DETAILED ACTION
Notice of Pre-AIA or AIA Status
The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA .
Response to Amendment
Claim 19 is identified as “Previously Presented” when it should be “Currently amended”
In light of the amendments, the claims are rejected under 35 U.S.C. 101.
Notice to Applicant
In the amendment dated 12/15/2025, the following has occurred: claims 1, 14-15, 19, and 21 have been amended; claims 2-13 have been canceled; and no new claims have been added.
Claims 1 and 14-21 are pending.
Effective Filing Date: 03/04/2022
Response to Arguments
35 U.S.C. 101 Rejections:
Applicant argues with respect to Step 2A, Prong Two analysis and cites Vanda. Applicant states that the present claims are similar of those of Vanda by including an “administering” step. Examiner respectfully disagrees. The treatment in Vanda was provided to the patient in order to more safely treat the patient in order to limit a particular side-effect, which provided a practical application to the claimed invention. MPEP 2106.04(d)(2) indicates that a practical application may be present where the abstract idea effects a particular treatment or provides particular prophylaxis for a disease or medical condition. A particular treatment/prophylaxis is present where: (a) there is a particular (i.e., named/described) treatment/prophylaxis that occurs when the claim is implemented [contrast treat the patient with some unnamed treatment with treat the patient with a named, described treatment]; (b) the treatment/prophylaxis has more than a nominal connection/correlation to the abstract idea [a treatment is claimed, but there is no correlation between the treatment and what they are trying to treat; think aspirin for toenail fungus]; and (c) the administration is more than extra-solution activity or a field of use [are they using the treatment to gather data or are they actually treating the patient for a malady].
Applicant’s claimed invention does not provide for a particular treatment/prophylaxis because no treatment/prophylaxis is recited in the claim or because, while the claim recite that a treatment/prophylaxis is provided/administered to the patient, there is no particularity to the treatment; the claim does not state what the actual treatment/prophylaxis is, how often it is applied, the amount/concentration of treatment, the length of treatment, etc. Because a particular treatment/prophylaxis is not present in the claims, a practical application is not present.
Additionally, Applicant discusses Mayo. In Mayo, the claims described an administration step that administered a drug to a patient; however, the drug was not a treatment/prophylaxis, it was a drug utilized to gather information about the patient and was thus merely a nominal data gathering step.
Dependent Claims:
Applicant argues that the dependent claims should overcome the 101 in view of the independent claims overcoming the 101. Examiner however respectfully disagrees based on the above reasoning.
Status Identifiers for Claims
Under 37 C.F.R. 1.121 each amendment document must include status identifiers indicating the current status of each of the claims in the application. Examiner notes that the amendment document filed 12/15/2025 includes an incorrect status identifier for claim 19. While the current amendments have been entered for consideration, all further amendments to the claims must comply with the requirements set forth in 37 C.F.R. 1.121. Future such issues will accordingly result in a notice of non-compliance.
Claim Rejections - 35 USC § 101
35 U.S.C. 101 reads as follows:
Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title.
Claims 1 and 14-21 are rejected under 35 U.S.C. 101 because the claimed invention is directed to a judicial exception (i.e., a law of nature, a natural phenomenon, or an abstract idea) without significantly more. Claims 1 and 16-17 are drawn to a method, claims 14 and 18-19 are drawn to a system, and claims 15 and 20-21 are drawn to a medium, each of which is within the four statutory categories. Claims 1 and 14-21 are further directed to an abstract idea on the grounds set out in detail below. As discussed below, the claims do not include additional elements that are sufficient to amount to significantly more than the abstract idea because the additional computer elements, which are recited at a high level of generality, provide conventional computer functions that do not add meaningful limits to practicing the abstract idea (Step 1: YES).
Step 2A:
Prong One:
Claim 1 recites a method for treatment of a cognitive disorder comprising one of the following: depression; generalized anxiety disorder; panic disorder; obsessive compulsive disorder; phobia; social anxiety; health anxiety; an eating disorder; personality disorder; bi-polar disorder; or psychosis, the method comprising:
1) receiving, by a) a treatment system, user input;
2) detecting, by the treatment system, one or more keywords present in the user input;
3) in response to detecting the one or more keywords:
3a) first prompting, by the treatment system via b) a user interface of a user device, a user for a self-reporting of cognitive information for the user;
3b) receiving, by the treatment system from the user via the user interface of the user device in response to the prompt, self-reported data indicative of a situation encountered by the user;
3c) transforming, by the treatment system, the self-reported data into a first vector representation;
3d) classifying, by the treatment system and using c) a first trained computer model, the first vector representation as one of i) representing cognitive information or ii) as not representing cognitive information;
4) in response to classifying the vector representation as not representing cognitive information:
4a) second prompting, by the treatment system via the user interface of the user device, the user for self-reporting of further cognitive information for the user; and
5) in response to classifying the vector representation as representing cognitive information:
5a) applying, by the treatment system, the self-reported data as input to d) a second trained computer model to determine a classification associated with the self- reported data;
5b) determining, by the treatment system, that the classification associated with the self-reported data corresponds to a diagnosis classification in a predetermined group of diagnosis classifications that are each associated with a predicted medical diagnosis;
6) in response to determining that the classification corresponds to the diagnosis classification in the predetermined group of classifications:
6a) determining, by the treatment system based on the diagnosis classification, a medical diagnosis for the user;
6b) incrementing, by the treatment system, a number of occurrences of the medical diagnosis for the user; and
7) in response to determining that the number of occurrences of the medical diagnosis has exceeded a threshold:
7a) generating, based on at least one of the classification associated with the self-reported data and the self-reported data, a treatment pathway for the user, the treatment pathway comprising one or more parameters, at least one parameter of the one or more parameters being indicative of a frequency of a treatment for the user;
7b) providing, by the treatment system for presentation to the user via the user interface of a user device as feedback to the user, a notification indicative of the diagnosis;
7c) providing, by the treatment system for presentation to the user via the user interface of the user device as feedback to the user, a notification to complete a session of the treatment pathway;
7d) administering, by the treatment system, the session of the treatment pathway for treating a cognitive disorder of the user, the administering comprising presenting to the user, via the user interface of the user device, directions to lead the user though the session of the treatment pathway; and
7e) providing, by the treatment system to a therapist for use in treating the cognitive disorder of the user, a notification indicative of one or both of the diagnosis and the self-reported data indicative of the situation encountered by the user, user, the cognitive disorder comprising one of the following: depression; generalized anxiety disorder; panic disorder; obsessive compulsive disorder; phobia; social anxiety; health anxiety; an eating disorder; personality disorder; bi-polar disorder; or psychosis.
Claim 1 recites, in part, performing the steps of 1) receiving user input, 2) detecting one or more keywords present in the user input, 3) in response to detecting the one or more keywords: 3a) first prompting a user for a self-reporting of cognitive information for the user, 3b) receiving, from the user in response to the prompt, self-reported data indicative of a situation encountered by the user, 3d) classifying, using a first model, the first vector representation as one of i) representing cognitive information or ii) as not representing cognitive information, 4) in response to classifying the vector representation as not representing cognitive information: 4a) second prompting the user for self-reporting of further cognitive information for the user, and 5) in response to classifying the vector representation as representing cognitive information: 5a) applying the self-reported data as input to a second model to determine a classification associated with the self-reported data, 5b) determining that the classification associated with the self-reported data corresponds to a diagnosis classification in a predetermined group of diagnosis classifications that are each associated with a predicted medical diagnosis, 6) in response to determining that the classification corresponds to the diagnosis classification in the predetermined group of classifications: 6a) determining, based on the diagnosis classification, a medical diagnosis for the user, 6b) incrementing a number of occurrences of the medical diagnosis for the user, and 7) in response to determining that the number of occurrences of the medical diagnosis has exceeded a threshold: 7a) generating, based on at least one of the classification associated with the self-reported data and the self-reported data, a treatment pathway for the user, the treatment pathway comprising one or more parameters, at least one parameter of the one or more parameters being indicative of a frequency of a treatment for the user, 7b) providing, by the treatment system for presentation to the user via the user interface of a user device as feedback to the user, a notification indicative of the diagnosis, 7c) providing, by the treatment system for presentation to the user via the user interface of the user device as feedback to the user, a notification to complete a session of the treatment pathway, 7d) administering, by the treatment system, the session of the treatment pathway for treating a cognitive disorder of the user, the administering comprising presenting to the user, via the user interface of the user device, directions to lead the user though the session of the treatment pathway, and 7e) providing, by the treatment system to a therapist for use in treating the cognitive disorder of the user, a notification indicative of one or both of the diagnosis and the self-reported data indicative of the situation encountered by the user, user, the cognitive disorder comprising one of the following: depression; generalized anxiety disorder; panic disorder; obsessive compulsive disorder; phobia; social anxiety; health anxiety; an eating disorder; personality disorder; bi-polar disorder; or psychosis. These steps correspond to Certain Methods of Organizing Human Activity, more particularly, managing personal behavior or relationships or interactions between people (including following rules or instructions). For example, the claim describes how to assess if a person has a disorder.
Claim 1 also recites, in part, performing the steps of 3c) transforming the self-reported data into a first vector representation and 3d) classifying, using a first model, the first vector representation as one of i) representing cognitive information or ii) as not representing cognitive information. These steps correspond to Mathematical Concepts.
Going forward, the above limitations will be considered as a single abstract concept. Furthermore, independent claims 14 and 15 recite similar limitations and are also directed to an abstract idea under the same analysis.
Depending claims 16-21 include all of the limitations of claims 1 and 14-15, and therefore likewise incorporate the above described abstract idea. Depending claims 16, 18, and 20 add the additional step of “providing, by the treatment system to a therapist for use in treating a cognitive disorder of the user, the treatment pathway for the user” and claims 17, 19, and 21 add the additional step of “the therapist applying the treatment pathway for the user to treat the cognitive disorder of the user according to the treatment pathway for the user”. These additional limitations only further serve to limit the abstract idea. Thus, depending claims 16-21 are nonetheless directed towards fundamentally the same abstract idea as independent claims 1 and 14-15 (Step 2A (Prong One): YES).
Prong Two:
This judicial exception is not integrated into a practical application. In particular, the claims recite the additional elements of – using a) a treatment system comprising a a1) processor and a2) non-transitory computer readable storage medium comprising program instructions stored thereon that are executable by a processor to perform operations for treatment of a cognitive disorder (from claim 14), b) a user interface of a user device, c) a first trained computer model, and d) a second trained computer model to perform the claimed steps.
The a) treatment system comprising a a1) processor and a2) non-transitory computer readable storage medium in these steps is recited at a high-level of generality (i.e., as generic components performing generic computer functions) such that it amounts to no more than mere instructions to apply the exception using a generic computer component (see: Applicant’s specification, paragraph [0003] of page 7 of the specification where the system/device is a generic smartphone, see MPEP 2106.05(f)).
Additionally, b) user interface of a user device in these steps adds insignificant extra-solution activity to the abstract idea which amounts to amounts to mere data gathering and insignificant application, see MPEP 2106.05(g).
Lastly, the c) first and d) second trained computer model in these steps is recited at a high-level of generality (i.e., as generic components performing generic computer functions) such that they amount to no more than mere instructions to apply the exception using generic computer components.
Dependent claims recite additional subject matter which amount to limitations consistent with the additional elements in the independent claims. Looking at the limitations as an ordered combination adds nothing that is not already present when looking at the elements taken individually. There is no indication that the combination of elements improves the functioning of a computer or improves any other technology. Their collective functions merely provide conventional computer implementation and do not impose a meaningful limit to integrate the abstract idea into a practical application.
Accordingly, these additional elements do not integrate the abstract idea into a practical application because they do not impose any meaningful limits on practicing the abstract idea. The claims are directed to an abstract idea (Step 2A (Prong Two): NO).
Step 2B:
The claims do not include additional elements that are sufficient to amount to significantly more than the judicial exception. As discussed above with respect to integration of the abstract idea into a practical application, the additional elements of using a) a treatment system comprising a a1) processor and a2) non-transitory computer readable storage medium, b) a user interface of a user device, c) a first trained computer model, and d) a second trained computer model to perform the claimed steps amounts to no more than mere instructions to apply the exception using generic computer components that do not offer “significantly more” than the abstract idea itself because the claims do not recite an improvement to another technology or technical field, an improvement to the functioning of any computer itself, or provide meaningful limitations beyond generally linking an abstract idea to a particular technological environment. It should be noted that the claims do not include additional elements that amount to significantly more than the judicial exception because the Specification recites mere generic computer components, as discussed above that are being used to apply certain mathematical concepts and certain method steps of organizing human activity. Specifically, MPEP 2106.05(d) and MPEP 2106.05(f) recite that the following limitations are not significantly more:
Simply appending well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception, e.g., a claim to an abstract idea requiring no more than a generic computer to perform generic computer functions that are well-understood, routine and conventional activities previously known to the industry, as discussed in Alice Corp., 573 U.S. at 225, 110 USPQ2d at 1984 (see MPEP § 2106.05(d)); and
Adding the words "apply it" (or an equivalent) with the judicial exception, or mere instructions to implement an abstract idea on a computer, e.g., a limitation indicating that a particular function such as creating and maintaining electronic records is performed by a computer, as discussed in Alice Corp., 134 S. Ct. at 2360, 110 USPQ2d at 1984 (see MPEP § 2106.05(f)).
The current invention provides notifications utilizing a) a treatment system comprising a a1) processor and a2) non-transitory computer readable storage medium, thus this computing device is adding the words “apply it” with mere instructions to implement the abstract idea on a computer.
Additionally, the b) user interface of a user device in these steps add insignificant extra-solution activity/pre-solution activity in the form of WURC activity to the abstract idea. The following is an example of a court decision demonstrating computer functions as well-understood, routine and conventional activities, e.g. see MPEP 2106.05(d)(II): Receiving or transmitting data over a network, e.g. see Intellectual Ventures v. Symantec – similarly, the current invention receives user input data, and transmits the data to system over a network, for example the Internet. Inversely, the data is being sent to the user device over a network for display from the system.
Lastly, the current invention classifies data utilizing a c) first and d) second trained computer model, thus these models are adding the words “apply it” with mere instructions to implement the abstract idea on a computer.
Mere instructions to apply an exception using generic computer components cannot provide an inventive concept. The claims are not patent eligible (Step 2B: NO).
Claims 1 and 14-21 are therefore rejected under 35 U.S.C. 101 as being directed to non-statutory subject matter.
Conclusion
Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a).
A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action.
Any inquiry concerning this communication or earlier communications from the examiner should be directed to Steven G.S. Sanghera whose telephone number is (571)272-6873. The examiner can normally be reached M-F 7:30-5:00 (alternating Fri).
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If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Shahid Merchant can be reached on 571-270-1360. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300.
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/STEVEN G.S. SANGHERA/Primary Examiner, Art Unit 3684