Prosecution Insights
Last updated: May 29, 2026
Application No. 18/106,733

ULTRASONIC TRANSDUCERS WITH MALLEABLE BACKING MEMBERS

Non-Final OA §102§103
Filed
Feb 07, 2023
Examiner
SAN MARTIN, JAYDI A
Art Unit
2837
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Baker Hughes Holding LLC
OA Round
1 (Non-Final)
85%
Grant Probability
Favorable
1-2
OA Rounds
0m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allowance Rate
867 granted / 1024 resolved
+16.7% vs TC avg
Moderate +12% lift
Without
With
+12.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
15 currently pending
Career history
1036
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
65.5%
+25.5% vs TC avg
§102
20.2%
-19.8% vs TC avg
§112
4.8%
-35.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1024 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Specification The specification has not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant's cooperation is requested in correcting any errors of which applicant may become aware in the specification. Drawings The drawings are objected to under 37 CFR 1.83(a). The drawings must show every feature of the invention specified in the claims. Therefore, the different patterns, other than triangles, as recited in claim 6 must be shown or the feature(s) canceled from the claim(s). No new matter should be entered. Corrected drawing sheets in compliance with 37 CFR 1.121(d) are required in reply to the Office action to avoid abandonment of the application. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. The figure or figure number of an amended drawing should not be labeled as “amended.” If a drawing figure is to be canceled, the appropriate figure must be removed from the replacement sheet, and where necessary, the remaining figures must be renumbered and appropriate changes made to the brief description of the several views of the drawings for consistency. Additional replacement sheets may be necessary to show the renumbering of the remaining figures. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-3, 5-6, 8, 10-12, 14, 15, 17 and 19 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Baumgartner (US20040100163, hereinafter Baumgartner). Regarding claims 1 and 10, Baumgartner discloses an ultrasonic transducer comprising: an enclosure including an impedance matching member (22, paragraph [0034]), at least one piezoelectric component (12), an adhesive material (transparent thin layer of adhesive, paragraph [0047]), and a backing member (14, 24) including a plurality of apertures (Fig. 2, 26) disposed thereupon; wherein the impedance matching member (22) is coupled to a first surface of the at least one piezoelectric component (12) and the backing member (14) is coupled to a second surface of the at least one piezoelectric component, the first surface being diametrically opposed to the second surface; and wherein the adhesive material (metallization) is disposed between the at least one piezoelectric component and the backing member for coupling the at least one piezoelectric component to the backing member, and between the at least one piezoelectric component and the impedance matching member for coupling the at least one piezoelectric component to the impedance matching member (see paragraph [0004]). The method, as claimed is implicit in the disclosure of Baumgartner. Regarding claims 2, 3, 11 and 12, the first and second surfaces of the piezoelectric component correspond to the bottom and top surfaces of the piezoelectric component. Regarding claims 5, 6, 14 and 15, the plurality of apertures corresponds to a circular pattern (see Fig. 2). Regarding claims 8 and 17, inherently the piezoelectric component oscillates in accordance with an oscillation rate. Regarding claim 19, Baumgartner discloses an ultrasonic transducer comprising: an enclosure including an impedance matching member (22, paragraph [0034]), at least one piezoelectric component (12), an adhesive material (transparent thin layer of adhesive, paragraph [0047]), and a backing member (14, 24) including a plurality of apertures disposed thereupon (Fig. 2, 26) in accordance with a pattern wherein the at least one piezoelectric component oscillates in accordance with an oscillation rate and the backing member oscillates in accordance with the oscillation rate at which the at least one piezoelectric component oscillates; wherein the impedance matching member (22) is coupled to a bottom surface of the at least one piezoelectric component (12) and the backing member (14) is coupled to a top surface of the at least one piezoelectric component, the first surface being diametrically opposed to the second surface; and wherein the adhesive material (metallization) is disposed between the at least one piezoelectric component and the backing member for coupling the at least one piezoelectric component to the backing member, and between the at least one piezoelectric component and the impedance matching member for coupling the at least one piezoelectric component to the impedance matching member (see paragraph [0004]). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 4, 7, 13, 16 and 20 are rejected under 35 U.S.C. 103 as being unpatentable over Baumgartner. Regarding claims 4 and 13, Baumgartner discloses the invention as explained above, but fails to explicitly disclose fails to disclose the density of the backing member in the range of 350-500kg/cm3. It would have been an obvious matter of design choice to determine the specific density of the backing member, since the applicant has not disclosed that such specific density solves any problem or is for a particular reason. It appears that the claimed invention would perform equally well with any backing material as long as the vibration characteristics of the piezoelectric unit are not compromised. Regarding claims 7, 16 and 20, Baumgartner discloses the invention as explained above, but fails to explicitly disclose the thickness of the backing member in the range from 2mm-10mm. It would have been an obvious matter of design choice to determine the specific thickness of the backing member, since the applicant has not disclosed that such specific thickness solves any problem or is for a particular reason. It appears that the claimed invention would perform equally well with any thickness as long as the vibration characteristics of the piezoelectric unit is not compromised. Allowable Subject Matter Claims 9 and 18 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. See PTO-892. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Jaydi San Martin whose telephone number is (571)272-2018. The examiner can normally be reached on M-Th 7:45-6:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Dedei Hammond can be reached on 571-270-7938. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /J. San Martin/ Primary Examiner, Art Unit 2837
Read full office action

Prosecution Timeline

Feb 07, 2023
Application Filed
Apr 10, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
85%
Grant Probability
97%
With Interview (+12.2%)
2y 6m (~0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1024 resolved cases by this examiner. Grant probability derived from career allowance rate.

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