Prosecution Insights
Last updated: May 29, 2026
Application No. 18/123,328

TRANSMISSION PROCESSING METHOD, TERMINAL, AND NETWORK SIDE DEVICE

Non-Final OA §103
Filed
Mar 19, 2023
Priority
Sep 29, 2020 — CN 202011053372.2 +1 more
Examiner
REYES, CHRISTOPHER ANTHONY
Art Unit
2475
Tech Center
2400 — Computer Networks
Assignee
Vivo Mobile Communication Co., Ltd.
OA Round
2 (Non-Final)
87%
Grant Probability
Favorable
2-3
OA Rounds
1m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allowance Rate
13 granted / 15 resolved
+28.7% vs TC avg
Strong +19% interview lift
Without
With
+19.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
30 currently pending
Career history
60
Total Applications
across all art units

Statute-Specific Performance

§103
98.4%
+58.4% vs TC avg
§102
1.7%
-38.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 15 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Arguments Applicant's arguments filed 11/11/2025 have been fully considered but they are not persuasive. The applicant argues: SHEN discloses neither "a working area" for "performing functions of a cell" nor the configuration of that "working area.” According to the claim 1, “…the working area is used for performing functions of a cell…” SHEN writes, “The present disclosure relates to the technical field of wireless communication, and particularly to a resource configuration method and device, and a computer storage medium” (column 1, lines 14-17). SHEN adds, “The transmission device 1006 is configured to receive or send data through a network. An exemplary of the network may include a wireless network provided by a communication provider of the computer device 100. In an example, the transmission device 1006 includes a Network Interface Controller (NIC), which may be connected with another network device through a base station, thereby communicating with the Internet. In an example, the transmission device 1006 may be a Radio Frequency (RF) module, configured to communicate with the Internet in a wireless manner” (column 19, lines 22-32). SHEN states the present disclosure relates to the field of wireless communication, and device sends and receives data through the network. SHEN continues by adding, “…the transmission device 1006 may be a Radio Frequency (RF) module, configured to communicate with the Internet in a wireless manner.” SHEN describes the transmission device performs functions of a cell (i.e. configured to communicate with Internet) and therefore a “working area”. In light of the amendments, SHEN's first configuration information is clearly not used for configuring an uplink signal or a downlink signal of a working area that performs functions of a cell. SHEN's first configuration information indicates time period of a search space, not used to configure transmission of uplink or downlink signals. Nor does Tang cure this deficiency. SHEN writes, “...the second configuration information being configured to indicate a second time period corresponding to first UL/DL configuration information…” (column 2, lines 3-5). SHEN indicates that the second configuration information corresponds to the first UL/DL configuration information. Therefore, SHEN does indicate a first UL/DL configuration information in the second configuration. The applicant argues the first configuration does not indicate UL/DL configuration, however, SHEN writes, “In some embodiments provided by the present disclosure, it is to be understood that the disclosed method and intelligent device may be implemented in another manner. The device embodiment described above is only schematic. For example, division of the units is only logic function division, and other division manners may be adopted during practical implementation. For example, multiple units or components may be combined or integrated into another system, or some characteristics may be neglected or not executed. In addition, coupling or direct coupling or communication connection between each displayed or discussed component may be indirect coupling or communication connection, implemented through some interfaces, of the device or the units, and may be electrical and mechanical or adopt other forms” (column 19, lines 36-49). Therefore, SHEN indicates the first configuration information is not limited to certain area, and the first configuration information may include UL/DL configuration information, or the order of the first and second configuration information may be altered or combined. While the Office cites NAGASAKA to reject claim 2, it only alleges that NAGASAKA discloses the claimed "identifier of the working area," rather than the "configuration information is used for configuring an uplink signal of the working area" or "used for configuring a downlink signal of the working area." Office Action, p. 4. Therefore, even the combination of SHEN, TANG, and NAGASAKA fail to disclose all features of amended claims 1, 15, and 20. SHEN writes, “...the second configuration information being configured to indicate a second time period corresponding to first UL/DL configuration information…” (column 2, lines 3-5). SHEN indicates that the second configuration information corresponds to the first UL/DL configuration information. Therefore, SHEN does indicate a first UL/DL configuration information in the second configuration. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 1-4, 6, 11-12, 15-18, and 20 is/are rejected under 35 U.S.C. 103 as being unpatentable over SHEN (US 11503566 B2, hereinafter, "SHEN") in view of TANG, et al. (US 20200059911 A1, hereinafter, "TANG"). Regarding claim 15, SHEN teaches a communication device (column 18, lines 54-67; column 19, lines 1-3; figure 10, computer device: 100), comprising: a memory storing a computer program (column 19, lines 4-21; figure 10, memory: 1004); and a processor coupled to the memory and configured to execute the computer program (column 19, lines 4-21; figure 10, processor: 1002) to perform operations comprising: receiving first configuration information transmitted by a network side device, SHEN writes, “...a terminal receives first configuration information and/or second configuration information sent by a network device…” (column 1, lines 66-67). wherein the first configuration information is used for configuring signal transmission of an uplink signal or a downlink signal of a working area, SHEN writes, “...the second configuration information being configured to indicate a second time period corresponding to first UL/DL configuration information…” (column 2, lines 3-5) and the working area is used for performing functions of a cell; SHEN writes, “The present disclosure relates to the technical field of wireless communication, and particularly to a resource configuration method and device, and a computer storage medium” (column 1, lines 14-17). SHEN adds, “The transmission device 1006 is configured to receive or send data through a network. An exemplary of the network may include a wireless network provided by a communication provider of the computer device 100. In an example, the transmission device 1006 includes a Network Interface Controller (NIC), which may be connected with another network device through a base station, thereby communicating with the Internet. In an example, the transmission device 1006 may be a Radio Frequency (RF) module, configured to communicate with the Internet in a wireless manner” (column 19, lines 22-32). SHEN fails to explicitly disclose information regarding, “and performing signal transmission in the working area according to the first configuration information.” However, in analogous art, TANG teaches and performing signal transmission in the working area according to the first configuration information. TANG writes, “In a first aspect, a signal transmission method is provided, characterized by including: determining, by a network device, first configuration information, wherein the first configuration information is used for indicating a first time domain resource and a first time domain granularity corresponding to the first time domain resource, and the first time domain resource and the first time domain granularity are used for a terminal device to search for a downlink control channel on the first time domain resource by taking the first time domain granularity as a cycle; and transmitting, by the network device, the first configuration information to the terminal device” (paragraph 0007). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify the method and invention of SHEN to include aspects described by TANG that “relates to the communication field, and more particularly, to a method for signal transmission, a network device and a terminal device.” TANG provides the motivation for modification stating, “in order to improve the flexibility of network resource allocation or reduce the receiving delay of PDCCH, the flexibility of the time domain location of PDCCH is greatly improved, and a terminal device can be configured by a network device to search for PDCCH symbol by symbol” (paragraph 0004). TANG notes, “...the network device may set a PDCCH search granularity greater than the first time domain granularity indicated by the first configuration information, so that the terminal device needn't search for PDCCH too frequently, thereby reducing the complexity and power consumption of searching for PDCCH by the terminal device...” (paragraph 0008). Regarding claim 16, SHEN and TANG teach the communication device according to claim 15, wherein the first configuration information comprises at least one of the following: Additionally, SHEN teaches second configuration information, wherein the second configuration information is used for configuring the uplink signal of the working area; third configuration information, wherein the third configuration information is used for configuring the downlink signal of the working area; an identifier of the working area; or frequency point information of the working area. SHEN writes, “...the second configuration information being configured to indicate a second time period corresponding to first UL/DL configuration information…” (column 2, lines 3-5). Regarding claim 17, SHEN and TANG teach the communication device according to claim 16, wherein the second configuration information comprises at least one of the following: Additionally, SHEN teaches a type of the uplink signal; frequency point information of the uplink signal; time domain position information for the uplink signal; a subcarrier spacing of the uplink signal; a target downlink signal associated with the uplink signal; or indication information of the uplink signal, wherein the indication information is used for indicating an information item carried by the uplink signal. SHEN writes, “...the second configuration information being configured to indicate a second time period corresponding to first UL/DL configuration information…” (column 2, lines 3-5). Regarding claim 18, SHEN and TANG teach the communication device according to claim 16, wherein the third configuration information comprises at least one of the following: Additionally, SHEN teaches a type of the downlink signal; an identifier of the downlink signal; frequency point information of the downlink signal; time domain position information for the downlink signal; a subcarrier spacing of the downlink signal; a target uplink signal associated with the downlink signal; or indication information of the downlink signal, wherein the indication information is used for indicating an information item carried by the downlink signal. SHEN writes, “...the third configuration information being configured for determining a time-domain starting location of the first UL/DL configuration information in the time period corresponding to the target configuration information…” (column 2, lines 43-47). Claims 1 and 20 are method and memory claims corresponding to the apparatus claim 15 that has already been rejected above. The applicant’s attention is directed to the rejection of claim 15. Claims 1 and 20 are rejected under the same rational as claim 15. Claims 2 – 4 are method claims corresponding to the apparatus claims 16 – 18 that have already been rejected above. The applicant’s attention is directed to the rejection of claims 16 – 18. Claims 2 – 4 are rejected under the same rational as claims 16 – 18. Regarding claim 6, SHEN and TANG teach the communication method according to claim 3, wherein performing the signal transmission in the working area according to the first configuration information comprises: Additionally, SHEN teaches transmitting the uplink signal in the working area according to the second configuration information. SHEN writes, “...the second configuration information being configured to indicate a second time period corresponding to first UL/DL configuration information…” (column 2, lines 3-5). Regarding claim 11, SHEN and TANG teach the communication method according to claim 4, wherein performing the signal transmission in the working area according to the first configuration information comprises: Additionally, SHEN teaches receiving the downlink signal in the working area according to the third configuration information. SHEN writes, “...the terminal starts receiving the first UL/DL configuration information from the time- domain starting location in the target time period” (column 3, lines 30-32). Regarding claim 12, SHEN and TANG teach the communication method according to claim 11, wherein the receiving the downlink signal in the working area according to the third configuration information comprises at least one of the following: Additionally, TANG teaches receiving the downlink signal in a working area in which the target uplink signal is transmitted when the third configuration information comprises the target uplink signal associated with the downlink signal; or receiving the downlink signal on a target resource according to the third configuration information, wherein the target resource is a transmission resource of the downlink signal. TANG writes, “...in some implementations of the first aspect, the method further includes: determining, by the network device, a third time domain resource and a third time domain granularity corresponding to the third time domain resource according to predefined third configuration information; and transmitting, by the network device, a downlink control channel according to the third time domain resource and the third time domain granularity” (paragraph 0023). Claim(s) 5, 13, and 19 is/are rejected under 35 U.S.C. 103 as being unpatentable over SHEN and TANG as applied to claims 1 and 15 above, and further in view of RYU, et al. (US 20180184246 A1, hereinafter, "RYU"). Regarding claim 13, SHEN and TANG teach the communication method according to claim 12, SHEN and TANG fail to explicitly disclose information regarding, “wherein the downlink signal comprises at least a paging message.” However, in analogous art, RYU teaches wherein the downlink signal comprises at least a paging message. RYU writes, “The [Paging Control Channel (PCCH)] is a downlink channel that delivers paging information, and is used when network does not know the cell where a UE belongs” (paragraph 0126). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify the method and invention of SHEN and TANG to include aspects described by RYU that “relates to a wireless communication system, and more particularly, to a method for managing a paging area/location area of a terminal and an apparatus for supporting the same.” RYU provides the motivation for modification stating, “According to an embodiment of the present invention, paging can be efficiently transmitted to a terminal, particularly, a terminal (e.g., a CIoT terminal) having a no mobility/low mobility feature” (paragraph 0020). RYU notes, “According to the embodiment of the present invention, when the paging is transmitted to the terminal, particularly, the terminal having the no mobility/low mobility feature, in the case where paging resources are sufficient, a paging error can be reduced by setting a paging area to a large range” (paragraph 0021). Regarding claim 19, SHEN and TANG teach the communication device according to claim 15, wherein the functions of the cell comprise at least one of the following: SHEN and TANG fail to explicitly disclose information regarding, “receiving a paging message; performing selection or re-selection between working areas; camping on the working area; or measuring the working area.” However, in analogous art, RYU teaches receiving a paging message; performing selection or re-selection between working areas; camping on the working area; or measuring the working area. RYU writes, “Preferably, after the first accept message is received, a paging area of the terminal may be comprised of the serving cell of the terminal and the additional cell list” (paragraph 0011). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify the method and invention of SHEN and TANG to include aspects described by RYU that “relates to a wireless communication system, and more particularly, to a method for managing a paging area/location area of a terminal and an apparatus for supporting the same.” RYU provides the motivation for modification stating, “According to an embodiment of the present invention, paging can be efficiently transmitted to a terminal, particularly, a terminal (e.g., a CIoT terminal) having a no mobility/low mobility feature” (paragraph 0020). RYU notes, “According to the embodiment of the present invention, when the paging is transmitted to the terminal, particularly, the terminal having the no mobility/low mobility feature, in the case where paging resources are sufficient, a paging error can be reduced by setting a paging area to a large range” (paragraph 0021). Claim 5 is a method claim corresponding to the apparatus claim 19 that has already been rejected above. The applicant’s attention is directed to the rejection of claim 19. Claim 5 is rejected under the same rational as claim 19. Claim(s) 14 is/are rejected under 35 U.S.C. 103 as being unpatentable over SHEN and TANG as applied to claim 1 above, and further in view of LIN et al. (US 20200059847 A1, hereinafter, "LIN"). Regarding claim 14, SHEN and TANG teach the communication method according to claim 1, further comprising: SHEN and TANG fail to explicitly disclose information regarding, “stopping downlink measurement in the working area according to the first configuration information.” However, in analogous art, LIN teaches stopping downlink measurement in the working area according to the first configuration information. LIN writes, “...the terminal device may stop performing downlink measurement, that is, cancel the process of measuring the downlink reference signal sent by the base station” (paragraph 0143). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify the method and invention of SHEN and TANG to include aspects described by LIN that “relate to the field of communications technologies, and in particular, to a cell handover method, a method for determining an uplink transmit power, and an apparatus.” LIN provides the motivation for modification stating, “The terminal device has determined the uplink transmit power after the handover. After handing over to the target network device, the terminal device may send a message to the target network device at the determined uplink transmit power, thereby improving a success rate of message sending” (paragraph 0045). LIN notes, “It may be understood that in this embodiment, a process in which the network device determines whether the terminal device performs cell handover and a process in which the terminal device determines whether the terminal device performs cell handover are both in progress. If either party of the network device and the terminal device determines that the terminal device performs handover, the terminal device executes the determining of the party to perform cell handover. Efficiency of performing cell handover by the terminal device is improved in this manner” (paragraph 0012). Claim(s) 7-8 is/are rejected under 35 U.S.C. 103 as being unpatentable over SHEN and TANG as applied to claim 6 above, and further in view of LI (US 20200177336 A1, hereinafter, "LI"). Regarding claim 7, SHEN and TANG teach the communication method according to claim 6, wherein transmitting the uplink signal in the working area according to the second configuration information comprises: SHEN and TANG fail to explicitly disclose information regarding, “transmitting the uplink signal in the working area according to the second configuration information when it is detected that a target event occurs, wherein the target event comprises at least one of the following:” and “the second configuration information having been received; the terminal working in the working area; transmitted indication information having been received; a measurement result of a target signal meeting a preset condition; the working area changing; or a working mode changing.” However, in analogous art, LI teaches transmitting the uplink signal in the working area according to the second configuration information when it is detected that a target event occurs, wherein the target event comprises at least one of the following: LI writes, “When the requirement meets a specific threshold, the terminal device sends the feedback information to the access network device. The feedback information may be an activation request” (paragraph 0127). the second configuration information having been received; the terminal working in the working area; transmitted indication information having been received; a measurement result of a target signal meeting a preset condition; the working area changing; or a working mode changing. LI writes, “When the requirement meets a specific threshold, the terminal device sends the feedback information to the access network device. The feedback information may be an activation request” (paragraph 0127). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify the method and invention of SHEN and TANG to include aspects described by LI that “relates to the communications field, and in particular, to a secondary cell activation method, an access network device, and a communications apparatus and system.” LI provides the motivation for modification stating, “According to the method, the access network device may send the first reference signal and the first configuration information of the first reference signal to the terminal device, so that the terminal device performs channel measurement on the first reference signal according to the first configuration information. This solution avoids a scenario in which a secondary cell can be measured and activated based only on a fixedly configured CRS, so as to improve secondary cell activation flexibility, and improve secondary cell activation efficiency” (paragraph 0012). Regarding claim 8, SHEN, TANG, and LI teach the communication method according to claim 7, wherein a type of the measurement result comprises at least one of the following: Additionally, LI teaches reference signal received power; reference signal received quality; a signal to interference and noise ratio; a received signal strength indicator; a channel occupancy rate; or a channel occupancy time. LI writes, “When the requirement meets a specific threshold, the terminal device sends the feedback information to the access network device. The feedback information may be an activation request” (paragraph 0127). Claim(s) 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over SHEN and TANG as applied to claim 6 above, and further in view of SEO, et al. (US 20190245655 A1, hereinafter, "SEO"). Regarding claim 9, SHEN and TANG teach the communication method according to claim 6, wherein transmitting the uplink signal in the working area according to the second configuration information comprises at least one of the following: SHEN and TANG fail to explicitly disclose information regarding, “transmitting the uplink signal carrying a terminal identifier or a working area identifier when the second configuration information comprises the indication information of the uplink signal; transmitting the uplink signal according to the detected target downlink signal and based on uplink signal transmission configuration corresponding to the target downlink signal when the second configuration information comprises the target downlink signal associated with the uplink signal; transmitting the uplink signal based on a target uplink timing advance, wherein the target uplink timing advance is configured, pre - configured, or pre-defined by a network side, or is determined according to a path loss obtained through downlink measurement; or transmitting the uplink signal through a source working area in a case that the working area changes.” However, in analogous art, SEO teaches transmitting the uplink signal carrying a terminal identifier or a working area identifier when the second configuration information comprises the indication information of the uplink signal; transmitting the uplink signal according to the detected target downlink signal and based on uplink signal transmission configuration corresponding to the target downlink signal when the second configuration information comprises the target downlink signal associated with the uplink signal; transmitting the uplink signal based on a target uplink timing advance, wherein the target uplink timing advance is configured, pre-configured, or pre-defined by a network side, or is determined according to a path loss obtained through downlink measurement; or transmitting the uplink signal through a source working area in a case that the working area changes. SEO writes, “...according to one embodiment of the present invention, comprise the steps of: transmitting an uplink signal including a terminal identifier of the terminal through one of a plurality of resources belonging to a first resource pool...” (abstract). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify the method and invention of SHEN and TANG to include aspects described by SEO that “relates to a wireless communication system, and more particularly, to a method for transmitting or receiving an ACK/NACK signal on an uplink signal transmitted in a contention based multiple access scheme and an apparatus for the same.” SEO provides the motivation for modification stating, “According to one embodiment of the present invention, ACK signal on an uplink signal transmitted in a contention based scheme may be transmitted through UE-specific signaling, whereby complexity of ACK detection may be reduced, and NACK signal may be broadcasted and its bit value may be used to indicate a failure cause of transmission, whereby ACK/NACK signaling and retransmission may be performed more exactly and efficiently” (paragraph 0018). Claim(s) 10 is/are rejected under 35 U.S.C. 103 as being unpatentable over SHEN, TANG, and SEO as applied to claim 9 above, and further in view of WANG, et al. (US 20220061065 A1, hereinafter, "WANG"). Regarding claim 10, SHEN, TANG, and SEO teach the communication method according to claim 9, SHEN, TANG, and SEO fail to explicitly disclose information regarding, “wherein a time domain position of the target downlink signal is a time domain position corresponding to the target uplink timing advance.” However, in analogous art, WANG teaches wherein a time domain position of the target downlink signal is a time domain position corresponding to the target uplink timing advance. WANG writes, “The timing alignment may be implemented by applying a timing advance (TA) on each UE transmitted uplink sub-frame, relative to the received downlink sub-frame at that UE” (paragraph 0003). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to modify the method and invention of SHEN, TANG, and SEO to include aspects described by WANG that “relate to methods and apparatus for uplink transmission using an unlicensed frequency spectrum.” WANG provides the motivation for modification stating, “One or more of the various embodiments improve the performance of OTT services provided to UE 1030 using OTT connection 1050, in which wireless connection 1070 forms the last segment. More precisely, the teachings of these embodiments may improve a LBT blocking issues and thereby provide benefits such as better responsiveness” (paragraph 0188). WANG notes, “A measurement procedure may be provided for the purpose of monitoring data rate, latency and other factors on which the one or more embodiments improve” (paragraph 0189). Conclusion THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHRISTOPHER A REYES whose telephone number is (703)756-4558. The examiner can normally be reached Monday - Friday 8:30 - 5:00 EDT. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, KHALED KASSIM can be reached at (571) 270-3770. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Christopher A. Reyes/Examiner, Art Unit 2475 1/25/2026 /KHALED M KASSIM/supervisory patent examiner, Art Unit 2475
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Prosecution Timeline

Mar 19, 2023
Application Filed
Aug 11, 2025
Non-Final Rejection mailed — §103
Nov 11, 2025
Response Filed
Jan 28, 2026
Final Rejection mailed — §103
Mar 30, 2026
Response after Non-Final Action
Apr 23, 2026
Request for Continued Examination
May 01, 2026
Response after Non-Final Action

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Prosecution Projections

2-3
Expected OA Rounds
87%
Grant Probability
99%
With Interview (+19.3%)
3y 3m (~1m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 15 resolved cases by this examiner. Grant probability derived from career allowance rate.

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