Prosecution Insights
Last updated: April 19, 2026
Application No. 18/114,937

Oral Care Compositions

Non-Final OA §103§DP
Filed
Feb 27, 2023
Examiner
WERTZ, ASHLEE ELIZABETH
Art Unit
1612
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Kenvue Brands LLC
OA Round
3 (Non-Final)
41%
Grant Probability
Moderate
3-4
OA Rounds
3y 7m
To Grant
80%
With Interview

Examiner Intelligence

Grants 41% of resolved cases
41%
Career Allow Rate
13 granted / 32 resolved
-19.4% vs TC avg
Strong +39% interview lift
Without
With
+39.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
59 currently pending
Career history
91
Total Applications
across all art units

Statute-Specific Performance

§103
49.5%
+9.5% vs TC avg
§102
5.9%
-34.1% vs TC avg
§112
18.7%
-21.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 32 resolved cases

Office Action

§103 §DP
DETAILED ACTION Continued Examination A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 03/02/2026 has been entered. Previous Rejections Applicants' arguments, filed 03/02/2026, have been fully considered. Rejections and/or objections not reiterated from previous office actions are hereby withdrawn. The following rejections and/or objections are either reiterated or newly applied. They constitute the complete set presently being applied to the instant application. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claim 22 is rejected under 35 U.S.C. 103 as being as being obvious over Charmot et al. (WO 2005/027862 A1). Regarding claim 22, Charmot discloses an oral composition comprising a polymer which is delivered to oral surfaces during toothbrushing for the treatment or prevention of oral care related conditions such as caries or tartar [pg. 1, lines 3-12]. The polymer is obtainable by copolymerizing a mixture of comonomers including anionic monomers, where the monomers are selected from N-vinylpyrrolidone, vinyl phosphonic acid, and mixtures thereof [Abstract]. Charmot teaches vinyl phosphonic acid is present in an amount from 40-90 mol% and the remainder is monomers such as N-vinyl pyrrolidone [pg. 6, lines 8-16]. The composition also includes a carrier [pg. 12, line 21]. The composition further comprises fluoride [pg. 11, line 15]. Charmot is not believed to be anticipatory because Charmot could be construed as not clearly and unequivocally disclosing the claimed invention or directing those skilled in the art to the claimed invention without any need for picking, choosing and combining various disclosures not directly related to each other by the teachings of the cited reference. Namely, one skilled in the art would need to choose vinyl phosphonic acid and N-vinylpyrrolidone [abstract] [pg. 6, lines 8-16], a carrier [pg. 12, line 21], and fluoride [pg. 11, line 15] to formulate the composition. Nevertheless, it is prima facie obvious to combine prior art elements according to known methods, to yield predictable results. In the instant case, all the claimed elements (i.e., N-vinylpyrrolidone, vinyl phosphonic acid, a carrier, fluoride) were known in the prior art (i.e., Charmot) and one skilled in the art could have combined the elements as claimed by known methods with no change in their respective functions, and the combination yielding nothing more than predictable results (e.g., a method of inhibiting demineralization of a tooth) to one of ordinary skill in the art. MPEP 2143.A. In regards to the ratio of n-vinyl pyrrolidone to vinyl phosphonic acid, in the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. Similarly, a prima facie case of obviousness exists where the claimed ranges or amounts do not overlap with the prior art but are merely close. See MPEP 2144.05 A. Additionally, where the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation. See MPEP 2144.05(II)(A). In this case, the general conditions of the amount of n-vinyl pyrrolidone and vinyl phosphonic acid have been taught by the prior art; as such, it would not have been inventive for the skilled artisan to have discovered the optimum ratio via routine experimentation. Further regarding claim 22, while “inhibiting demineralization of a tooth” is not explicitly disclosed by Charmot, Charmot does teach that the composition is delivered to oral surfaces during toothbrushing for the treatment or prevention of oral care related conditions such as caries or tartar [pg. 1, lines 3-12] and would be reasonably be expected to inhibit demineralization of a tooth (a cause of caries). Furthermore, a chemical composition and its properties are inseparable. See MPEP 2112.01 II. Therefore, because the prior art teaches an oral composition with the same components (e.g., N-vinylpyrrolidone, vinyl phosphonic acid, and fluoride – the last species already being known known in the art to prevent demineralization; see instant specification pg. 1, bottom paragraph), the properties the applicant discloses and/or claims would reasonably be expected to be necessarily present. Response to Arguments Applicant's arguments filed 03/02/2026 have been fully considered but they are not persuasive. Applicant argues at pg. 7 that Charmot does not teach or suggest the specific method of the present invention, as amended, namely, a composition comprising an anionic copolymer in which “the ratio of repeat units derived from n-vinyl pyrrolidone to repeat units derived from anionic monomers containing phosphorus is from 30:50 to 30:60”. The Examiner disagrees. In the case where the claimed ranges “overlap or lie inside ranges disclosed by the prior art” a prima facie case of obviousness exists. Similarly, a prima facie case of obviousness exists where the claimed ranges or amounts do not overlap with the prior art but are merely close. See MPEP 2144.05 A. Additionally, where the general conditions of a claim are disclosed in the prior art, it is not inventive to discover the optimum or workable ranges by routine experimentation. See MPEP 2144.05(II)(A). In this case, the general conditions of the amount of n-vinyl pyrrolidone and vinyl phosphonic acid have been taught by the prior art (Charmot at pg. 6, lines 8-16); as such, it would not have been inventive for the skilled artisan to have discovered the optimum ratio via routine experimentation. Applicant argues at pg. 7 that the Office has not provided a showing that a person of ordinary skill would have been motivated to use Charmot’s polymer containing oral care composition in a manner that satisfies all of the specific limitations of the presently claimed method. The Examiner disagrees. Charmot discloses that the composition is delivered to oral surfaces during toothbrushing for the treatment or prevention of oral care related conditions such as caries or tartar [pg. 1, lines 3-12]. Therefore, Charmot meets the limitation of “contacting a tooth surface”, as claimed. Claims 23-24 are rejected under 35 U.S.C. 103 as being as being obvious over Charmot et al. (WO 2005/027862 A1) and further in view of Deckner et al. (US 8,221,723 B2). The 35 U.S.C. 103 rejection over Charmot was previously discussed. Regarding claim 23, Charmot does not disclose the composition includes at least one essential oil, such as menthol. Deckner discloses an oral care composition [Abstract] with the essential oil, menthol. Deckner teaches that essential oils provide antiseptic activity and act as flavoring agents [Col 22, lines 7-15]. Since Charmot generally teaches an oral care composition, it would have been prima facie obvious to one of ordinary skill in the art to include an essential oil, such as menthol, within the teachings of Charmot, because Deckner teaches essential oils such as menthol in an oral care composition. An ordinarily skilled artisan would be motivated to use an essential oil, such as menthol, because Deckner teaches that essential oils provide antiseptic activity and act as flavoring agents [Col 22, lines 7-15]. Claim 24 is rendered prima facie obvious because Charmot discloses the composition includes fluoride [pg. 11, line 15]. Response to Arguments Applicant's arguments filed 03/02/2026 have been fully considered but they are not persuasive. Applicant argues that Deckner does not cure the deficiencies of Charmot. The Examiner disagrees because Charmot is not deficient expect where Deckner teaches menthol. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 22-24 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-23 of U.S. Patent No. 18/114,950 in view of Charmot et al. (WO 2005/027862 A1). Although the claims at issue are not identical, they are not patentably distinct from each other. The copending claims recite all of the features instantly recited for the composition except for an anionic monomer compound containing phosphorous or phosphonate functional groups. Charmot discloses an oral composition comprising a polymer where the polymer is obtainable by copolymerizing a mixture of comonomers including anionic monomers, where the monomers are selected from N-vinylpyrrolidone, vinyl phosphonic acid, and mixtures thereof [Abstract]. Charmot teaches vinyl phosphonic acid is present in an amount from 40-90 mol% and the remainder is monomers such as N-vinyl pyrrolidone [pg. 6, lines 8-16]. It would have been prima facie obvious to one of ordinary skill in the art to include an anionic monomer compound containing phosphorous or phosphonate functional groups, within the copending claims. The ordinarily skilled artisan would have been motivated to formulate the composition, as taught by Charmot [Abstract] [pg. 6, lines 8-16]. The ratio of the monomers, as recited in the instant claims, would be achieved by one of ordinary skill in the art through routine optimization. See MPEP 2144.05(II)(A). This is a provisional nonstatutory double patenting rejection. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Ashlee E Wertz whose telephone number is (571)270-7663. The examiner can normally be reached Monday - Friday, 8 AM - 5 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sahana Kaup can be reached at 571-272-6897. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ASHLEE E WERTZ/Examiner, Art Unit 1612 /SAHANA S KAUP/Supervisory Primary Examiner, Art Unit 1612
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Prosecution Timeline

Feb 27, 2023
Application Filed
May 19, 2025
Non-Final Rejection — §103, §DP
Sep 22, 2025
Response Filed
Oct 09, 2025
Final Rejection — §103, §DP
Mar 02, 2026
Request for Continued Examination
Mar 09, 2026
Response after Non-Final Action
Mar 11, 2026
Non-Final Rejection — §103, §DP (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
41%
Grant Probability
80%
With Interview (+39.3%)
3y 7m
Median Time to Grant
High
PTA Risk
Based on 32 resolved cases by this examiner. Grant probability derived from career allow rate.

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