Prosecution Insights
Last updated: April 19, 2026
Application No. 18/108,259

PROSTHETIC HEART VALVE AND METHODS FOR ASSEMBLY

Non-Final OA §103
Filed
Feb 10, 2023
Examiner
MATHEW, SEEMA
Art Unit
3774
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Edwards Lifesciences Corporation
OA Round
1 (Non-Final)
71%
Grant Probability
Favorable
1-2
OA Rounds
3y 4m
To Grant
98%
With Interview

Examiner Intelligence

Grants 71% — above average
71%
Career Allow Rate
491 granted / 689 resolved
+1.3% vs TC avg
Strong +26% interview lift
Without
With
+26.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 4m
Avg Prosecution
29 currently pending
Career history
718
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
46.6%
+6.6% vs TC avg
§102
29.3%
-10.7% vs TC avg
§112
14.6%
-25.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 689 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Allowable Subject Matter Claims 1-10 are allowed. The following is a statement of reasons for the indication of allowable subject matter: The closest prior art Barash et al. discloses a prosthetic valve comprising: a radially expandable and compressible annular frame comprising at least a first strut and an adjacent second strut, wherein the first and second struts overlap each other at a pivot joint and radial expansion or compression of the annular frame causes the first strut to pivot relative to the second strut at the pivot joint; a valvular structure comprising at least first and second leaflets configured to permit the flow of blood from an inflow end to an outflow end of the prosthetic valve assembly and block the flow of blood from the outflow end to the inflow end of the prosthetic valve assembly; and a plurality of knots coupling the plurality of leaflets to the annular frame. However, Barash et al. does not expressly disclose wherein the first strut comprises a first strut segment and a second strut segment separated by the pivot joint, the second strut comprises a third strut segment and a fourth strut segment separated by the pivot joint and wherein the plurality of knots comprise an anchor knot attached to the second strut segment, wherein the first end knot is connected to the anchor knot by a first suture transition section, and the anchor knot is connected to the second end knot by a second suture transition section. Claims 12-16 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: The closest prior art Barash et al. does not expressly disclose nor render obvious wherein the first locking knot is connected to the second locking knot by a first suture transition section, and the second locking knot is connected to the third locking knot by a second suture transition section. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Barash et al. U.S. Publication 2019/0105153 A1. Regarding Claim 11, Barash et al. discloses a prosthetic valve comprising a radially expandable and compressible annular frame 22 as seen in Figure 2 comprising at least a first strut 32a and an adjacent second strut 32b (as seen in Figure 2), wherein the first strut 32a overlaps the second strut 32b at a pivot joint and radial expansion or compression of the annular frame causes the first strut to pivot relative to the second strut 32a, 32b at the pivot joint (paragraphs [0028-0029], [0175-0176], [0178], [0187-0187]) for the purpose of having an angled orientation of a strut in relationship to a neighboring strut to allow radial expansion and compressibility of the annular frame and allow for varying plastic deformation between the plurality of struts (paragraph [0077]); a valvular structure 24 comprising at least first and second leaflets configured to permit the flow of blood from an inflow end to an outflow end of the prosthetic valve and block the flow of blood from the outflow end to the inflow end of the prosthetic valve (paragraph [0190]); and a suture attaching the first leaflet to the first strut and the second leaflet to the second strut (as seen in Figures 2 and 7, paragraph [0201]) and wherein the suture comprises three interconnected locking knots that are respectively attached to three of the four strut segments (as seen in Figure 2). However, Barash does not expressly disclose wherein the first and second struts comprise four strut segments connected by the pivot joint. It would have been obvious to one having ordinary skill in the art at the time the invention was made to modify Barash’s plurality of struts forming pairs of first and second struts to further include four struts connected by the pivot joint, since it has been held that constructing a formerly integral structure in various elements involves only routine skill in the art. Nerwin v. Erlichman, 168 USPQ 177, 179. Claim(s) 17-20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Levi et al. U.S. Publication 2016/0374802 A1 in view of White WO2010/011699 A2. Regarding Claim 17, Levi et al. discloses a prosthetic valve 10 comprising a radially expandable and compressible annular frame 12 comprising a plurality of struts 22 interconnected with each other at a plurality joints (as seen in Figures 1-5, the struts overlaps and paragraph [0055]); a valvular structure 14 comprising at least one leaflet configured to permit the flow of blood from an inflow end to an outflow end of the prosthetic valve and block the flow of blood from the outflow end to the inflow end of the prosthetic valve (paragraph [0052] and as seen in Figures 1-3); and an attachment member 72/16 connected to a cusp edge portion (region by 154, see paragraph [0065]) of the leaflet (as seen in Figures 21-26 and 37-39 and paragraphs [0052], [0065] discloses the skirt 16 and reinforcing attachment member 72 collectively form a sleeve) and wrapped around a selected strut of the frame to form inner and outer layers of the attachment member that are sutured to each other (as seen in Figures 37-41 and paragraphs [0083-0084] discloses the outer skirt 18 and inner skirt 16 can be sutured together to form a continuous sleeve). However, Levi et al. does not expressly disclose a plurality of struts interconnected with each other at a plurality pivot joints. White teaches a prosthetic heart valve 120 as seen in Figures 13-15 in the same field of endeavor comprising a frame having a plurality of struts 11 interconnected to each other at joints (intersections of struts), wherein the joints pivot (page 14, lines 10-31) for the purpose of having an angled orientation of a strut in relationship to a neighboring strut enabling the leaflets to be attached to the frame in a triangular configuration that offers structural integrity and durability to the leaflets (page 15, lines 1-11). Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify Levi’s struts to be interconnected with each other at a plurality of pivot points as taught by White for the purpose of having an angled orientation of a strut in relationship to a neighboring strut enabling the leaflets to be attached to the frame in a triangular configuration that offers structural integrity and durability to the leaflets. Regarding Claim 18, Levi et al. discloses wherein the selected strut comprises a plurality of strut segments between adjacent joints along the length of the selected strut (as seen in Figures 37-43), wherein attachment member 72, 16 comprises a plurality of flaps 164, each of which is wrapped around one of the strut segments (as seen in Figures 42-43 and paragraph [0084]). Regarding Claim 19, Levi et al. discloses wherein the flaps 164 are spaced apart from each other to define gaps 164 therebetween, and wherein the gaps are aligned with the pivot joints (as seen in Figures 42-43 and paragraph [0084]). Regarding Claim 20, Levi et al. discloses further comprising a skirt 16 sutured to the cusp edge portion of the leaflet 14, and wherein the cusp edge portion of the leaflet is sandwiched between the skirt and the attachment member 72 (as seen in Figures 36-38 and paragraph [0065]). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SEEMA MATHEW whose telephone number is (571) 270-1452. The examiner can normally be reached on Monday-Friday 9 am – 5 pm. If attempts to reach the examiner by telephone are unsuccessful, please contact the examiner’s supervisor, SPE, Melanie Tyson at (571) 272-9062. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SEEMA MATHEW/ Primary Examiner, Art Unit 3774
Read full office action

Prosecution Timeline

Feb 10, 2023
Application Filed
Nov 29, 2025
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12594161
SYSTEMS AND METHODS FOR PREDICTABLE COMMISSURAL ALIGNMENT OF A REPLACEMENT HEART VALVE
2y 5m to grant Granted Apr 07, 2026
Patent 12575929
INTEGRATED VALVE ASSEMBLY AND METHOD OF DELIVERING AND DEPLOYING AN INTEGRATED VALVE ASSEMBLY
2y 5m to grant Granted Mar 17, 2026
Patent 12564491
MULTI-LAYER COVERING FOR A PROSTHETIC HEART VALVE
2y 5m to grant Granted Mar 03, 2026
Patent 12551207
HEART VALVE PROSTHESIS AND METHOD
2y 5m to grant Granted Feb 17, 2026
Patent 12539422
Heart help device, system and method
2y 5m to grant Granted Feb 03, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
71%
Grant Probability
98%
With Interview (+26.5%)
3y 4m
Median Time to Grant
Low
PTA Risk
Based on 689 resolved cases by this examiner. Grant probability derived from career allow rate.

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