Prosecution Insights
Last updated: July 15, 2026
Application No. 18/126,748

INFORMATION PROCESSING APPARATUS AND CONTROL METHOD

Non-Final OA §103
Filed
Mar 27, 2023
Priority
Mar 30, 2022 — JP 2022-056218
Examiner
NGUY, CHI D
Art Unit
2435
Tech Center
2400 — Computer Networks
Assignee
Sharp Corporation
OA Round
3 (Non-Final)
75%
Grant Probability
Favorable
3-4
OA Rounds
1m
Est. Remaining
91%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allowance Rate
381 granted / 507 resolved
+17.1% vs TC avg
Strong +16% interview lift
Without
With
+16.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 5m
Avg Prosecution
18 currently pending
Career history
533
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
89.5%
+49.5% vs TC avg
§102
5.0%
-35.0% vs TC avg
§112
1.8%
-38.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 507 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 1/28/2026 has been entered. Claims 1-9 are pending. Response to Arguments Applicant’s arguments with respect to claims 1-9 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-9 are rejected under 35 U.S.C. 103 as being unpatentable over Asahara (US 2015/0249766) in view of Asahara (US 2018/00096233 hereinafter Asahara ‘233). Regarding claim 1, Asahara discloses an information processing apparatus comprising: an acquirer that acquires a plurality of setting values (FIG. 11, ¶ [0054], [0056], [0118]-[0119]; i.e. an import unit, a security rule check unit, input device, etc.); a determiner that determines whether a setting value, among the plurality of setting values is a setting value of an administrator (FIG. 11, ¶ [0047]-[0054], [0118]-[0119]; i.e. a security rule check unit checks the administrative setting value, for example, SMTP password, SMB password, etc.); and a processor that: determines in a case that the setting value is determined to be the setting value of the administrator, whether the setting value of the administrator satisfies a setting value rule (FIG. 4-11, ¶ [0044]-[0054]; i.e. checking the administrative setting value, for example, SMTP password, SMB password, user passwords, etc. complies with the security rule or not); suspends importing the setting value of the administrator in a case that the setting value of the administrator is determined not to satisfy the setting value rule (FIG. 4-11, ¶ [0047]-[0054]; i.e. performing control not to permit storing of the change of the administrative setting value or device setting value, for example, SMTP password, SMB password, user passwords, etc.); and imports, the setting value of a user, other that the administrator (FIG. 6-8, ¶ [0047]-[0054]; i.e. importing the setting value of a user ). Asahara does not explicitly disclose imports, the setting value of the user regardless of whether or not the setting value of the user satisfies the setting value rule. However, Asahara ‘233 discloses imports, the setting value of the user regardless of whether or not the setting value of the user satisfies the setting value rule (FIG. 8-11, ¶ [0054]-[0056], [0101]-[0104], [0142]). Therefore, it would have been obvious to one of ordinary skill in the art before effective filing date of the claimed invention to combine Asahara and Asahara ‘233 in order to ensure the latest changes of the user individual setting and group setting are imported effectively (Asahara ‘233, ¶ [0003]-[0008]). Regarding claim 2, Asahara in view of Asahara ‘233 discloses the information processing apparatus according to claim 1, wherein the processor: acquires a new setting value, with respect to the setting value of the administrator, when importing the setting value of the administrator is suspended, and imports the new setting value as the setting of the administrator in a case that the new setting value satisfies the setting value rule (Asahara, ¶ [00111]-[0114]). Regarding claim 3, Asahara in view of Asahara ‘233 discloses the information processing apparatus according to claim 1, wherein in a case that the setting value of the user does not satisfy the setting value rule, the processor displays, to the user, a message indicating that authentication has failed at a time of authenticating the user by the authenticator (Asahara, FIG. 11, ¶ [0064], [0120]). Regarding claim 4, Asahara in view of Asahara ‘233 discloses the information processing apparatus according to claim 1, further comprising: an authenticator that authenticates the user according to the setting value of the user, wherein in a case the setting value of the user authenticated by the authenticator does not satisfy the rule, the processor allows the user to change the setting value of the user (Asahara, FIG. 8A-B, ¶ [0064], [0118]-[0120]; Asahara ‘233, FIG. 8). Regarding claim 5, Asahara in view of Asahara ‘233 discloses the information processing apparatus claim 4, wherein the processor allows the user to change the setting value of the user when changing the setting value of the user is permitted by the administrator (Asahara, ¶ [0064], [0118]-[0120]). Regarding claim 6, Asahara in view of Asahara ‘233 discloses the information processing apparatus according to claim 4, wherein in a case that the setting value of the user authenticated by the authenticator does not satisfy the setting value rule, the processor changes the setting value of the user to a new setting value, when the new setting value is acquired from the administrator (Asahara, ¶ [0064], [0118]-[0120]). Regarding claim 7, Asahara in view of Asahara ‘233 discloses the information processing apparatus according to claims 1, further comprising: a transmitter that transmits information on the setting value after a change in a case that the setting value is to be changed (Asahara, ¶ [0029], [0062]-[0063], [0104]); and a receiver that receives the information on the setting value after the change, wherein in a case that the information on the setting value after the change is received by the receiver, the processor changes the setting value before the change based on the information on the setting value after the change (Asahara, ¶ [0062]-[0063], [0104]). Regarding claim 8, Asahara discloses a control method comprising: acquiring a plurality of setting values (FIG. 11, ¶ [0054], [0056], [0118]-[0119]; i.e. acquiring setting value to import or verify with the security rule); determining whether a setting value, among the plurality of setting values, is a setting value of an administrator (FIG. 11, ¶ [0047]-[0054], [0118]-[0119]; i.e. a security rule check unit checks the administrative setting value, for example, SMTP password, SMB password, etc.); determining, in a case that the setting value is determined to be the setting value of the administrator, whether the setting value of the administrator satisfies a setting value rule (FIG. 4-11, ¶ [0044]-[0054]; i.e. checking the administrative setting value, for example, SMTP password, SMB password, user passwords, etc. complies with the security rule or not); suspending importing the setting value of the administrator in a case that the setting value of the administrator is determined not to satisfy the setting value rule (FIG. 4-11, ¶ [0047]-[0054]; i.e. performing control not to permit storing of the change of the administrative setting value or device setting value, for example, SMTP password, SMB password, user passwords, etc.); and imports, the setting value of a user, other that the administrator (FIG. 6-8, ¶ [0047]-[0054]; i.e. importing the setting value of a user ). Asahara does not explicitly disclose imports, the setting value of the user regardless of whether or not the setting value of the user satisfies the setting value rule. However, Asahara ‘233 discloses imports, the setting value of the user regardless of whether or not the setting value of the user satisfies the setting value rule (FIG. 8-11, ¶ [0054]-[0056], [0101]-[0104], [0142]). Therefore, it would have been obvious to one of ordinary skill in the art before effective filing date of the claimed invention to combine Asahara and Asahara ‘233 in order to ensure the latest changes of the user individual setting and group setting are imported effectively (Asahara ‘233, ¶ [0003]-[0008]). Regarding claim 9, Asahara in view of Asahara ‘233 discloses the information processing apparatus according to claim 1, wherein the processor collectively acquires setting values for the administrator and for a plurality of users other than the administrator (Asahara, FIG. 5B-C, ¶ [0029]). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to CHI D NGUY whose telephone number is (571)270-7311. The examiner can normally be reached Monday-Friday 9-5 ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Amir Mehrmanesh can be reached at (571)270-3351. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /C.D.N/Examiner, Art Unit 2435 /AMIR MEHRMANESH/Supervisory Patent Examiner, Art Unit 2435
Read full office action

Prosecution Timeline

Mar 27, 2023
Application Filed
May 02, 2025
Non-Final Rejection mailed — §103
Jul 24, 2025
Response Filed
Oct 28, 2025
Final Rejection mailed — §103
Jan 28, 2026
Request for Continued Examination
Feb 01, 2026
Response after Non-Final Action
Apr 09, 2026
Non-Final Rejection mailed — §103
Jul 08, 2026
Response Filed

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
75%
Grant Probability
91%
With Interview (+16.0%)
3y 5m (~1m remaining)
Median Time to Grant
High
PTA Risk
Based on 507 resolved cases by this examiner. Grant probability derived from career allowance rate.

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