Prosecution Insights
Last updated: October 02, 2026
Application No. 18/109,016

ELECTRODE STRUCTURE AND PRISMATIC BATTERY INCLUDING THE SAME

Non-Final OA §103
Filed
Feb 13, 2023
Priority
Feb 14, 2022 — RE 10-2022-0018632
Examiner
MCNULTY, SEAMUS PATRICK
Art Unit
1752
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution Ltd.
OA Round
3 (Non-Final)
43%
Grant Probability
Moderate
3-4
OA Rounds
0m
Est. Remaining
75%
With Interview

Examiner Intelligence

Grants 43% of resolved cases
43%
Career Allowance Rate
18 granted / 42 resolved
-22.1% vs TC avg
Strong +32% interview lift
Without
With
+32.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
41 currently pending
Career history
99
Total Applications
across all art units

Statute-Specific Performance

§103
74.4%
+34.4% vs TC avg
§102
17.4%
-22.6% vs TC avg
§112
7.5%
-32.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 42 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 5/26/2026 has been entered. Response to Amendment Amendments filed 05/26/2026 have been entered. Amendments do overcome the 102 rejection the 103 rejection as previously presented in final office action mailed02/26/2026, see new grounds of rejection below. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-2,4, 8-13, 15, 18 and 19 are rejected under 35 U.S.C. 103 as being unpatentable over (US-20140193670-A1) hereinafter referred to as ‘Ahn’ in view of (US-20180315980-A1) hereinafter referred to as ‘Lee’, in view of (US-20120148913-A1) hereinafter referred to as ‘Chiba’ Regarding Claim 1, An teaches a prismatic battery (Ahn, “A battery pack including a battery cell”, see Abstract), comprising: an electrode structure (Ahn, battery cell, 100, Fig. 1) ; a prismatic battery housing having an opening that accommodates the electrode structure (Ahn, case, 400, Fig. 1) ; and an electrolyte (The examiner notes that an electrolyte is an inherent feature of a battery cell see 2163.07 (a)) , wherein the electrode structure comprises: a first electrode assembly (Ahn, pouch, 110, Fig. 1) ; a second electrode assembly (Ahn, pouch, 110, Fig. 1); and a current collector plate comprising a positive electrode terminal and a negative electrode terminal (Ahn, PCM, 200, Fig. 1) , wherein each of the first electrode assembly and the second electrode assembly comprises a plurality of unit cells, and each of the plurality of unit cells includes a positive electrode, a negative electrode and a separator between the positive electrode and the negative electrode (Ahn, “Alternatively, the electrode assembly may be formed by sequentially stacking the positive electrode plate, the separator, and the negative electrode plate a plurality of times”, see [0038]), wherein the positive electrode comprises a positive electrode tab (Ahn, positive electrode tab, 121, Fig. 1) and the negative electrode comprises a negative electrode tab (Ahn, negative electrode tab, 122, Fig. 1) and wherein the positive electrode tab and the negative electrode tab are disposed on a first side of the plurality of unit cells (Ahn, see Fig. 1), wherein the positive electrode tabs of the first electrode assembly and the second electrode assembly are electrically connected to the positive electrode terminal, and the negative electrode tabs of the first electrode assembly and the second electrode assembly are electrically connected to the negative electrode terminal (Ahn, corresponding connection parts, 212, Fig. 1) , wherein the current collector plate seals the opening of the prismatic battery housing (Ahn, “the sealing member 250 may block (e.g., seal) the hole 450 in the case 400.”, see [0049]), Ahn does not teach a positive electrode dummy tab, a negative electrode dummy tab, herein the positive electrode dummy tabs and the negative electrode dummy tabs are disposed on a side of the plurality of unit cells other than the first side wherein the positive electrode dummy tab and the negative electrode dummy tab are fixed to an inner surface of the prismatic battery housing to support the first and second electrode assemblies, and wherein the positive electrode dummy tab and the negative electrode dummy tab are electrically insulated from the positive electrode terminal and the negative electrode terminal of the current collector plate. Inoue teaches Lee teaches a positive electrode dummy tab, a negative electrode dummy tab, herein the positive electrode dummy tabs and the negative electrode dummy tabs are disposed on a side of the plurality of unit cells other than the first side wherein the positive electrode dummy tab and the negative electrode dummy tab are fixed to an inner surface of the prismatic battery housing to support the first and second electrode assemblies (Lee, “battery case adjacent to the fixing parts”, see [0073]). Lee teaches that these dummy tabs can act to suppress swelling and relieve stress (Lee, “fixing parts with the same polarity are bonded to each other via welding or soldering while being arranged in parallel in up and down directions to suppress swelling and to relieve stress generated in an electrode assembly.”, see [0057]) (Lee, “the fixing parts 112 and 132 to effectively suppress widening of a gap between electrode plates compared with a conventional electrode assembly including only a tap-lead coupler.”, see [0058]). Modified Ahn and Lee are analogous as they are both related to the field of batteries. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the dummy tabs as taught in Modified Ahn with the tabs as taught in Lee and attach them to the case as taught in Modified Ahn in order to support the electrode assembly and to suppress swelling and suppress widening between the pouch and the case. Modified Ahn does not teach wherein the positive electrode dummy tab and the negative electrode dummy tab are electrically insulated from the positive electrode terminal and the negative electrode terminal of the current collector plate Chiba teaches wherein the positive electrode dummy tab and the negative electrode dummy tab (Chiba, “two tabs 101 b and 101 d, one of which may be referred to as a connecting tab and the other of which may be referred to as a dummy tab.”, see [0118]) are electrically insulated from the positive electrode terminal and the negative electrode terminal of the current collector plate (Chiba, “Upon connection to the terminals, while the tab 102 c, which is a dummy tab, is connected to the terminal using the dummy terminal 112, the tab 102 c may not be connected to the terminal.”, see [0126]) Chiba teaches that this arrangement prevents the tabs from contacting and causing a short circuit (Chiba, “At this time, because the tabs of the positive electrode plate 101 and the tabs of the negative electrode plate 102 are arranged not to overlap each other, the short circuit is prevented between the tab of the positive electrode plate 101 and the tab of the negative electrode plate 102.”, see [0098]). Lee and Chiba are analogous as they are both of the same field of tabs and battery packs. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the tabs to be insulated from the case in order to prevent a short circuit. Regarding Claim 2, Modified Ahn teaches the prismatic battery of claim 1, wherein a number of the unit cells in the first electrode assembly is the same as a number of the unit cells of the second electrode assembly(Ahn, pouch, 110, Fig. 1) (see Fig. 1). Regarding Claim 4, Modified Ahn the prismatic battery of claim 1, wherein each of the first electrode assembly and the second electrode assembly further comprises a half cell including a positive electrode or a negative electrode on a separator (Ahn, “Alternatively, the electrode assembly may be formed by sequentially stacking the positive electrode plate, the separator, and the negative electrode plate a plurality of times”, see [0038]). Regarding Claim 8, Modified Ahn teaches the prismatic battery of claim 1, wherein both the positive electrode dummy tab and the negative electrode dummy tab are disposed on a side of the plurality of unit cells opposite to the first side (Ahn, see Fig. 1) (Ahn, battery cell, 100, Fig. 1). Regarding Claim 9, Modified Ahn teaches the prismatic battery of claim 1, wherein the positive electrode dummy tab and the negative electrode dummy tab are fixed to an inner surface of the prismatic battery housing. (Lee, “battery case adjacent to the fixing parts”, see [0073]). Regarding Claim 10, Modified Ahn teaches the prismatic battery of claim 8, wherein each of a pair of the positive electrode tab and the positive electrode dummy tab and a pair of the negative electrode tab and the negative electrode dummy tab are aligned in a straight line in a height direction of the prismatic battery housing (Lee, “battery case adjacent to the fixing parts”, see [0073])(Lee, see Fig. 3) Regarding Claim 11, Modified Ahn teaches the prismatic battery of claim 8, wherein a pair of the positive electrode tab and the positive electrode dummy tab and a pair of the negative electrode tab and the negative electrode dummy tab are not aligned in a straight line in a height direction of the prismatic battery housing (Lee, “battery case adjacent to the fixing parts”, see [0073])(Lee, see Fig. 4) Regarding Claim 12, Modified Ahn teaches wherein each of a pair of the positive electrode tab and the negative electrode dummy tab and a pair of the negative electrode tab and the positive electrode dummy tab are aligned in a straight line in the height direction of the prismatic battery housing (Lee, “battery case adjacent to the fixing parts”, see [0073])(Lee, see Fig. 3) Regarding Claim 13, Modified Ahn teaches wherein one of the positive electrode dummy tab or the negative electrode dummy tab is electrically insulated from the prismatic battery housing. (Chiba, “Upon connection to the terminals, while the tab 102 c, which is a dummy tab, is connected to the terminal using the dummy terminal 112, the tab 102 c may not be connected to the terminal.”, see [0126]) Regarding Claim 15, Modified Ahn teaches the prismatic battery of claim 13, wherein the one of the positive electrode dummy tab or the negative electrode dummy tab electrically insulated from the prismatic battery housing is fixed to an insulator installed on an inner surface of the prismatic battery housing (Chiba, “Upon connection to the terminals, while the tab 102 c, which is a dummy tab, is connected to the terminal using the dummy terminal 112, the tab 102 c may not be connected to the terminal.”, see [0126]) Regarding Claim 18, Modified Ahn teaches the positive electrode dummy tab and the negative electrode dummy tab are electrically insulated from the prismatic battery housing (Chiba, “Upon connection to the terminals, while the tab 102 c, which is a dummy tab, is connected to the terminal using the dummy terminal 112, the tab 102 c may not be connected to the terminal.”, see [0126]) Regarding Claim 19, Modified Ahn teaches the prismatic battery of claim 18, wherein the positive electrode dummy tab and the negative electrode dummy tab are fixed to an insulator installed on an inner surface of the prismatic battery housing(Chiba, “Upon connection to the terminals, while the tab 102 c, which is a dummy tab, is connected to the terminal using the dummy terminal 112, the tab 102 c may not be connected to the terminal.”, see [0126]) Claim 3 is rejected under 35 U.S.C. 103 as being unpatentable over (US-20140193670-A1) hereinafter referred to as ‘Ahn’ in view of (US-20180315980-A1) hereinafter referred to as ‘Lee’, in view of (US-20120148913-A1) hereinafter referred to as ‘Chiba’ in view of (US-20110039131-A1) hereinafter referred to as ‘Moon’ Regarding Claim 3, Modified Ahn does not teach wherein the first and second electrode assemblies are folded toward the current collector plate with the positive electrode terminal and the negative electrode terminal as a center Moon teaches wherein the first and second electrode assemblies are folded toward the current collector plate with the positive electrode terminal and the negative electrode terminal as a center (Moon, “The first and second bare cell may be folded along a center line of the connection tab. Further, a protective circuit module (PCM) electrically may be coupled to the connection tab.”, [0009]) Moon teaches that this configuration improves assembly (Moon, “electrode tabs of two or more laminated bare cells are easily and precisely welded to a single, or more, connection tabs by a worker.”, see Abstract). Modified Ahn and Moon are analogous as they are both of the same field of battery packs. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have folded the configuration as taught in Ahn to allow for ease of assembly. Claims 14, 17, and 21 are rejected under 35 U.S.C. 103 as being unpatentable over (US-20140193670-A1) hereinafter referred to as ‘Ahn’ in view of (US-20180315980-A1) hereinafter referred to as ‘Lee’, in view of (US-20120148913-A1) hereinafter referred to as ‘Chiba in further view of (US-20200152952-A1) hereinafter referred to as ‘Heo’ Regarding Claim 14, Modified Ahn does not teach the prismatic battery of claim 13, wherein the one of the positive electrode dummy tab or the negative electrode dummy tab electrically insulated from the prismatic battery housing has a polarity opposite to that of the prismatic battery housing. Heo teaches wherein the one of the positive electrode tab or the negative electrode dummy tab electrically insulated from the prismatic battery housing has a polarity opposite to that of the prismatic battery housing (Heo, “negative electrode tab is welded to the welding pole, whereby the battery case serves as a negative electrode terminal”, see [0013]). Heo teaches that this allows for damage to the electrode assembly to be prevented (Heo, “and it is possible to prevent damage to the electrode assembly”, see [0013]). Modified Ahn and Heo are analogous as they are both of the same field of batteries. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the electrode as assembly as taught in Modified Ahn to have one of the electrodes be welded directly to the case in order to have it serve as an electrode terminal to prevent damage to the electrode assembly. Regarding Claim 17, Modified Ahn does not teach wherein a dummy tab that is not electrically insulated from the prismatic battery housing is welded to an inner surface of the prismatic battery housing. Heo teaches wherein a tab that is not electrically insulated from the prismatic battery housing is welded to an inner surface of the prismatic battery housing (Heo, “negative electrode tab is welded to the welding pole, whereby the battery case serves as a negative electrode terminal”, see [0013]). Heo teaches that this allows for damage to the electrode assembly to be prevented (Heo, “and it is possible to prevent damage to the electrode assembly”, see [0013]). Modified Ahn and Heo are analogous as they are both of the same field of batteries. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the electrode as assembly as taught in Ahn to have one of the electrodes be welded directly to the case in order to have it serve as an electrode terminal to prevent damage to the electrode assembly. Regarding Claim 21, Modified Ahn does not teach wherein the device is an electric vehicle (EV). Heo teaches a device comprising the prismatic battery of claim 5, wherein the device is an electric vehicle (EV) (Heo, “In addition, secondary batteries have attracted considerable attention as energy sources for electric vehicles and hybrid electric vehicles,”, see [0003]). Heo teaches that this can help solve problems caused by air pollution and fossil fuels (Heo, “which have been developed to solve problems, such as air pollution, caused by existing gasoline and diesel vehicles using fossil fuels.”, see [0003]) Modified Ahn and Heo are analogous as they both relate to the field of batteries. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the use of the battery of Modified Ahn to be used in an electric vehicle or EV in order to reduce the pollution problems caused by fossil fuels. Claims 16 and 20 are rejected under 35 U.S.C. 103 as being unpatentable over by (US-20140193670-A1) hereinafter referred to as ‘Ahn’ in view of (US-20180315980-A1) hereinafter referred to as ‘Lee’, in view of (US-20120148913-A1) hereinafter referred to as ‘Chiba’ in further view of (US-20120190252-A1) hereinafter referred to as ‘Pavlinsky’ Regarding Claim 16, Modified Ahn does not teach the prismatic battery of claim 15, wherein: the insulator includes a tab insertion groove; and the one of the positive electrode dummy tab or the negative electrode dummy tab electrically insulated from the prismatic battery housing is inserted into and fixed to the tab insertion groove. Pavlinksy teaches tab insulator includes insertion groove; and the one of the positive electrode tab or the negative electrode tab electrically insulated from the prismatic battery housing is inserted into and fixed to the tab insertion groove (Pavlinksy, “The stack insulator 30 may include a tab groove 36 and a tab aperture 32,”, see [0057]). Pavlinsky teaches that the tab insertion groove allows for the tabs to be properly spaced apart and prevent a short circuit (Pavlinsky, “which may keep the first electrode tab 20 and the second electrode tab 22 spaced apart from each other by a predetermined distance to prevent a short circuit therebetween”, see [0057]). Modified Ahn and Pavlinsky are analogous as they both relate to the same field of batteries. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the insulating part of the tab as taught in Modified Ahn with the slot as taught in Pavlinsky in maintain the spacing and prevent a short-circuit. Regarding Claim 20, Modified Ahn does not teaches wherein the insulator includes a tab insertion groove; and each of the positive electrode dummy tab and the negative electrode dummy tab is inserted into and fixed to the tab insertion groove. Pavlinksy teaches wherein the insulator includes a tab insertion groove; and each of the positive electrode dummy tab and the negative electrode dummy tab is inserted into and fixed to the tab insertion groove. (Pavlinksy, “The stack insulator 30 may include a tab groove 36 and a tab aperture 32,”, see [0057]). Pavlinsky teaches that the tab insertion groove allows for the tabs to be properly spaced apart and prevent a short circuit (Pavlinsky, “which may keep the first electrode tab 20 and the second electrode tab 22 spaced apart from each other by a predetermined distance to prevent a short circuit therebetween”, see [0057]) . Modified Ahn and Pavlinsky are analogous as they both relate to the same field of batteries. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have modified the insulating part of the tab as taught in Modified Ahn with the slot as taught in Pavlinsky in maintain the spacing and prevent a short-circuit. Response to Arguments Applicant's arguments filed 05/26/2026have been fully considered; they are persuasive. On pg. 9, the applicant argues: “The pouch type battery cells (200-2, 200-4 and 200-6) in Fig. 2B of Kadirvel are merely connected in parallel by flexible joining pads (206-2, 206-4, 206-6, 206-8). Nowhere does Kadirvel disclose that the joining pads seals the opening of the battery housing. Importantly, the structure of battery cells in Kadirvel is only applicable to a pouch type battery, as Kadirvel does not disclose supporting the electrode assembly using positive and negative electrode dummy tabs fixed to an inner surface of the housing.” This is convincing. The examiner has added to the record Ahn and Chiba. Ahn teaches an incased prismatic type cell casing with a connection portion. Chiba teaches a dummy tab which are fixed explicitly to the inner surface of the cell. Lee teaches the dummy tabs oriented as claimed. In view of the new references, the arguments as previously set forth are moot. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SEAMUS PATRICK MCNULTY whose telephone number is (703)756-1909. The examiner can normally be reached Monday- Friday 8:00am to 5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nicholas A. Smith can be reached at (571) 272-8760. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /S.P.M./Examiner, Art Unit 1752 /OLATUNJI A GODO/Primary Examiner, Art Unit 1752
Read full office action

Prosecution Timeline

Show 1 earlier event
Aug 22, 2025
Non-Final Rejection mailed — §103
Nov 21, 2025
Response Filed
Feb 26, 2026
Final Rejection mailed — §103
Apr 29, 2026
Examiner Interview Summary
Apr 29, 2026
Applicant Interview (Telephonic)
May 26, 2026
Request for Continued Examination
May 28, 2026
Response after Non-Final Action
Aug 25, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

3-4
Expected OA Rounds
43%
Grant Probability
75%
With Interview (+32.1%)
3y 5m (~0m remaining)
Median Time to Grant
High
PTA Risk
Based on 42 resolved cases by this examiner. Grant probability derived from career allowance rate.

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