source of electrical (38, fig. 2); and a controller (central control unit 26, fig. 2) connected to the inverter and receiving an input indicating if the electrical bus is connected to the electrical power grid (monitoring electrical parameters of the AC-grid 22 using the central control unit 26 at S1, and operating the inverters 30, 40, 50 in a grid following operation mode at S2, paragraph [0060]), the controller being configured to: selectively control the inverter to provide a selected amount of active and reactive electrical power to the electrical bus from the second source of electrical power while being synchronized with the electric power grid and while the one or more designated loads receive electrical power from the electric power grid ((The first inverter may also be configured to operate in parallel with the AC-grid in a grid following mode, in which an AC-load connected to the second port is powered by the AC-grid and the first inverter in parallel, wherein the first inverter provides grid-following currents which may be fed-in to the AC-load and/or the AC-grid as far as the latter is available. The first inverter may comprise a first control unit, e. g. firmware, with a control strategy allowing the parallel operation of the first inverter with the AC-grid. The control strategy includes the first inverter and the first choke and is configured to control the power provided to the AC-load via the second port, paragraph [00006]Note: the inverters are autonomously sink with AC grid, paragraph [0026]); based on the input, monitor the connection of the electrical bus to the electric power grid(central control unit of the electrical unit is configured to determine a failure or loss of the AC-grid and to is connect the AC-load from the AC-grid in case of a failure or loss of the AC-grid, paragraph [0017]); and at the time the electrical bus is no longer receiving power from the electrical grid, operate the inverter to provide required power without interruption to the one or more designated loads of the electrical bus (paragraph [0025]-[0027]). Regarding claim 19, Allert further discloses wherein the second selected amount of active and reactive power is zero (control parameters may be communicated via the communication channel 28 from the central control unit 26 to the inverters 30, 40, 50, wherein the control parameters may optionally comprise active power setpoints, reactive power setpoints, voltage reference values, frequency reference values, or slopes of droop functions used in the inverters 30, 40 to generated a balanced supply of the AC-load 24 with electrical power from the inverters 30, 40, in particular during a grid failure, paragraph [0063] where the active and reactive power set points could be zero to provide the stable balance power). Regarding claim 20, Allert further discloses wherein the input is based on island detection or comprises a status or operation of the connection of the electrical bus to the electric power grid(the central control unit 26 may communicate control signals to the inverters 30, 40 still operating in grid forming mode such that voltage, frequency, and/or phase vector of the electrical power supplied to the AC-load 24 is synchronized with the respective parameters of the AC-grid 22 in order to ensure a smooth transition between islanded operation and grid-connected operation, paragraph [0061] shows that the control unit consistently monitor island mode). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Zimmanack (US 2017/0077707). Any inquiry concerning this communication or earlier communications from the examiner should be directed to SADIA KOUSAR whose telephone number is (571)272-3386. The examiner can normally be reached M-Th 7:30am-5:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Julian Huffman can be reached at (571) 272-2147. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. SADIA . KOUSAR Examiner Art Unit 2859 /JULIAN D HUFFMAN/Supervisory Patent Examiner, Art Unit 2859
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Prosecution Timeline

Jan 30, 2023
Application Filed
Feb 03, 2026
Non-Final Rejection — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
63%
Grant Probability
73%
With Interview (+9.4%)
3y 1m
Median Time to Grant
Low
PTA Risk
Based on 109 resolved cases by this examiner. Grant probability derived from career allow rate.

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