Prosecution Insights
Last updated: April 19, 2026
Application No. 18/114,027

BATTERIES AND METHODS OF MAKING THE SAME

Non-Final OA §102§103
Filed
Feb 24, 2023
Examiner
ALEJANDRO, RAYMOND
Art Unit
1752
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Medtronic, Inc.
OA Round
1 (Non-Final)
79%
Grant Probability
Favorable
1-2
OA Rounds
3y 3m
To Grant
99%
With Interview

Examiner Intelligence

Grants 79% — above average
79%
Career Allow Rate
913 granted / 1153 resolved
+14.2% vs TC avg
Strong +22% interview lift
Without
With
+22.5%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
55 currently pending
Career history
1208
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
36.6%
-3.4% vs TC avg
§102
27.8%
-12.2% vs TC avg
§112
24.1%
-15.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1153 resolved cases

Office Action

§102 §103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election of Group I, Species I-A-2/B-2 (i.e., claims 1 and 3-13) in the reply filed on 12/01/25 is acknowledged. Because applicant did not distinctly and specifically point out the supposed errors in the restriction requirement, the election has been treated as an election without traverse (MPEP § 818.01(a)). Priority Acknowledgment is made of applicant’s claim for domestic priority under 35 U.S.C. 119 (e). Information Disclosure Statement The information disclosure statement (IDS) submitted on 06/12/23 and 02/24/23 was considered by the examiner. Drawings The drawings were received on 02/24/23. Specification The abstract of the disclosure is objected to because it does not appear to capture the essence of the disclosed/claimed invention. A corrected abstract of the disclosure is required and must be presented on a separate sheet, apart from any other text. See MPEP § 608.01(b). The title of the invention is not descriptive. A new title is required that is clearly indicative of the invention to which the claims are directed. It does not appear to capture the essence of the disclosed/claimed invention. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 3-5 and 7-8 are rejected under 35 U.S.C. 102a1 as being anticipated by the publication EP 1914818 (hereinafter EP’818). As to claims 1, 3-5: EP’818 discloses that it is known in the art to make a battery/electrochemical cell 10 comprising a conductive housing 12 including sidewall 14 surrounding an enclosed volume 16, external surface, and proximal/distal ends/openings 18, 20 (opposite ends) (0016; 0021; see Figures 1, 5-8 & 11); a polymer-based insulating coating 44 formed on the inner surface of the housing 12 (0024; see Figures 1, 5-8 & 11); a sealing/header cap assembly 22 disposed in the proximal end/opening 18; an electrode assembly including respective anode/cathode components (0027-0028; 0033); an interelectrode/separator section/region and a solid electrolyte (Abstract; 0016-0018; 0019-0021; 0022-0025; 0030-0031; 0033 see Figures 1, 5-8 & 11). EP’818 teaches that case serving as the anode terminal/case-negative design, or also being case-positive design (0026; see Figures 1, 5-8 & 11); a cathode active material 53 in a powdered form (i.e., porous) filled/placed into volume 55 (i.e., interelectrode region/area) within insulator 44 and being in electrical contact with proximal end 50 of terminal pin 28; an electrolyte/separator disc 64 (0030-0031) is positioned contiguously with a portion 66 of the side wall 14 in contact with cathode 54 (0027-0028; see Figures 1, 5-8 & 11). PNG media_image1.png 746 416 media_image1.png Greyscale PNG media_image2.png 608 538 media_image2.png Greyscale PNG media_image3.png 636 516 media_image3.png Greyscale PNG media_image4.png 662 432 media_image4.png Greyscale As to claims 7-8: EP’818 teaches a polymer-based insulating coating 44 formed on the inner surface of the housing 12 (0024; see Figures 1, 5-8 & 11). EP’818 teaches the cathode active material 53 in a powdered form (i.e., porous) filled/placed into volume 55 (i.e., interelectrode region/area) within insulator 44 and being in electrical contact with proximal end 50 of terminal pin 28 so that separator disc 64 is positioned contiguously with a portion 66 of the side wall 14 in contact with cathode 54 (0027-0028; see Figures 1, 5-8 & 11). Thus, the present claims are anticipated. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 9-10 and 12-13 are rejected under 35 U.S.C. 102(a1) as anticipated by or, in the alternative, under 35 U.S.C. 103 as obvious over the publication EP 1914818 (hereinafter EP’818). As to claims 9-10, 12: EP’818 discloses that it is known in the art to make a battery/electrochemical cell 10 comprising a conductive housing 12 including sidewall 14 surrounding an enclosed volume 16, external surface, and proximal/distal ends/openings 18, 20 (opposite ends) (0016; 0021; see Figures 1, 5-8 & 11); a polymer-based insulating coating 44 formed on the inner surface of the housing 12 (0024; see Figures 1, 5-8 & 11); a sealing/header cap assembly 22 disposed in the proximal end/opening 18; an electrode assembly including respective anode/cathode components (0027-0028; 0033); an interelectrode/separator section/region and a solid electrolyte (Abstract; 0016-0018; 0019-0021; 0022-0025; 0030-0031; 0033 see Figures 1, 5-8 & 11). EP’818 teaches that case serving as the anode terminal/case-negative design, or also being case-positive design (0026; see Figures 1, 5-8 & 11); a cathode active material 53 in a powdered form (i.e., porous) filled/placed into volume 55 (i.e., interelectrode region/area) within insulator 44 and being in electrical contact with proximal end 50 of terminal pin 28; an electrolyte/separator disc 64 (0030-0031) is positioned contiguously with a portion 66 of the side wall 14 in contact with cathode 54 (0027-0028; see Figures 1, 5-8 & 11). PNG media_image1.png 746 416 media_image1.png Greyscale PNG media_image2.png 608 538 media_image2.png Greyscale PNG media_image3.png 636 516 media_image3.png Greyscale PNG media_image4.png 662 432 media_image4.png Greyscale Examiner’s note: with respect to claims 9-10 and 12, it is noted that the limitations: (i) “a solid-state electrolyte prepared by: mixing an electrolyte pre-cursor to form a solid-state precursor mixture; adding a volume of the solid-state precursor mixture to the electrode assembly, the volume being the same or less than the void volume; and forming the solid-state electrolyte, the solid-state electrolyte being confined to the void volume (claim 9); (ii) “wherein forming the solid-state electrolyte comprises polymerizing the solid-state precursor mixture via a thermal or an ultraviolet treatment (claim 10); and (iii) “mixing the electrolyte pre-cursor and adding a volume of the mixture to the electrode assembly are done above a melting temperature of the electrolyte pre-cursor, and forming the solid-state electrolyte comprises cooling the electrode assembly to freeze the mixture into the solid-state electrolyte (claim 12)” are being construed as product-by-process limitation/claim, and have not been given patentable weight) and that the product itself does not depend on the process of making it. Accordingly, in a product-by-process claim, the patentability of a product does not depend on its method of production. In that, it is further noted that the product in the instant claims is the same as or obvious over the product of the prior art. In re Thorpe 777 F.2d 695, 698, 227 USPQ 964,966 (Fed Cir. 1985) and MPEP 2113. As a result, the process steps of a product-by-process claim do not impart any significant property or structure to the claimed end product. And, if there is any difference, the difference would have been minor and obvious. Therefore, the present claims are unpatentable over a reference that satisfies the claimed compositional or physical or property or structural limitations, and/or a reference that discloses a product made by a process that reasonably substantially comprises every limitation of the claimed process. In re Brown, 459 F.2d 531, 535, 173 USPQ 685, 688 (CCPA 1972) and In re Fessmann, 489 F.2d 742, 744 180 USPQ 324, 326 (CCPA 1974);See also In re Best, 195 USPQ 430 (CCPA 1977) [prove that prior art products do not necessarily or inherently possess characteristics] & Ex parte Gray, 10 USPQ2d 1922 (BPAI 1989) [needs to show that the claimed process imparts unexpected property or structure](Refer to MPEP 2113: Product-by-Process Claims). As to claim 13: EP’818 teaches a porous separator disc 64 positioned contiguously with a portion 66 of the side wall 14 in contact with cathode 54 (0030-0031; see Figures 1, 5-8 & 11). Therefore, the claims are anticipated by EP’818. However, if the claims are not anticipated the claims are obvious as it has been held similar products claimed in product-by-process limitations are obvious. In re Brown, 459 F.2d 531, 535, 173 USPQ 685, 688 (CCPA 1972) and In re Fessmann, 489 F.2d 742, 744 180 USPQ 324, 326 (CCPA 1974); See also In re Best, 195 USPQ 430 (CCPA 1977) [prove that prior art products do not necessarily or inherently possess characteristics] & Ex parte Gray, 10 USPQ2d 1922 (BPAI 1989) [needs to show that the claimed process imparts unexpected property or structure](Refer to MPEP 2113: Product-by-Process Claims). Allowable Subject Matter The following is a statement of reasons for the indication of allowable subject matter: a detailed search for the prior art failed to reveal or fairly suggest what is instantly claimed, in particular: the battery comprising all of the claimed components/elements satisfying the specific structural and compositional interrelationship as recited in dependent claims 6 and 11, respectively. Claims 6 and 11 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to RAYMOND ALEJANDRO whose telephone number is (571)272-1282. The examiner can normally be reached Monday-Thursday (8:00 am-6:30 pm). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nicholas A. Smith can be reached at (571) 272-8760. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /RAYMOND ALEJANDRO/ Primary Examiner Art Unit 1752
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Prosecution Timeline

Feb 24, 2023
Application Filed
Mar 03, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
79%
Grant Probability
99%
With Interview (+22.5%)
3y 3m
Median Time to Grant
Low
PTA Risk
Based on 1153 resolved cases by this examiner. Grant probability derived from career allow rate.

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