Prosecution Insights
Last updated: October 24, 2026
Application No. 18/116,390

ORGANIC ELECTROLUMINESCENT MATERIALS AND DEVICES

Final Rejection §103
Filed
Mar 02, 2023
Priority
Mar 09, 2022 — provisional 63/318,269 +8 more
Examiner
GARRETT, DAWN L
Art Unit
1786
Tech Center
1700 — Chemical & Materials Engineering
Assignee
UNIVERSAL DISPLAY Corporation
OA Round
2 (Final)
73%
Grant Probability
Favorable
3-4
OA Rounds
0m
Est. Remaining
83%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
713 granted / 981 resolved
+7.7% vs TC avg
Moderate +10% lift
Without
With
+10.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
53 currently pending
Career history
1051
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
44.0%
+4.0% vs TC avg
§102
14.2%
-25.8% vs TC avg
§112
26.5%
-13.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 981 resolved cases

Office Action

§103
DETAILED ACTION Response to Amendment The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This office action is responsive to the amendment received on August 24, 2026. Claims 1, 4-7, 19, and 20 were amended. Claims 1-20 are pending. The rejection of claims 1-20 under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention is withdrawn due to applicant’s statement on the record in the August 24, 2026 remarks regarding “element”. The rejection of claims 1, 6, 12-15, and 17-19 under 35 U.S.C. 102(a)(1) as being anticipated by Kang, Jae-Wook, et al. "Silane-and triazine-containing hole and exciton blocking material for high-efficiency phosphorescent organic light emitting diodes." Journal of Materials Chemistry 17.35 (2007): 3714-3719 is withdrawn due to the August 24, 2026 amendment. The rejection of claims 1-20 under 35 U.S.C. 103 as being unpatentable over Lin et al. (US 2017/0069857 A1) is withdrawn due to the August 24, 2026 amendment. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-15 and 17-20 are rejected under 35 U.S.C. 103 as being unpatentable over Sannomiya et al. (US 2015/0218191 A1). Sannomiya et al. teaches organic electroluminescent devices that contain a compound with a boron-containing group in a layer that may include any one of an emitting, hole transporting, electron transporting, hole blocking or electron blocking layer (see abstract, par. 22). The compound is according to formula (1) (see par. 11-16). Further substituents may include deuterium (see par. 33) or fluorine (see par. 40) among others. Regarding claim 1, a device may comprise an emitting layer and the additional layers (see par. 51). The formula 1 compound may be in functional layers other than the emitting layer (see par. 51). The formula 1 comprises a boron-containing group per instant element B (see abstract). Regarding claims 2, 3, 5, and 7, a deuterium or fluorine may be part of an included group and/or substituent (see par. 33, 40). Regarding claims 4, 5, and 20, the formula 1 compound may be part of a hole transporting or electron blocking layer (see abstract, par. 22, 51). Regarding claims 6, 7, and 19, the formula 1 compound may be part of an electron transporting or hole blocking layer (see abstract, par. 22, 51). Regarding claims 8-10, the formula 1 compound is in “at least one of a plurality of organic layers of an organic EL device” (see par. 51), which includes having a second formula 1 compound (which is at least boron-containing and may further include at least D and/or F per par. 33, 40) as material in the emitting layer (see par. 51). Regarding claim 11, ). Regarding claim 11, the formula 1 compound is in “at least one of a plurality of organic layers of an organic EL device” (see par. 51), which includes having a second layer with a formula 1 compound (which is at least boron-containing and may further include at least D and/or F per par. 33, 40). Regarding claim 12, the formula 1 compound does not require a metal (see par. 11-21). Regarding claim 13, the light emitting layer may include a phosphorescent light emitting dopant (see par. 51). Preferred phosphorescent light emitting dopants are shown in par. 79 and include complexes with iridium metal to a nitrogen bond per instant claims 14 and 15. Regarding claims 17-18, the device may be part of a consumer device (see par. 117) such as a flat panel display (see par. 117). While Sannomiya et al. does not show an example device embodiment comprising a boron-containing formula 1 compound in transporting or blocking layers, Sannomiya et al. clearly teaches a formula 1 compound may be in” at least one layer” of a device including transporting, blocking, and/or emitting layers as discussed above. Given the teachings of the reference, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to form formula 1 compounds of the reference for layers of an emitting device as described above wherein the resultant compounds and devices would also meet the limitations of the instant claims. One would expect to achieve functional compounds for an operational light emitting device within the disclosure of Sannomiya et al. with a predictable result and a reasonable expectation of success. Claim 16 is rejected under 35 U.S.C. 103 as being unpatentable over Sannomiya et al. (US 2015/0218191 A1) in view of Lin et al. (US 2017/0069857 A1). Sannomiya et al. is relied upon as set forth above. While Sannomiya et al. clearly teaches a phosphorescent dopant may be included in a light emitting layer (par. 51, 79), it is not seen where a specific metal complex the same as instant claim 16 is discussed. In analogous art, Lin et al. teaches emitting material may include at least the following specific ligand of a transition metal complex (see Lin et al. claim 24, page 81):, which is recited in claim 16: PNG media_image1.png 142 142 media_image1.png Greyscale . It would have been obvious to one of ordinary skill in the art to have selected a phosphorescent dopant as taught by Lin for a device according to Sannomiya et al., because one would expect the metal complex to be similarly useful as an emitter dopant in a device according to Sannomiya et al. One would expect to achieve a light emitting device using emitter material as taught by Lin et al. in a device structure according to Sannomiya et al. with a predictable result and a reasonable expectation of success. Response to Arguments Applicant’s arguments with respect to the claims have been considered but are moot because the new ground of rejection does not rely on any combination of references applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Dawn Garrett whose telephone number is (571)272-1523. The examiner can normally be reached Monday through Thursday (Eastern Time). If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jennifer Boyd can be reached at 571-272-7783. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DAWN L GARRETT/Primary Examiner, Art Unit 1786
Read full office action

Prosecution Timeline

Mar 02, 2023
Application Filed
Jun 26, 2025
Response after Non-Final Action
Apr 24, 2026
Non-Final Rejection mailed — §103
Aug 24, 2026
Response Filed
Oct 05, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12765256
ORGANIC ELECTRIC ELEMENT, DISPLAY PANEL COMPRISING THE SAME AND DISPLAY DEVICE COMPRISING THE SAME
5y 9m to grant Granted Oct 13, 2026
Patent 12759972
ORGANIC COMPOUND, AND ORGANIC LIGHT EMITTING DIODE AND ORGANIC LIGHT EMITTING DEVICE INCLUDING THE SAME
4y 10m to grant Granted Oct 13, 2026
Patent 12757624
ORGANIC LIGHT EMITTING DIODE AND ORGANIC LIGHT EMITTING DEVICE INCLUDING THE SAME
4y 0m to grant Granted Oct 06, 2026
Patent 12735634
LIGHT-EMITTING DEVICE INCLUDING HETEROCYCLIC COMPOUND AND ELECTRONIC APPARATUS INCLUDING THE LIGHT-EMITTING DEVICE
4y 6m to grant Granted Sep 15, 2026
Patent 12735435
POLYCYCLIC AROMATIC DERIVATIVE COMPOUND AND ORGANIC LIGHT-EMITTING DEVICE USING SAME
4y 1m to grant Granted Sep 15, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
73%
Grant Probability
83%
With Interview (+10.2%)
3y 5m (~0m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 981 resolved cases by this examiner. Grant probability derived from career allowance rate.

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